Participating Broker-Dealer definition

Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.

Participating Broker-Dealer shall have the meaning set forth in Section 4(a) hereof.

Examples of Participating Broker-Dealer in a sentence

• All engagements of the Dealers will be evidenced by a Participating Broker-Dealer Agreement, except when the Dealer Manager obtains the prior written consent of the Company.

• When Dealers are used in this Offering, the Dealer Manager will use commercially reasonable efforts to cause such Dealers to comply with all their respective obligations pursuant to the Participating Broker-Dealer Agreement.

• The Company consents, subject to the provisions of this Agreement, to the use of the prospectus or any amendment or supplement thereto by any Initial Purchaser, if necessary, any Participating Broker-Dealer and such other persons required to deliver a prospectus following the Registered Exchange Offer in connection with the offering and sale of the Exchange Securities covered by the prospectus, or any amendment or supplement thereto, included in such Exchange Offer Registration Statement.

• A Participating Broker-Dealer will also maintain a sweep account through which free credit balances and a cash allocation in Platform Accounts will be held in an account of such Participating Broker-Dealer, with interest potentially passed through to the Client or Participating Broker-Dealer, at the discretion of Altruist.

• Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ● [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer.

More Definitions of Participating Broker-Dealer

Participating Broker-Dealer. See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

Participating Broker-Dealer shall have the meaning set forth in Section 2(b) hereof.

Participating Broker-Dealer. See Section 2(b).

Participating Broker-Dealer. See Section 2(e).

Participating Broker-Dealer means any of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, X.X. Xxxxxx Securities LLC, Xxxxx Fargo Securities, LLC, U.S. Bancorp Investments, Inc. and Comerica Securities, Inc. and any other broker-dealer which makes a market in the Securities and exchanges Registrable Securities in the Exchange Offer for Exchange Securities.

Participating Broker-Dealer shall have the meaning set forth in Section 3(u) hereof.

Participating Broker-Dealer means any Holder (which may include the Initial Purchaser) that is a broker-dealer electing to exchange Notes acquired for its own account as a result of market-making activities or other trading activities for Exchange Notes.