Participating Dealer definition

Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.
Participating Dealer means a dealer other than the principal distributor that distributes securities of a mutual fund;
Participating Dealer means a licensed broker or dealer who is (or who has appointed an agent or delegate who is) a person admitted for the time being by HKSCC as a participant of CCASS and who has entered into a Participation Agreement in form and substance acceptable to the Manager and Trustee, and any reference in this Prospectus to “Participating Dealer” shall include a reference to any agent or delegate so appointed by the Participating Dealer.

Examples of Participating Dealer in a sentence

  • All Participating Entity orders under this Contract must be issued prior to expiration of this Contract; however, Vendor or Participating Dealer performance, Participating Entity payment, and any applicable warranty periods or other Vendor, Participating Dealer, or Participating Entity obligations may extend beyond the term of this Contract.

  • To access the contracted Equipment, Products, or Services under this Contract, a Participating Entity must clearly indicate to the Participating Dealer that it intends to access this Contract; however, order flow and procedure will be developed jointly between Sourcewell, Vendor and Participating Dealers.

  • In the event that the Participating Entity requires service or specialized performance requirements (such as e-commerce specifications, specialized delivery requirements, or other specifications and requirements) not addressed in this Contract, the Participating Entity and the Participating Dealer may enter into a separate, standalone agreement, apart from this Contract.

  • The handling of any damage or defects noted by the Participating Entity either during or after the vehicle is delivered to the Participating Entity is the responsibility of the Participating Dealer.

  • Each Participating Entity is responsible for supplying the Participating Dealer with valid tax-exemption certification(s).


More Definitions of Participating Dealer

Participating Dealer means a broker or dealer who is (or who has appointed an agent or delegate who is) a Participant and who has entered into a Participation Agreement in form and substance acceptable to the Manager and Trustee, and any reference in this Prospectus to “Participating Dealer” shall include a reference to any agent or delegate so appointed by the Participating Dealer.
Participating Dealer means any eligible dealer who has entered into a Participation Agreement.
Participating Dealer means any participant who is a broker or dealer or such other person as may be approved by the Manager and the Trustee and who has entered into a Participant Agreement in form and substance acceptable to the Manager and the Trustee;
Participating Dealer means a broker or dealer (licensed for Type 1 regulated activity under the Securities and Futures Ordinance) which has entered into a Participation Agreement, and any reference in this Prospectus to “Participating Dealer” shall, where the context requires, include a reference to any PD agent so appointed by the Participating Dealer.
Participating Dealer means any participant of CCASS who has entered into a Participation Agreement.
Participating Dealer means, in respect of each Sub-Fund, a broker or dealer (licensed for Type 1 regulated activity under the Securities and Futures Ordinance) which has entered into a Participation Agreement.
Participating Dealer means Citigroup Global Markets Singapore Securities Pte Ltd, CIMB Securities (Singapore) Pte. Ltd., Goldman Sachs Futures Pte Ltd, DBS Vickers Securities (Singapore) Pte Ltd, Flow Traders Asia Pte Ltd, Commerzbank AG, or any broker or dealer which has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.