Registered Direct Offering definition

Registered Direct Offering means the registered direct offering by the Company of 1,351,350 Class A Ordinary Shares and warrants to purchase up to 1,351,350 Class A Ordinary Share consummated on February 28, 2020.
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Registered Direct Offering means the offer and sale of equity securities, and/or securities convertible, exercisable and/or exchangeable into or for equity securities, pursuant to a Prospectus contained in a registration statement filed under the Securities Act which has been declared effective by the Commission, by an issuer whose common stock is registered pursuant to Section 12 of the Exchange Act.
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Registered Direct Offering means an offering pursuant to the Shelf Registration Statement in which shares of WR Common Stock are sold in a negotiated trade in which one or more investment banking firms engaged for such purpose will attempt to sell the shares of WR Common Stock as agent but may position and resell a portion of the block as principal to facilitate the transaction.
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Examples of Registered Direct Offering in a sentence

  • In connection with the sale of the ADSs in the 2019 Registered Direct Offering, the Company issued to the investors unregistered warrants to purchase an aggregate of 1,184,213 ADSs in a private placement (“2019 Investor Warrants”).

  • The Company is not, and will not be, either after receipt of payment for the Securities or after the application of the proceeds therefrom as described under “Use of Proceeds” in the Registration Statement, the Time of Sale Prospectus or the Prospectus, or after receipt of payment for the shares of Common Stock offered in the Concurrent Registered Direct Offering, required to register as an “investment company” under the Investment Company Act of 1940, as amended.

  • The Company shall include in the Shelf Registration Statement a plan of distribution that includes possible distribution under an Underwritten Offering, a Registered Direct Offering and such other method of sale or distribution as is reasonably requested by the Receiver and not otherwise prohibited by this Agreement.

  • For purposes hereof, neither an Underwritten Offering nor a Registered Direct Offering shall be considered consummated until at least the Minimum Number of shares of WR Common Stock have been sold pursuant to such Underwritten Offering or Registered Direct Offering or otherwise.

  • Unless otherwise agreed to by the Receiver and the Company, the investment bank selected by the Receiver shall receive 50% of the aggregate underwriting commissions or placement fees from the Underwritten Offering or Registered Direct Offering, and the investment bank or investment banks selected by the Company shall receive, in the aggregate, 50% of the aggregate underwriting commissions or placement fees from the Underwritten Offering or Registered Direct Offering.

  • In addition, we agreed to issue to the Placement Agent, or its designees, warrants to purchase up to 157,895 ordinary shares (the “Placement Agent Warrants,” and together with the Pre-Funded Warrants and the Private Warrants, the “Warrants”), which represents 5.0% of the aggregate number of ordinary shares and Pre-Funded Warrants sold in the Registered Direct Offering.

  • Settlement date: April 8, 2019 Price to the Underwriters: $0.658 per Unit Gross Proceeds From Concurrent Registered Direct Offering: $1,000,000 EXHIBIT A Form of Lock-up Agreement Ladenburg Xxxxxxxx & Co. Inc.

  • Pursuant to the terms of the Purchase Agreement, for each ordinary share and Pre-Funded Warrant issued in the Registered Direct Offering, an accompanying Series A Warrant, Series B Warrant and Series C Warrant were issued to such institutional and accredited investor.

  • Unless otherwise agreed to by the Receiver and the Company, the underwriter or placement agent chosen by the Receiver on the one hand and the Company on the other shall be joint bookrunners for the Underwritten Offering or Registered Direct Offering, with the underwriter or placement agent chosen by the Receiver to have 50% of the decision-making authority among the joint bookrunners.

  • Accordingly, should the Registered Direct Offering not be completed, the Company would need to seek urgently alternative sources of funding.


More Definitions of Registered Direct Offering

Registered Direct Offering or “overnight transaction” where no preliminary prospectus is used. Upon receipt of any such request for inclusion from a Holder received within the specified time, the Company shall use reasonable best efforts to effect the registration in any registration statement of any of the Holders’ Registrable Securities requested to be included on the terms set forth in this Agreement. Prior to the commencement of any “road show,” any Holder shall have the right to withdraw its request for inclusion of its Registrable Securities in any registration by giving written notice to the Company of its request to withdraw and such withdrawal shall be irrevocable and, after making such withdrawal, such Holder shall no longer have any right to include Registrable Securities in the Piggy-Back Underwritten Offering as to which such withdrawal was made.
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Registered Direct Offering means the purchase and sale on November 22, 2022 of Class A Shares and 2022 Warrants in an SEC-registered offering pursuant to securities purchase agreements, dated November 18, 2022, by and between Lilium and certain investors.
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Registered Direct Offering means an offering of up to an aggregate of $2,416,800 of shares of the Company’s Common Stock (“Shares”) included for registration in an effective registration statement, Commission file No. 333-239104, registering the Shares and in connection therewith and, the Prospectus and applicable Prospectus Supplement filed with the Commission pursuant to Rule 424(b) to be delivered to the Purchasers at Closing in accordance with Rule 172 under the Securities Act.
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Related to Registered Direct Offering

  • Registered dietitian means a person who shall be both:

  • Registered nurse means a person who has been issued a certificate of registration as a registered nurse pursuant to the Health Professions Act and Regulations, and who holds an annual certificate.

  • Registered design in this Act shall mean a design for which a design registration has been granted.

  • Registered Nurse (RN) means an individual licensed pursuant to Iowa Code chapter 152.

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • Certified registered nurse anesthetist means an advanced practice registered nurse who is certified

  • Registered Global Note means a Global Note, if issued by TCCI, being in the form or substantially in the form set out in Schedule 1 to the TCCI Note Agency Agreement (or in such other form as may be agreed between TCCI, the TCCI Registrar, the TCCI Transfer Agent and the relevant Purchaser(s)), or if issued by TMCC, being in the form or substantially in the form set out in Schedule 1 to the TMCC Note Agency Agreement (or such other form as may be agreed between TMCC, the TMCC Registrar, the TMCC Transfer Agent and the relevant Purchaser(s));

  • registered valuer means a person registered as such in accordance with the Companies Act, 2013 (18 of 2013) and rules made thereunder;

  • Withdrawn Registration means a forfeited demand registration under Section 2.1 in accordance with the terms and conditions of Section 2.4.

  • Registered voter means any person who is maintained on the Virginia voter registration system. All

  • registered dealer means a dealer registered under this Act;

  • Participating Certified Registered Nurse Anesthetist means a Certified Registered Nurse Anesthetist who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Registration Form means a book voter registration form and a by-mail voter

  • Non-Participating Certified Registered Nurse Anesthetist means a Certified Registered Nurse Anesthetist who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Registered Global Security means a Security evidencing all or a part of a series of Registered Securities, issued to the Depositary for such series in accordance with Section 2.02, and bearing the legend prescribed in Section 2.02.

  • Piggy-Back Registration is defined in Section 2.2.1.

  • Registered Shares has the meaning set forth in Section 3.01(b).

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • registered firm means a registered dealer, a registered adviser, or a registered investment fund manager;

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Registration Books means the records maintained by the Trustee pursuant to Section 2.08 for the registration and transfer of ownership of the Bonds.

  • Provisional registration means a building official, plan reviewer, or inspector who is registered subject to his or her completion of the amount of training, education, and experience required by the commission and the appropriate advisory board and described in section 1007(2).

  • Registration decal means an adhesive sticker produced by the department and issued by the

  • Registered Player means a person whose application for registration with the Club has been validated by the Registrar for the current playing season;

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.