Prospectus Act definition

Prospectus Act means the Liechtenstein Prospectus Act (Wertpapierprospektgesetz of 23 May 2007, LGBl. 2007 Nr. 169.
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Examples of Prospectus Act in a sentence

  • Supplemental information will only be published as required by and in a manner stipulated in section 16 of the German Securities Prospectus Act (Wertpapierprospektgesetz - “WpPG”) and, in the case of a listing of Securities at SIX Swiss Exchange (“SIX”), as required by and in a manner stipulated in the rules and regulations of SIX.

  • The Base Prospectus has been approved by Germany’s Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – “BaFin”), as the competent authority in the (selected) home Member State of UBS within the meaning of the Prospectus Directive and the Securities Prospectus Act, as UBS’ offering programme.

  • Germany The Arranger represents and agrees that this document may not be distributed and the Notes may not be offered or sold in the Federal Republic of Germany other than in compliance with the provisions of the German Securities Prospectus Act (Wertpapierprospektgesetz, WpPG) or any other laws applicable in the Federal Republic of Germany governing the issue, offering and sale of securities.

  • The Base Prospectus was approved by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – “BaFin”) as the supervisory authority for securities of the Federal Republic of Germany in accordance with the German Securities Prospectus Act (Wertpapierprospektgesetz - “WpPG”) implementing Directive 2003/71/EC (the “Prospectus Directive”) into German law.

  • Supplemental information will only be published as required by and in a manner stipulated in section 16 of the German Securities Prospectus Act (Wertpapierprospektgesetz - “WpPG”) and, in case of a listing of Securities at SIX Swiss Exchange (“SIX”), as required by and in a manner stipulated in the rules and regulations of SIX.

  • Any resale of the Notes in Germany may only be made in accordance with the German Securities Prospectus Act and other applicable laws.

  • Following the publication of this Prospectus, a Prospectus Supplement may be prepared by the Issuer during the Offer Period and approved by the CSSF in accordance with article 16 of the Prospectus Directive and article 13 of the Prospectus Act 2005.

  • Approval by the CSSF Application has been made to the CSSF to approve this document as a prospectus in its capacity as competent authority under the Prospectus Act 2005 which implemented the Prospectus Directive in Luxembourg in accordance with Article 7(7) of the Prospectus Act 2005.

  • Luxembourg qualified investors as defined in the Prospectus Act and (ii) no more than 149 prospective investors, which are not qualified investors.

  • It is valid for a period of twelve months from the date of its approval provided that it will be supplemented pursuant to Article 16 of the German Securities Prospectus Act (Wertpapierprospektgesetz).

Related to Prospectus Act

  • Prospectus Rules means the Prospectus Rules published by the Financial Conduct Authority;

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • UK Prospectus Regulation means Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the EUWA;

  • U.S. Prospectus Supplement has the meaning given to it in the fifth paragraph of this Agreement;

  • Prospectus means the prospectus included in a Registration Statement (including, without limitation, a prospectus that includes any information previously omitted from a prospectus filed as part of an effective registration statement in reliance upon Rule 430A promulgated by the Commission pursuant to the Securities Act), as amended or supplemented by any prospectus supplement, with respect to the terms of the offering of any portion of the Registrable Securities covered by a Registration Statement, and all other amendments and supplements to the Prospectus, including post-effective amendments, and all material incorporated by reference or deemed to be incorporated by reference in such Prospectus.

  • Canadian Prospectus Supplement means the most recent prospectus supplement to the Canadian Base Prospectus relating to the Shares filed by the Company with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws. As used herein, “Canadian Prospectus” means the Canadian Prospectus Supplement (and any additional Canadian prospectus supplement prepared in accordance with the provisions of this Agreement or any Terms Agreement and filed with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws) together with the Canadian Base Prospectus.

  • Shelf Prospectus means the prospectus included in the Shelf ---------------- Registration Statement, including any preliminary prospectus, and any amendment or supplement thereto, including any supplement relating to the terms of the offering of any portion of the Shelf Registrable Securities covered by the Shelf Registration Statement, and in each case including all material incorporated by reference therein.

  • Initial Prospectus Supplement means the prospectus supplement of the Company relating to the Securities, including the accompanying Base Prospectus, to be prepared and filed by the Company with the SEC pursuant to Rule 424(b)(5) under the Securities Act and in accordance with Section 5(a) hereof, together with all documents and information incorporated therein by reference.

  • U.S. Prospectus means a prospectus that has been prepared in accordance with the disclosure and other requirements of U.S. federal securities law for an offering of securities registered under the 1933 Act.

  • Prospectus Supplements The Prospectus Supplement dated August 19, 2003 relating to the Class A Certificates and the Prospectus Supplement dated August 19, 2003 relating to the Class B Certificates.

  • Base Prospectus means the base prospectus referred to in paragraph 1(a) above contained in the Registration Statement at the Execution Time.

  • Prospectus Supplement means the supplement to the Prospectus complying with Rule 424(b) of the Securities Act that is filed with the Commission and delivered by the Company to each Purchaser at the Closing.

  • Final Prospectus Supplement has the meaning set forth in the Preliminary Statement hereto.

  • Preliminary Prospectus Supplement means any preliminary prospectus supplement to the Basic Prospectus which describes the Securities and the offering thereof and is used prior to filing of the Prospectus. "Prospectus" shall mean the prospectus supplement relating to the Securities that is first filed pursuant to Rule 424(b) after the Execution Time, together with the Basic Prospectus or, if no filing pursuant to Rule 424(b) is required, shall mean the prospectus supplement relating to the Securities, including the Basic Prospectus, included in the Registration Statement at the Effective Date. "Rule 430A Information" means information with respect to the Securities and the offering of the Securities permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A. "Rule 415", "Rule 424", "Rule 430A" and "Regulation S-K" refer to such rules or regulations under the Act. Any reference herein to the Registration Statement, the Basic Prospectus, a Preliminary Prospectus Supplement or the Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to Item 12 of Form S-3 which were filed under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), on or before the Effective Date of the Registration Statement or the issue date of the Basic Prospectus, such Preliminary Prospectus Supplement or the Prospectus, as the case may be; and any reference herein to the terms "amend", "amendment" or "supplement" with respect to the Registration Statement, the Basic Prospectus, any Preliminary Prospectus Supplement or the Prospectus shall be deemed to refer to and include the filing of any document under the Exchange Act after the Effective Date of the Registration Statement, or the issue date of the Basic Prospectus, any Preliminary Prospectus Supplement or the Prospectus, as the case may be, deemed to be incorporated therein by reference.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Securities Act means the Securities Act of 1933, as amended.

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • IPO Prospectus means the final prospectus of Purchaser, dated as of February 19, 2020, and filed with the SEC on February 21, 2020 (File No. 333-235949).

  • Prospectus Amendment means any amendment to the Preliminary Prospectus or the Final Prospectus;

  • U.S. Preliminary Prospectus means the Canadian Preliminary Prospectus with such deletions therefrom and additions thereto as are permitted or required by Form F-10 and the applicable rules and regulations of the SEC, included in the Initial Registration Statement as amended at such time, including the Documents Incorporated by Reference therein;

  • Prospectus Delivery Period means such period of time after the first date of the public offering of the Securities as in the opinion of counsel for the Underwriters a prospectus relating to the Securities is required by law to be delivered (or required to be delivered but for Rule 172 under the Securities Act) in connection with sales of the Securities by any Underwriter or dealer.

  • Final Prospectus means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Preliminary Prospectus means any preliminary prospectus referred to in paragraph 1(a) above and any preliminary prospectus included in the Registration Statement at the Effective Date that omits Rule 430A Information.

  • 1933 Act means the Securities Act of 1933, as amended.

  • U.S. Base Prospectus has the meaning set forth in Section 1(b) hereof.