Participating Brokers definition

Participating Brokers mean those broker-dealers engaged by the Managing Dealer to participate in the Offering pursuant to Paragraph 3.2.
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Participating Brokers means those broker-dealers that are members of the National Association of Securities Dealers, Inc., and that enter into participating broker agreements with the Dealer Manager to sell Units. The Dealer Manager will be considered a Participating Broker to the extent it sells Units directly to investors.
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Participating Brokers shall have the meaning assigned to such term in the definition of "Openclose Business."
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Examples of Participating Brokers in a sentence

  • Participating Brokers are responsible for inspecting the Property being purchased by their client in advance of the Auction, and must accompany their client through the entire process of executing the Purchase Contract and opening escrow.

  • Participating Brokers must be licensed and authorized to transact business in the State of New Jersey and have a favorable record with the State of New Jersey, Department of Insurance.

  • Participating Brokers are responsible for inspecting the Property being purchased by their client in advance of the Auction.

  • All fees payable to Participating Brokers (if any) will be met by the Lead Manager and/or the Co-Lead Manager (as applicable).

  • The database for nuclear graphite is large in recognition of its effectiveness as a release barrier in HTGR cores.

  • Subject to Sections 5.12 to 5.15, the Offer under this Prospectus is an offer of between 35,000,000 CDIs to raise $7,000,000 (Minimum Subscription) and 42,500,000 CDIs to raise $8,500,000 (Maximum Subscription) to clients of the Lead Manager, the Co-Lead Manager or the Participating Brokers who have received an allocation from the Lead Manager, the Co-Lead Manager or a Participating Broker.

  • On the basis of those bids, Ramsay and the Underwriter determined the Margin (see Section 2.3) and the allocations of CARES to institutional investors and the Participating Brokers.

  • As part of the Bookbuild, certain institutional investors and Participating Brokers (who were invited to bid for a firm allocation of CARES for their retail clients) were invited to lodge bids for CARES.

  • Participating Brokers must complete and submit a Broker Participation Form to First Mid Ag Services prior to August 1, 2022.

  • Participating Brokers are not affiliated with any box offices, theaters, venues, or teams.


More Definitions of Participating Brokers

Participating Brokers. Landlord’s Broker: Xxxxxx X. Xxxxxx and Xxxx XxXxxxxxxx Xxxx Xxxxxxx & Company Tenant’s Broker: Xxxx Xxxxx and Xxxxxxx Xxxxxx CB Xxxxxxx Xxxxx
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Participating Brokers. Landlord: Cxxxx Xxxxxxxxxxx of Jxxxx Lxxx LaSalle Tenant: Bxx Xxxxxxx of Madison Partners
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Participating Brokers means those broker-dealers that are members of the NASD, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Managing Dealer or the Company to sell Equity Shares.
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Participating Brokers. John Xxxxxxx & Xompany representing Landlord and CB Commercial Real Estate Group Representing Tenant.
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Related to Participating Brokers

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

  • Participating FFI means an FFI that, as from the effective date of any rules requiring withholding on "passthru payments" (as such term is defined pursuant to Sections 1471 through 1474 of the Code and any regulations thereunder or official interpretations thereof), meets the requirements of Section 1471(b) of the Code and any regulations or other official guidance issued thereunder and that has not elected to be withheld upon pursuant to Section 1471(b)(3) of the Code.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Associate broker means a licensed broker who is employed by

  • Participating Dentist means any Dentist who, at the time of rendering a Covered Dental Service to the Member, has a written agreement with CareFirst BlueChoice or the Dental Plan for the rendering of such service.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Participating Party means an enterprise or public body that has committed itself to reaching certain objectives under a voluntary agreement, or is covered by a national regulatory policy instrument;

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Participating Merchant means a Merchant that offers the Online Payment Service as an online payment option on the Merchant’s website.

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Participating Bank means any participating banks of the JETCO ATM network, (if applicable) PLUS ATM network and/or (if applicable) China UnionPay ATM network;

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Participating Banks means the list of Banks as set out in Table 2 below.

  • Participating provider means an Administrator Hospital or Professional Provider which has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to participants in the Participating Provider Option program or an Administrator facility which has been designated by the Claim Administrator as a Participating Provider.

  • Participating Pharmacy means a pharmacy that has entered into a prescription drug plan agreement with the Pharmacy Benefit Manager listed on your identification card.

  • Brokers and Finders' Fees............................................ 13 2.14

  • Participating attorney means an attorney who is authorized to participate in the title guaranty program, who is in full compliance with the attorney’s participation agreement, the Code of Iowa, these rules, the manual, staff supplements, and any other written or oral instructions or requirements given by the division, and who is not subject to current disciplinary proceedings by the Iowa supreme court that preclude the attorney from practicing law in this state.

  • Participating county means a county that has been authorized by the county governing body to enter into a contract with another local unit pursuant to section 4.

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Data Broker means either of the following:

  • Non-Participating Provider means an Administrator Hospital or Professional Provider which does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to participants in the Participating Provider Option program or a facility which has not been designated by the Claim Administrator as a Participating Provider.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.