Private Placement Transaction definition

Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, this means an offering exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or 4(6) or Rule 504, 505 or 506 under that Act, including hedge funds.

Private Placement Transaction means a sale of Common Shares by the Company or the Successor Company to investors in a private placement pursuant to Sections 4(2) or 4(6) or Rule 504, 505 or 506 of the Securities Act

Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, this

Examples of Private Placement Transaction in a sentence

• See Section II.A.10, “Key Events Leading to the Solicitation and Decision to Commence Voluntary Chapter 11 Reorganization Cases—Factors and Circumstances Leading to Reorganization—2002 Private Placement Transaction, Special Committee Report and Restatement of 2002 Financial Statements.” Accordingly, as of December 31, 2002, approximately $74 million was owed to various GFN affiliates by the Debtors.

• Martijn Cremerst; Quinn Curtis, Do Mutual Fund Investors Get What They Pay for: Securities Law and Closet Index Funds, 11 Va. L.

• Business of the Company after Completion of the Transaction After closing of the Offering, the Private Placement Transaction, the Company will be a natural resource company engaged in the business of acquisition, exploration and development of mineral properties, with its primary focus initially on the Project in Sonora, Mexico.

• Type of Reporting Person (See Instructions)Corporation – CO(1) As further described in Item 4, includes (i) 318,750 shares of the Common Stock issued to the Reporting Person (as defined below) on April 26, 2016 in connection with the License Agreement (as defined in Item 4), (ii) 2,513,581 shares of the Common Stock acquired prior to the Private Placement Transaction (as defined in Item 4) and (iii) 12,500,000 shares of the Common Stock acquired in the Private Placement Transaction (as defined in Item 4).

• Las Vegas, NV 89123Investment Authorization & Direction FormPrivate Placement PTC IRA Account Number Account Type Traditional Roth SEP SIMPLE Private Placement Transaction Fee | $100 or $50Your IRA account will be assessed a $100.00 Private Placement Transaction Fee for the first transaction and $50 for every supplemental transaction.

More Definitions of Private Placement Transaction

Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act. Currently, this means an offering exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or 4(6) or Rule 504, 505 or 506 under that Act. A “Security”, as defined in Rule 204A-1, means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral trust certificate, transferable share, investment contract, certificate of deposit for a security, any put, call, straddle, option or privilege on any security or on any group or index of securities or any put, call straddle, option or privilege entered into on a national securities exchange relating to foreign currency or in general, any interest or instrument commonly known as a “security”, or warrant or right to subscribe to or purchase any of the foregoing type of equity or debt instrument (such as common and preferred stocks, and corporate and government bonds or notes), shares in offshore funds, municipal obligations, closed end mutual funds and exchange traded funds and any instrument representing, or any rights relating to, a security (such as certificates of participation, depositary receipts, put and call options, warrants, convertible securities and securities indices).

Private Placement Transaction means a sale or distribution of Shares that is not subject to registration requirement under applicable securities laws (including Canadian Securities Laws, Section 5 of the Securities Act or comparable provisions of the securities laws of other countries).

Private Placement Transaction means that certain private placement transaction between Euroseas and certain private investors pursuant to that Securities Purchase Agreement, dated as of August 25, 2005.

Private Placement Transaction means that certain private placement of Senior Secured Convertible Notes (the “Notes”) and Warrant Agreements (the “Warrants”) entered into pursuant to the Securities Purchase Agreements dated January 28, 2019, which Notes and Warrants shall be convertible or exercisable, as applicable, into shares of the Company’s Common Stock.

Private Placement Transaction has the meaning given to that term in Section 2(3) of this Agreement;

Private Placement Transaction means a “limited offering” as defined from time totime in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, thismeans an offering exempt from registration under the Securities Act of 1933 pursuant toSection 4(2) or 4(6) or Rule 504, 505 or 506 under that Act, including hedge funds. - 2 –

Private Placement Transaction means the transaction in which the Borrower receives a minimum of $15,000,000 in net proceeds from a sale of Series D Preferred stock of the Borrower, which transaction is satisfactory to the Bank.