Position Limits definition

Position Limits means the limits applied from time to time by the Exchange whether generally or in relation to a particular Member Firm imposing limits on the number of Contracts of any type that may be held by a Member Firm;
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Position Limits. We may, in our absolute discretion, require you to limit the number of open positions which you may have with us at any time and/or only allow you to enter into closing transactions or we may close out any one or more positions or reverse Transactions and/or Contracts in order to ensure that the position limits we have imposed are maintained.
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Position Limits means a preset level of ownership established by exchanges or regulators that limits the number of shares or derivative contracts that a trader, or any affiliated group of traders and investors, may own
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Examples of Position Limits in a sentence

  • The Client is advised to read the Guidance Note on Position Limits and Large Open Position Reporting Requirements issued by the SFC which can be downloaded from the SFC’s website at xxx.xxx.xx.

  • Please refer to the Position Limits and LOPR Rules and the Guidance Notes for more details and respective requirements.

  • Without limiting the generality of the foregoing, the Client acknowledges and agrees to comply with the detailed requirements posted from time to time on HKEX’s website at xxx.xxxx.xxx.xx (Services\ Trading\ Derivatives\ Overview\ Trading Mechanism\ Large Open Positions and Position Limits) (or such other websites specified by HKEX from time to time).

  • In addition to other applicable agreements and supplements set forth herein, the Entity agrees to abide by the Statement on Options Position Limits / Exercise Procedures and Other Disclosures for U.S. Listed Options.

  • Position Limits Positions are reported to ICE Endex on a daily basis.

  • Further guidance on the Hong Kong Rules and what they require is set out in the SFC’s Guidance Note on Position Limits and Large Open Position Reporting Requirements.

  • DBSI may require Customer to liquidate any open positions carried in the Account in order to comply with such Contract Type Limits or Aggregate Position Limits (as they may be amended from time to time) or may refuse to accept any order of Customer establishing a new position in order to comply with such Contract Type Limits or Position Limits (as they may be amended from time to time).

  • Contract Type Limits and Position Limits may be more restrictive than the limits imposed under Applicable Law (if any) and, with respect to Position Limits, may be set to zero.

  • In addition to other applicable agreements and supplements set forth herein, I/we agree to abide by the Options Position Limits / Exercise Procedures and Other Disclosures for U.S. Listed Options.

  • Subject to Section 14(n) Execution Version of this Agreement, DBSI shall have the right to establish new and amend and/or modify any then existing: (i) Daily Position Limits, upon one (1) Business Day notice to Customer; and (ii) Contract Type Limits and/or Aggregate Position Limits, upon 30 calendar days’ prior written notice to Customer (each such period, a “Limit Change Notice Period”).


More Definitions of Position Limits

Position Limits has the meaning set out in Clause 22(d).
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Position Limits means the limits applied from time to time by t2e whether generally or in relation to a particular Participant imposing limits on the value of Environmental Commodities (either in monetary or tonnage terms or as otherwise appropriate) of any type which may be registered in an Account;
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Position Limits means the limits applied from time to time by Turquoise whether generally or in relation to a particular Member imposing limits on the number of Contracts of any type which may be executed by a Member;
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Position Limits. Means the minimum or maximum buy or sell thresholds of the
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Position Limits. We may require you to limit the number of Open Positions which you may have with us at any time and we may in our sole discretion close out any one or more Transactions in order to ensure that such position limits are maintained. Trade Reporting: Under Applicable Regulations, we may be obliged to make information about certain Transactions public. You agree and acknowledge that any and all proprietary rights in such Transaction information are owned by us and you waive any duty of confidentiality attaching to the information which we reasonably disclose. ACCOUNT OPENING Account Establishment: An Account must be opened prior to entering into any Transaction with us. No Orders can be placed until an Account has been opened and cleared Funds received. Without prejudice to the foregoing, if we permit you to place an order notwithstanding that an Account has not been opened, or cleared Funds received, this shall not limit your liability to us pursuant to this Agreement in respect of the Order placed. We may, at our absolute discretion, refuse to accept you as a client for whatever reason but will notify you of any such refusal, without giving any reasons, promptly following your application. Credit Assessment: To assess your creditworthiness, manage credit risk and to prevent fraud (or other criminal activity) you acknowledge and agree that we or agents acting on our behalf may: make periodic searches and enquiries about you and any related party at credit reference agencies and your employers, if applicable; disclose information to organisations involved in fraud prevention; and investigate any current and past investment activity and obtain information in connection therewith and disclose information to other dealers, or investment managers which deal in or manage investments for clients, concerning any payment or security default or concerning any investment which is related to or connected with the Transactions.
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Position Limits means any limit or condition communicated by OTC Clearing Member to Customer and Executing Party on the Agreed OTC Transactions it will accept for give-up, clearing and settlement for Customer’s Account.
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Related to Position Limits

  • Concentration Limits means, as of any date of determination prior to (x) the Commitment Termination Date with respect to all items below and (y) the Final Maturity Date with respect to the concentration limit set forth in clause (d) below, for purposes of determining the Excess Concentration Amount and the Borrowing Base, the concentration limitations set forth below:

  • Concentration Limitations has the meaning set forth in Schedule 4.

  • Possession limit as used in s. NR 19.275, means the maximum number of a turtle species or group of turtle species which may be possessed by a person at any time.

  • Maximum Limit means that number of issued Shares representing 10% of the total number of issued Shares as at the date of the passing of this Resolution (excluding any Shares which are held as treasury shares as at that date); and

  • Eligible area means a distressed area, a labor surplus area, an inner city area, or a situational distress area.

  • Plan Limit means the maximum aggregate number of Shares that may be issued for all purposes under the Plan as set forth in Section 5(a) of the Plan.

  • Bag limit means the maximum number of game animals, game

  • eligible Categories means Categories (1), (2) and (3) set forth in the table in paragraph 1 of Schedule 1 to this Agreement;

  • alternative maximum council tax reduction means the amount determined in accordance with paragraph 31 and Schedule 4;

  • Positive beam limitation means the automatic or semi-automatic adjustment of an x-ray beam to the size of the selected image receptor, whereby exposures cannot be made without such adjustment.

  • Annual Addition The sum of the following amounts allocated on behalf of a Participant for a Limitation Year, of (i) all Employer contributions; (ii) all forfeitures; and (iii) all Employee contributions. Except to the extent provided in Treasury regulations, Annual Additions include excess contributions described in Code Section 401(k), excess aggregate contributions described in Code Section 401(m) and excess deferrals described in Code Section 402(g), irrespective of whether the plan distributes or forfeits such excess amounts. Annual Additions also include Excess Amounts reapplied to reduce Employer contributions under Section 3.10. Amounts allocated after March 31, 1984, to an individual medical account (as defined in Code Section 415(l)(2)) included as part of a defined benefit plan maintained by the Employer are Annual Additions. Furthermore, Annual Additions include contributions paid or accrued after December 31, 1985, for taxable years ending after December 31, 1985, attributable to post-retirement medical benefits allocated to the separate account of a key employee (as defined in Code Section 419A(d)(3)) under a welfare benefit fund (as defined in Code Section 419(e)) maintained by the Employer.