Prior Offering definition

Prior Offering means the offering by the Borrower of convertible notes and common stock purchase wan-ants on substantially similar, but not identical terms as this offering for which a closing took place on December 23, 2014 for gross proceeds to the Borrower of $1,000,000.

Prior Offering means a distribution of securities by an issuer under a Short Form Offering Document that was completed during the 12 month period immediately preceding the date of the Short Form Offering Document;

Prior Offering means the Company's initial private placement of Common Stock through the Placement Agent.

Examples of Prior Offering in a sentence

• Prior Offering VAN01: 4744073: v9In 2016 the Promoter established NationWide Self Storage Trust (the “Prior Trust”), a trust organized to indirectly invest in a self storage business with investment objectives and strategies and management structure that are the same as the Trust’s in all material respects.

• Further, the Company will not be extending its agreement with Chippingham Financial, which was engaged as the lead agent (the “Prior Agent”) for the Prior Offering.

• Notwithstanding the suspension of the listing application in May 2010 and the subsequent change in the controlling shareholders of our Company, we have continued to pursue the same business and operation as described in our prospectus in the Prior Offering, in particular our pursuit towards a three-phase expansion plan of Yanjiazhuang Mine for the extraction and processing of iron ore as our primary activity.

• In the Prior Offering, we have applied for and the Stock Exchange has granted waivers from strict compliance with Rules 8.05 of the Listing Rules (the “ Profit Test Waiver”) as well as Rule 8.12 of the Listing Rules (the “Rule 8.12 Waiver”).

• The Dealer Manager hereby agrees not to, and hereby agrees to instruct all Soliciting Dealers (as defined below) not to, solicit or make any offers for the sale of Units under the Prior Offering following the date of this Agreement.

More Definitions of Prior Offering

Prior Offering means a distribution of securities by the Issuer under a Short Form that was completed during the 12 month period immediately preceding the date of the Short Form contemplated under this Agreement;

Prior Offering means the Company's $1,200,000 offering that closed in July and August of 2003.

Prior Offering means the Company's offering and sale of $1,000,000 in principal amount of senior convertible subordinated notes and warrants to purchase 150,000 shares of Common Stock pursuant to an offering memorandum dated October 1999.

Prior Offering means the prior offer and sale to one purchaser of four (4) shares of Series A Preferred Stock and a warrant to purchase up to 700,000 shares of Common Stock by the Company.

Prior Offering means the sale of an aggregate of $3 -------------- million Stated Value of Preferred Stock and accompanying Warrants sold to two (2) investors on April 13, 2004 pursuant to a Securities Purchase Agreement dated as of April 8, 2004 by and among such two (2) investors and the Company.

Prior Offering means the offer and sale by the Company of Prior Notes and Prior Warrants to some or all of the Purchasers hereunder pursuant to a securities purchase agreement dated May 29, 2018, which offering was consummated on May 29, 2018.

Prior Offering means the offer and sale of the Series B Notes.