OTC Transactions definition

OTC Transactions means all over-the-counter Transactions, including leveraged, spot, forward, deferred and conversion Transactions and Transactions in Commodities;
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OTC Transactions means OTC transactions of whatever nature including, without limitation, OTC Bullion Transactions, OTC FX Transactions and OTC Look-alikes;
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OTC Transactions means all over-the-counter Transactions, including leveraged, spot, forward, deferred and conversion Transactions and Transactions in Commodities; “Options” means options for the purchase or sale of Commodities and for the avoidance of doubt shall include options on futures contracts;
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Examples of OTC Transactions in a sentence

  • Galaxy International Securities and/or Galaxy International Futures is acting as agent for the Client and does not guarantee the settlement of such OTC transactions (including but without limitation transactions in relation to pre-IPO Securities, which trades are done through other authorized broker).

  • Before starting to conduct OTC transactions, the Client understands and has very carefully considered the risks associated in trading in the OTC market and he/she is financially able to bear such risks and withstand any losses incurred.

  • Collateral management If the UCITS carries out off-trade transactions (OTC transactions), then it can incur risks associated with the creditworthiness of the OTC counterparts: when concluding futures contracts, options and swap transactions or using other derivatives techniques, the UCITS incurs the risk that an OTC counterparty does not (or cannot) fulfil its obligations in one or more contracts .

  • With ex-pit transactions, so-called over-the-counter (OTC) transactions, the following risks may occur: • An organised market may be missing, so the company is unable to sell the acquired financial instruments on the OTC market for the account of the fund.

  • OTC transactions are subject to risks, including the credit and default risks of other counterparties, and the risk of securities not being listed on the relevant exchanges.

  • OTC transactions may involve greater risk compared to transactions occurring on regulated markets, for example traditional exchanges; this is due to the fact that in OTC transactions there is no central counterparty and either party to the transaction bears certain credit risk (or risk of default).

  • OTC transactions are not guaranteed to be settled and the Client is liable for any losses and expenses resulting from the settlement default by the Client and/or the Client’s counterparty.

  • By trading OTC through PRU the Client is exposed to the credit, settlement and other risks of the counterparty to the relevant OTC transactions, including (but not limited to) transactions of Securities before their listing on the Exchange.

  • In providing a liquid market and prices for OTC transactions, the Customer hereby acknowledges and agrees that DBS Xxxxxxx (or any person authorised by DBS Xxxxxxx to accept OTC Orders) may quote OTC prices from other regulated financial institutions to Customers or act as market-makers to Customers in providing bids and offers to be traded under DBS Xxxxxxx’ market-making accounts.

  • The Customer acknowledges that all Trades are over-the-counter ("OTC") transactions conducted between the Customer and OANDA as counterparty on a principal-to- principal basis, ordinarily for a spot Value Date.


More Definitions of OTC Transactions

OTC Transactions means exchange-cleared over-the-counter transactions and transactions in OTC-lookalikes. “Person” includes any business, firm or corporation.
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OTC Transactions means any Transactions (whether in respect of any commodity, Currency or financial instrument whatsoever or otherwise) which are executed over-the-counter;
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Related to OTC Transactions

  • SPAC Transaction means a transaction or series of related transactions by merger, consolidation, share exchange or otherwise of the Company with a publicly traded “special purpose acquisition company” or its subsidiary (collectively, a “SPAC”), immediately following the consummation of which the common stock or share capital of the SPAC or its successor entity is listed on the Nasdaq Stock Market, the New York Stock Exchange or another exchange or marketplace approved by the Board of Directors, including a majority of the Preferred Directors.

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Merger Transactions means the Merger and the other transactions relating thereto or contemplated by the Merger Agreement.

  • M&A Transaction means (a) a transaction in which all or substantially all of the assets to which the subject matter of this Agreement relates are acquired by or assigned to party that is not an Affiliate, or (b) a sale of all or substantially all of the share capital of BioLine (or its Affiliates), (c) the merger of BioLine (or its Affiliates) with any other entity, or any other similar corporate action, except an internal reorganization of BioLine (or its Affiliates) for tax-related reasons otherwise.

  • Reorganization Transactions shall have the meaning set forth in the recitals.

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.

  • Strategic Transaction means a transaction or relationship in which the Company issues shares of Common Stock to an entity which is, itself or through its subsidiaries, an operating company in a business related to the business of the Company and in which the Company receives material benefits in addition to the investment of funds, but shall not include a transaction in which the Company is issuing securities primarily for the purpose of raising capital.

  • Acquisition Transaction Announcement means (i) the announcement of an Acquisition Transaction or an event that, if consummated, would result in an Acquisition Transaction, (ii) an announcement that Counterparty or any of its subsidiaries has entered into an agreement, a letter of intent or an understanding designed to result in an Acquisition Transaction, (iii) the announcement of the intention to solicit or enter into, or to explore strategic alternatives or other similar undertaking that may include, an Acquisition Transaction, (iv) any other announcement that in the reasonable judgment of the Calculation Agent may result in an Acquisition Transaction, or (v) any announcement of any change or amendment to any previous Acquisition Transaction Announcement (including any announcement of the abandonment of any such previously announced Acquisition Transaction, agreement, letter of intent, understanding or intention). For the avoidance of doubt, announcements as used in the definition of Acquisition Transaction Announcement refer to any public announcement whether made by the Issuer or a third party.

  • Formation Transactions means the transactions contemplated by this Agreement and the other Formation Transaction Documentation.

  • Mergers has the meaning set forth in the Recitals.

  • Restructuring Transactions means the transactions described in Article IV.B of the Plan.

  • Business Combination Transaction means:

  • Treasury Transactions means any derivative transaction entered into in connection with protection against or benefit from fluctuation in any rate or price.

  • Reorganization Transaction see clause (d) of the definition of “Change of Control.”

  • Excluded Transactions means:

  • Company Acquisition Transaction means any transaction or series of transactions involving:

  • Acquisition Transaction has the meaning set forth in Section 5.09(a).

  • Roll-Up Transaction means a transaction involving the acquisition, merger, conversion or consolidation either directly or indirectly of the Company and the issuance of securities of a Roll-Up Entity to the Shareholders. Such term does not include:

  • Closing Transactions has the meaning set forth in Section 11.8(a)(i) of these Bylaws.

  • Financing Transactions means (a) the execution, delivery and performance by each Loan Party of the Loan Documents to which it is to be a party and (b) the initial borrowing of Loans hereunder and the use of the proceeds thereof.

  • Transactions means the execution, delivery and performance by the Borrower of this Agreement and the other Loan Documents, the borrowing of Loans, the use of the proceeds thereof and the issuance of Letters of Credit under this Agreement.

  • Card Transactions means any payment made for goods or services, cash withdrawals from a bank or financial institution (including ATM withdrawals) or transfer of funds made through the use of the Card or the Card number.

  • Merger Transaction means any merger, acquisition or similar transaction involving a recapitalization as contemplated by Rule 10b-18(a)(13)(iv) under the Exchange Act.

  • Hostile Acquisition means (a) the acquisition of the Equity Interests of a Person through a tender offer or similar solicitation of the owners of such Equity Interests which has not been approved (prior to such acquisition) by the board of directors (or any other applicable governing body) of such Person or by similar action if such Person is not a corporation and (b) any such acquisition as to which such approval has been withdrawn.

  • Transaction Proposals has the meaning specified in Section 8.2(b).