OTC reporting issuer definition

OTC reporting issuer means an OTC issuer that is a reporting issuer;
Sample 1Sample 2Sample 3
OTC reporting issuer means an OTC issuer that is a reporting issuer; “promotional activities” means activities or communications, by or on behalf of an
Sample 1Sample 2Sample 3

Examples of OTC reporting issuer in a sentence

  • Investors should be aware that inherent limitations on the ability of certifying officers of an OTC reporting issuer to design and implement on a cost effective basis DC&P and ICFR as defined in NI 52-109 may result in additional risks to the quality, reliability, transparency and timeliness of interim and annual filings and other reports provided under securities legislation.

  • Except in British Columbia, for an OTC reporting issuer, the requirement of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities concerning the filing of Form 51-101F1 Statement of Reserves Data and Other Oil and Gas Information applies only to financial years beginning on or after January 1, 2012.

  • During public hearings in Whati, Yellowknife and Behchoko, Aboriginal leaders confirmed in their statements to the Review Board the high value placed on clean water for drinking, fishing and other traditional land use activities.

  • Section 4.2 of Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids does not apply to a take-over bid for an OTC reporting issuer for 2 years after the ticker-symbol date.

  • In Québec, an OTC reporting issuer must apply to the securities regulatory authority to have its status as an OTC reporting issuer revoked in order to cease to be a reporting issuer.

  • If a person will carry on promotional activities under an agreement, arrangement, commitment or understanding with an OTC reporting issuer, the OTC reporting issuer must file a notice in the form of Form 51-105F2 Notice of Promotional Activities naming the person and describing the activities and the relationship of the OTC reporting issuer with the person, and the particulars of their agreement, arrangement, commitment or understanding with the OTC reporting issuer.

  • The procedure is part of the Catenaprocessing system (Krauss et al., 2013) and is used by Euromap GmbH for wide area DSM generation from Cartosat-1 imagery (Euromap GmbH, 2013).

  • Standards of Disclosure for Mineral Projectsdoes not apply to an OTC reporting issuer.

  • Form 52-109FV2 Certification of interim filings – OTC reporting issuer basic certificateI, Robert V.

  • The Instrument provides a transition period for an OTC reporting issuer that is not an SEC filer.

Related to OTC reporting issuer

  • reporting issuer shall have the meaning set forth in Section 6.2.

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Reporting Party means any person who alleges that a student has violated this Code.

  • Reporting Material means all Material which the Grantee is required to provide to the Commonwealth for reporting purposes as specified in the Grant Details and includes any Existing Material that is incorporated in or supplied with the Reporting Material.