PWM Investor definition

PWM Investor means an Investor that is a high net worth individual or an entity beneficially owned by, controlled by, or otherwise associated with, a high net worth individual, including a “family office”.
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PWM Investor means either an MS PWM Investor or a Non-MS PWM Investor.
Sample 1

Examples of PWM Investor in a sentence

  • No Borrower nor any Managing Entity shall enter into a Side Letter with any existing PWM Investor after the date hereof.

  • No PWM Investor has entered into any Side Letter with any Borrower or any Managing Entity, except as copies (with names and other identifying information of PWM Investors redacted) of the same have been provided to Administrative Agent.

  • It is hereby acknowledged that the Borrowers may receive Investor Capital Contributions for Non-MS PWM Investors from the applicable Non-MS PWM Investor Custodian (in which case, the Non-MS PWM Investor Custodian has collected such Investor Capital Contributions from the applicable Non-MS PWM Investors in satisfaction of such Non-MS PWM Investor’s obligation to fund Investor Capital Contributions).

  • In connection with such process, a PWM Investor may be required to fund the necessary amount to its brokerage account at Xxxxxxx Sachs via a series of wires (including by initially funding to an aggregating deposit account in the name of Xxxxxxx Xxxxx for such purpose).

  • The Borrower may place into escrow a copy of one duly executed Subscription Agreement (and contact information) of each PWM Investor by Delivering (as defined below) such Subscription Agreement (and contact information) to the Escrow Agent prior to the delivery of a Loan Notice with respect to the initial Borrowing under the Credit Agreement.

  • On or prior to the Closing Date or, solely in the case of the GS Investors, July 22, 2016, in accordance with the Escrow Agreement, the Borrowers will deposit with the Escrow Agent the contact information for each PWM Investor in form and substance sufficient to permit the Administrative Agent to make an Investor Capital Call on all such Investors should they be authorized and elect to do so hereunder.

  • Fund may place into escrow a copy of one duly executed Subscription Agreement (and contact information) of each PWM Investor by Delivering (as defined below) such Subscription Agreement (and contact information) to the Escrow Agent within 60 days of the Closing Date of the Credit Agreement.

  • In no event shall any Fund nor Aggregator Fund Managing Entity enter into, and Borrower shall cause Investment Manager to refrain from entering into, (i) any agreement which shall restrict, limit or penalize or control its ability to make Capital Calls or the timing thereof or (ii) a Side Letter with any existing PWM Investor after the date hereof.

Related to PWM Investor

  • Investor means the Buyer, any transferee or assignee thereof to whom a Buyer assigns its rights under this Agreement in accordance with Section 9 and who agrees to become bound by the provisions of this Agreement, and any transferee or assignee thereof to whom a transferee or assignee assigns its rights under this Agreement in accordance with Section 9 and who agrees to become bound by the provisions of this Agreement.

  • Co-Investor means any of (a) the assignees, if any, of the equity commitments of any Sponsor who become holders of Equity Interests in the Borrower (or any of the direct or indirect parent companies of the Borrower) on the Original Closing Date in connection with the acquisition of the Company by the Sponsor and (b) the transferees, if any, that acquire, within 90 days of the Original Closing Date, any Equity Interests in the Borrower (or any of the direct or indirect parent companies of the Borrower) held by any Sponsor as of the Original Closing Date.

  • Anchor Investor means a Qualified Institutional Buyer, applying under the Anchor Investor Portion in accordance with the requirements specified in the SEBI ICDR Regulations and the Red Xxxxxxx Prospectus and who has Bid for an amount of at least ₹100 million.

  • Exempt Investor means any of the following Irish Residents: (i) the Administrator, for so

  • retail investor means a person who is one (or more) of the following:

  • Loan Investor means any Person (including an Agency) having a beneficial interest in any mortgage loan originated, purchased or serviced by the Bank or a security backed by or representing an interest in any such mortgage loan;

  • Lead Investor means Cavalry Fund I LP.

  • Management Investor means any officer, director, employee or other member of the management of the Company or any of its Subsidiaries, or family members or relatives thereof, or trusts or partnerships for the benefit of any of the foregoing, or any of their heirs, executors, successors and legal representatives.

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Equity Investor means the tax credit investor or syndicator for the proposed project who will acquire an ownership interest in the proposed project and who contributes capital to the Project Sponsor and the closing of the syndication. Equity Investors provide the capital requirements of the Project Sponsor either in the form of a single contribution at the time of entry or a staged level of contributions.

  • Masterworks Investor refers to an affiliate of Masterworks that has raised capital from unaffiliated third party investors to invest the proceeds in a diversified collection of artwork and which acquires Class A Ordinary Shares as part of such investment strategy.

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Participating Investor any Participating Account, Participating Insurance Company or Participating Plan, including the Account and the Company.

  • Passive Investor means a person that:

  • Principal Stockholder Transferee means any Person who acquires voting stock of the Corporation from the Principal Stockholder (other than in connection with a public offering) and who is designated in writing by the Principal Stockholder as a “Principal Stockholder Transferee.”

  • Principal Stockholder means, collectively, (i) the Sponsor and (ii) any affiliate or successor of a person referenced in clauses (i) and (ii) of this definition.

  • Qualified Investor means an investor who has been certified by the commissioner under subdivision 3.

  • Requesting Investor has the meaning set forth in Section 7.5 of the Indenture.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Investor Affiliate means (i) the Investor or any of his immediate family members, and any such persons’ respective Affiliates and direct and indirect Subsidiaries, (ii) any sponsor, limited partnerships or entities managed or controlled by the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries, (iii) any trust of the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries or any trust in respect of which any such persons is a trustee, (iv) any partnership of which the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries is a partner that is managed or controlled by the Investor, any of his immediate family or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, and (v) any trust, fund or other entity which is managed by, or is under the control of, the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, but excluding the Issuer or any of its Subsidiaries.

  • Major Investor means any Investor that, individually or together with such Investor’s Affiliates, holds at least 1,000,000 shares of Registrable Securities (as adjusted for any stock split, stock dividend, combination, or other recapitalization or reclassification effected after the date hereof).

  • Applicable Investor means each holder of a beneficial interest in any Class A Note that is (i) an EEA credit institution or investment firm subject to the CRR, including any consolidated group affiliate thereof; (ii) an EEA insurer or reinsurer subject to the Solvency II Regulation; or (iii) an EEA alternative investment fund manager to which the AIFM Regulation applies.

  • Institutional Investor means (a) any Purchaser of a Note, (b) any holder of a Note holding (together with one or more of its affiliates) more than 5% of the aggregate principal amount of the Notes then outstanding, (c) any bank, trust company, savings and loan association or other financial institution, any pension plan, any investment company, any insurance company, any broker or dealer, or any other similar financial institution or entity, regardless of legal form, and (d) any Related Fund of any holder of any Note.

  • Investor Group means the Sponsor and its affiliates, successors and assigns.

  • Equity Holder means any Person that owns the Equity Interests in any Practice that is a party to any Management Agreement.

  • Class B Stockholder means (i) the registered holder of a share of Class B Common Stock at the Effective Time and (ii) the initial registered holder of any shares of Class B Common Stock that are originally issued by the Corporation after the Effective Time.