Portfolio Security definition

Portfolio Security will mean any Security owned by a Portfolio of a BTC Recipient.

Portfolio Security means any security which is being or during the

Portfolio Security means any Equity Security or Debt Security or Participatory Security or Financial Derivative acquired, or proposed to be acquired, by the Company in connection with its investment activities pursuant to clause 5.1 and any VCF Portfolio Security;36

Examples of Portfolio Security in a sentence

• A purchase or sale of a Portfolio Security includes the writing of an option to purchase or sell and any security that is exchangeable for, or convertible into a Portfolio Security.

• In addition, the Bank will send the Fund a written report once each month showing any income on any Portfolio Security held by it which is more than ten days overdue on the date of such report and which has not previously been reported.

• OFS Funds Directors are prohibited from trading any OFS Funds Portfolio Security.

• In addition, the Bank will send the Fund a written report once each month showing any income on any Portfolio Security held by it which is more than ten days overdue on the date of such report and which has not been previously been reported.

• Notwithstanding the foregoing, if the transaction is being executed through MJW, on the basis of the head trader's assessment that the security is not currently a Portfolio Security, prior approval will be deemed to have been obtained subject to the authority of the Compliance Officer to rescind such transaction for any reason.

More Definitions of Portfolio Security

Portfolio Security means any security that is being, or during the past 30 days has been, purchased or sold by the Fund or considered by the Fund for purchase or sale by the Fund;

Portfolio Security will mean any security ------------------ owned by any Fund.

Portfolio Security means the Assets of a Portfolio Company acquired by the Partnership.

Portfolio Security means any Equity Security or Debt Security or Participatory Security or Financial Derivative acquired, or proposed to be acquired, by the Company in connection with its investment activities pursuant to clause 5.1 and any VCF Portfolio Security;36 31 See Agreement Amending the Management Agreement dated 4 November 2002. 32 See Agreement Amending the Management Agreement dated 4 November 2002. 33 See Agreement Amending the Management Agreement dated 4 November 2002. 34 See Agreement Amending the Management Agreement dated 4 November 2002. 35 See Agreement Amending the Management Agreement dated 4 November 2002. 36 See Infratil Ventures Management Agreement dated 4 November 2002.

Portfolio Security means any security of a Portfolio Company.

Portfolio Security means any Security that is being or during the past 30 days has been purchased or sold by the Fund or considered by the Fund for purchase or sale by the Fund; g) "Person" is a natural person, partnership, corporation, trust, estate, joint venture, business trust, association, cooperative, government (or any subdivision, branch or agency thereof), governmental entity, foundation, or other entity. 2 No Director, Officer, Employee or other Affiliated Person or Access Person ("Covered Person") or any "Member of the Immediate Family" (as defined in Section 2 (a) (19) of the Investment Company Act of 1940) of any Covered Person, shall purchase or sell any Security that is a Portfolio Security, any Security convertable into a Portfolio Security or an option to purchase before or sell before such Security, or any Security into which a Portfolio Security is con- vertable or with respect to which a Portfolio Security gives its owner an option to purchase or sell such Security. 3 a) On the 3rd Tuesday of every other month starting with February, the Fund shall provide each Covered Person with copies of all Portfolio Securities and all securities held as of the end of the previous briefing ("Held Securities"). b) On the same day, each Covered Person shall provide the Fund with a list of the names and amounts of all Securities owned by the Fund and also held by such person and/or members of his immediate family as of the end of the pre- vious 3rd Tuesday of even months. 4 No Covered Person shall disclose, divulge or communicate to any person (other than another Covered Person) directly or indirectly, any "inside" information regarding the Fund and relating to Held Securities, Portfolio Securities or any completed or proposed transactions involving Held Securities and/or Portfolio Securities. 5 The Fund shall require that its Investment Adviser providing investment advice & acting as Transfer Agent and Principal Broker adopt Codes of Ethics substan- tially identical to this Code with respect to the Fund's Portfolio Securities.

Portfolio Security means any Security that is being or during the past 30 days has been purchased or sold by the Company or it’s clients, or considered by the Company for purchase or sale by the Company or it’s clients;