Registered Adviser definition

Registered Adviser means a person accepted by FundingKnight to introduce Loan Requests as an agent for you as a prospective Borrower and who may be entitled to an Introduction Fee.
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Registered Adviser shall have the meaning set forth in Section 4.17(a).
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Registered Adviser means a person accepted by FundingKnight to introduce Loan Requests as an agent for a Prospective Borrower and who may be entitled to an Introduction Fee (as defined in clause D).
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Examples of Registered Adviser in a sentence

  • The percentage will be agreed between FundingKnight and the Registered Adviser in writing from time to time and is inclusive of VAT, where applicable.

  • A Registered Adviser shall be eligible for a fee (the “ Introduction Fee”) if you as the prospective Borrower Introduced by the Registered Adviser enter into a Loan.

  • In the event that you are Introduced by a Registered Adviser and return to us for a subsequent Loan Request prior to the Longstop Date and you do not identify a new Registered Adviser to us, the previous Registered Adviser will be entitled to 50% of the Introduction Fee for that Loan.

  • If you are an existing Borrower Member, Lender Member or Registered Adviser, We will only contact you by electronic means (e- mail or SMS) with information about services similar to those which were the subject of a previous transaction with you, or services about which you have requested information.

  • When we say ‘You’ we mean anyone using the website, whether they are a Borrower Member, a Lender Member, a Registered Adviser or a Member who has not yet agreed to become any of these.

  • The City responded that the Michigan Act is preempted by the Cable Communications Policy Act (“the Cable Act”), 47 U.S.C. § 521 et seq.On July 10, 2012, the Court filed an opinion and order granting in part and denying in part the parties’ motions for partial summary judgment.

  • If you are a new Borrower Member, Lender Member or Registered Adviser, and where We permit selected third parties to use your data, We (or they) will contact you by electronic means only if you have consented to this.

  • This meeting featured electronic voting for the first time and was considered a significant “hit” with those who took part.

  • If you register with Us as either a Borrower Member or a Lender Member or a Registered Adviser and accept our borrower terms and conditions or lender terms and conditions or registered adviser terms and conditions as published on Our site from time to time or if you continue to use Our Site, you agree to our use of cookies.

  • Registered Advisers are also bound by the terms of our Registered Adviser Terms and Conditions.


More Definitions of Registered Adviser

Registered Adviser means any person who provides investment advice on behalf of CNAM, Inc. and is subject to the supervision and control of CNAM, Inc., has access to non-public information regarding clients’ purchase or sale of securities, is involved in making any recommendations to clients (or in the case of discretionary accounts, investment decisions on behalf of) clients, or who has access to such recommendations that are non-public.
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Related to Registered Adviser

  • registered auditor means a person as defined in terms of the Auditing Professions Act, 20015((Act No. 26 of 2005);

  • registered address of a shareholder means the shareholder’s address as recorded in the central securities register;

  • Registered nurse means a person who has been issued a certificate of registration as a registered nurse pursuant to the Health Professions Act and Regulations, and who holds an annual certificate.

  • Registered entity means a covered entity, opt-in entity,

  • registered person means a person who is registered under section 25 but does not include a person having a Unique Identity Number;

  • registered company means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • registered society means a society, other than a society registered as a credit union, which is —

  • registered dealer means a dealer registered under this Act;

  • registered dentist means a fully registered person within the meaning of the Dentists Act 1984 who holds a license to practice under that Act;

  • Registered Account means a yen account maintained by the payee with a bank in Japan, details of which appear on the Register at the close of business on the sixth Transfer Business Day before the due date of payment.

  • Registered Benchmark Administrator means that the Underlying is administered by an administrator who is registered in a register pursuant to Article 36 of the Benchmark Regulation as specified in § 2 of the Product and Underlying Data.

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Registered Shareholder means, as the context requires:

  • registered proprietor , in relation to a trade mark, means the person for the time being entered in the register as proprietor of the trade mark;

  • Registered Player means a person whose application for registration with the Club has been validated by the Registrar for the current playing season;

  • Registered Shares has the meaning set forth in Section 3.01(b).

  • Registered lobbyist means a person registered under Title 36, Chapter 11,

  • registered valuer means a person registered as such in accordance with the Companies Act, 2013 (18 of 2013) and rules made thereunder;

  • Registered voter means any person who is maintained on the Virginia voter registration system. All

  • Registered Common Shares means Common Shares which are, as of the date of consummation of a Business Combination, and have continuously been for the 12 months immediately preceding such date, registered under Section 12 of the Exchange Act.

  • Registered Charity means a charitable organization which is registered with the Canada Revenue Agency as a registered charity and listed in the attached link, which may be updated from time to time: http://www.cra-arc.gc.ca/chrts-gvng/lstngs/menu-eng.html.

  • registered firm means a registered dealer, a registered adviser, or a registered investment fund manager;

  • Registered Notes has the meaning specified in Section 2.1.

  • Registered Loan has the meaning set forth in Section 13.1(h) of the Agreement.

  • Registered Nurse (RN) means an individual licensed pursuant to Iowa Code chapter 152.