Professional Clients definition

Professional Clients shall have the meaning ascribed to it in the Applicable Laws and Regulations;
Professional Clients shall have the meaning described in the Client Categorisation Policy established pursuant to the Applicable Laws and Regulations.
Professional Clients means clients who are classified as professional clients under the FCA Rules;

Examples of Professional Clients in a sentence

  • In the case of Professional Clients and Eligible Counterparties, the Company may agree to provide more limited information as provided by Applicable Regulations.

  • Professional Clients and Eligible Counterparties are eligible for higher leverage upon their request.

  • In particular, Retail Clients are afforded the most regulatory protection; Professional Clients and ECPs are considered to be more experienced, knowledgeable and sophisticated and able to assess their own risk and are thus afforded fewer regulatory protections.

  • This is due to the fact that Professional Clients possess the experience, knowledge and expertise to make their own investment decisions and properly assess the risks incurred.

  • This Agreement is provided to assist the Client in making an informed decision about the Company, its services and the risks of the provided Financial Instruments and applies to both Retail and Professional Clients.


More Definitions of Professional Clients

Professional Clients means a Client which possesses the experience, knowledge and expertise to make its own investment decisions and to properly assess the risks that it incurs. In order to be considered as a professional client, the Client must comply with the criteria mentioned in the Belgian laws and regulations implementing the MIF.
Professional Clients means the professional clients as referred to in section I of Annex II of MiFID II.
Professional Clients means a Client which possesses the experience, knowledge and expertise to make its own investment decisions and to properly assess the risks that it incurs. In order to be considered as a professional client, the Client must comply with the criteria mentioned in the Belgian laws and regulations implementing the MIFID. vJun2022 Page 1 of 23KBC Bank NV/SA Havenlaan 2 · 1080 Brussels · Belgium https://securitiesservices.kbc.beVAT BE 0462.920.226Company registration Number 0462.920.226 Accountn° BE77 4096 5474 0142 - BIC KREDBEBB
Professional Clients means Clients catego- rised as professional clients pursuant to MiFID II and the Investor Protection Order;
Professional Clients means Clients categorised as professional clients pursuant to MiFID II and the Investor Protection Order;
Professional Clients means clients who should have the necessary expertise to make investment decisions, evaluate the risks they take and be able to bear the risk of any loss resulting from investment. ProRealTime’s obligations to provide information to them are lesser than those for non-professionals.
Professional Clients means Clients categorised as professional clients pursuant to the Dutch Financial Act;