Open Market Sale definition

Open Market Sale means one or more sales of Stock Agreements Shares (including "short sales" initiated with the intention of delivering Stock Agreements Shares) made or proposed to be made by placing one or more sale orders or offers to sell with one or more securities brokers or dealers with a view toward the consummation of one or more sale transactions that are required to be, or that actually are, reported to the New York Stock Exchange or the National Association of Securities Dealers.
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Open Market Sale means a sale of the whole of the Property on the open market to a third party in circumstances where Scottish Ministers, acting reasonably, are and remain satisfied that the Open Market Conditions have been met;
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Open Market Sale means a sale of shares of Common Stock pursuant to a "brokers' transaction" within the meaning of Section 4(4) of the Securities Act or in a transaction directly with a "market maker", as that term is defined in Section 3(a) (38) of the Exchange Act.
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Examples of Open Market Sale in a sentence

  • Xxxxx Title: Managing Director [Date] EXHIBIT A ISSUANCE NOTICE [Name and Address of Applicable Agent] Attn: [ ] Reference is made to the Open Market Sale Agreement between Sierra Metals Inc.

  • XXXXXXXXX LLC By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Managing Director EXHIBIT A ISSUANCE NOTICE [Date] Xxxxxxxxx LLC 000 Xxxxxxx Xxxxxx New York, New York 10022 Attn: [__________] Reference is made to the Open Market Sale AgreementSM between Sutro Biopharma, Inc.

  • Upon entry into the Sale Agreement, our prior Open Market Sale AgreementSM with Jefferies, dated June 25, 2019, or the Prior Jefferies ATM Agreement, was terminated.

  • JXXXXXXXX LLC By: /s/ Mxxxxxx Xxxxxxx Name: Mxxxxxx Xxxxxxx Title: Managing Director EXHIBIT A ISSUANCE NOTICE [Date] Jxxxxxxxx LLC 500 Xxxxxxx Xxxxxx New York, New York 10022 Attn: [__________] Reference is made to the Open Market Sale Agreement between Vuzix Corporation (the “Company”) and Jxxxxxxxx LLC (the “Agent”) dated as of February 9, 2024.

  • PLAN OF DISTRIBUTION We have entered into an Open Market Sale AgreementSM, as amended by Amendment No. 1 thereto, dated as of November 19, 2021, with Xxxxxxxxx LLC (the “Agent”), under which we may issue and sell shares of our common stock from time to time through the Agent acting as sales agent, subject to certain limitations, including the number of shares registered under the registration statement to which the offering relates.

  • PLAN OF DISTRIBUTION We entered into that certain Open Market Sale AgreementSM on August 5, 2020 (the “Original Sale Agreement”), with Xxxxxxxxx LLC (“Jefferies”), under which we could offer and sell up to $50,000,000 of our shares of common stock from time to time through Jefferies acting as agent.

  • By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director Signature Page to Open Market Sale Agreement NOBLE CAPITAL MARKETS By: /s/ Xxxxxxx X.

  • Xxxxx Title: Managing Director DB1/ 93123888.10 EXHIBIT A ISSUANCE NOTICE [Date] [Name and Address of Applicable Agent] Attn: [__________] Reference is made to the Open Market Sale Agreement between Sierra Metals Inc.

  • In connection with our entry into the sales agreement with BRS, we terminated the Open Market Sale Agreement, dated August 31, 2022, with Xxxxxxxxx LLC (the “Jefferies sales agreement”), on March 27, 2023, effective immediately.

  • PLAN OF DISTRIBUTION We entered into an Open Market Sale AgreementSM, or the Sale Agreement, with Xxxxxxxxx LLC, or Jefferies, on May 6, 2021.


More Definitions of Open Market Sale

Open Market Sale means a Transfer in a form that satisfies the definition of the manner of sale requirements pursuant to Rule 144(f) under the Securities Act; provided, that for the avoidance of doubt such Transfer shall not necessarily meet any other requirements of Rule 144 under the Securities Act.
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Open Market Sale means (i) any bona fide open market "brokers' transactions" within the meaning of Section 4(4) of the Securities Act or in transactions directly with a "market maker," as such term is defined in Section 3(a)(38) of the Exchange Act, in each case where the Person selling the Securities shall not (A) solicit or arrange for the solicitation of orders to buy the securities in anticipation of or in connection with such transaction, or (B) make any payment in connection with the offer or sale of the Securities to any Person other than the broker who executes an order to sell the securities and (ii) any "block sales" effected through brokers or investment banking firms; provided that no Block Purchaser purchases more than 500,000 shares of Common Stock (as adjusted for stock dividends, stock splits, recapitalizations and similar transactions) in any given week from the Purchaser.
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Open Market Sale means a sale conducted in accordance with Section 4.3 and pursuant to Rule 144 under the Securities Act (or any successor rule thereto); PROVIDED that any such sale shall comply with the manner of sale limitations contained in Rule 144(f) under the Securities Act as in effect on the date of this Agreement.
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Open Market Sale means any Transfer of Shares in accordance with Section 4.5.
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Related to Open Market Sale

  • Open Market Sale Agreement is a service mark of Xxxxxxxxx LLC

  • Open Market Purchase shall have the meaning specified in Section 2(I)

  • spot market means any commodity market in which commodities are sold for cash and promptly delivered when the transaction is settled, as well as other non financial markets, such as forward markets for commodities.

  • Approved Market means the Over-the-Counter Bulletin Board, the Nasdaq Stock Market, the New York Stock Exchange or the American Stock Exchange.

  • Flea market means a market place, other than a dealer's location licensed under this chapter, where a space or location is provided for a fee or compensation to a seller to exhibit and offer for sale or trade, motor vehicles to the general public.

  • Open Market Value means the value which a property might reasonably be expected to realise if sold in the open market by a prudent vendor;

  • Main Market means the Main Market of the London Stock Exchange plc;

  • Multi-Exchange Index , if applicable, means each Reference Item specified under the heading "Underlying" in the Product Terms to be a Multi-Exchange Index.

  • Spot Market Backup means the purchase of energy from, or the delivery of energy to, the PJM Interchange Energy Market in quantities sufficient to complete the delivery or receipt obligations of a bilateral contract that has been curtailed or interrupted for any reason.

  • Market Exchange Rate means, unless otherwise specified with respect to any Securities pursuant to Section 301, (i) for any conversion involving a currency unit on the one hand and Dollars or any Foreign Currency on the other, the exchange rate between the relevant currency unit and Dollars or such Foreign Currency calculated by the method specified pursuant to Section 301 for the Securities of the relevant series, (ii) for any conversion of Dollars into any Foreign Currency, the noon buying rate for such Foreign Currency for cable transfers quoted in New York City as certified for customs purposes by the Federal Reserve Bank of New York and (iii) for any conversion of one Foreign Currency into Dollars or another Foreign Currency, the spot rate at noon local time in the relevant market at which, in accordance with normal banking procedures, the Dollars or Foreign Currency into which conversion is being made could be purchased with the Foreign Currency from which conversion is being made from major banks located in either New York City, London or any other principal market for Dollars or such purchased Foreign Currency, in each case determined by the Exchange Rate Agent. Unless otherwise specified with respect to any Securities pursuant to Section 301, in the event of the unavailability of any of the exchange rates provided for in the foregoing clauses (i), (ii) and (iii), the Exchange Rate Agent shall use, in its sole discretion and without liability on its part, such quotation of the Federal Reserve Bank of New York as of the most recent available date, or quotations from one or more major banks in New York City, London or other principal market for such currency or currency unit in question, or such other quotations as the Exchange Rate Agent shall deem appropriate. Unless otherwise specified by the Exchange Rate Agent, if there is more than one market for dealing in any currency or currency unit by reason of foreign exchange regulations or otherwise, the market to be used in respect of such currency or currency unit shall be that upon which a nonresident issuer of securities designated in such currency or currency unit would purchase such currency or currency unit in order to make payments in respect of such securities.

  • Market Stand-Off" Agreement..................................... 10

  • Subsequent Market means the New York Stock Exchange, American Stock Exchange, Nasdaq SmallCap Market or Nasdaq National Market.

  • Discounted Market Price of Shares means, if the Shares are listed only on the TSX Venture Exchange, the Market Price less the maximum discount permitted under the TSX Policy applicable to Options.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • Average Market Price means, with respect to any security, the arithmetic average of the Market Price of such security for the 15 consecutive trading day period ending on and including the trading day immediately preceding the determination date.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Reference Market Price initially means $ (which is an amount equal to % of the reported last sale price for Company Common Stock on the NYSE Consolidated Transactions Tape on , 1999), and in the event of any adjustment of the Conversion Price other than as a result of a Non-Stock Fundamental Change, the Reference Market Price shall also be adjusted so that the ratio of the Reference Market Price to the Conversion Price after giving effect to any such adjustment shall always be the same as the ratio of the initial Reference Market Price to the initial Conversion Price of the Debentures.

  • Regulated Market means any regulated market (as defined in Directive 2004/39/EC on markets in financial instruments).

  • Relevant Exchange means the Relevant Exchange as specified in § 2 of the Product and Underlying Data.In the case of a material change in the market conditions at the Relevant Exchange, such as a final discontinuation of the quotation of the Underlying at the Relevant Exchange and the quotation at a different stock exchange or a considerably restricted number or liquidity, the Relevant Exchange shall be substituted as the Relevant Exchange by another exchange that offers satisfactorily liquid trading in the Underlying (the "Substitute Exchange"); such exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith. In this case, any reference to the Relevant Exchange in the Terms and Conditions of these Securities shall be deemed to refer to the Substitute Exchange.

  • the London Stock Exchange means London Stock Exchange plc;

  • Foreign market vehicle means any motor vehicle originally manufactured outside the United States,

  • published market means, for a class of securities, a marketplace on which the securities have traded that discloses regularly in a publication of general and regular paid circulation or in a form that is broadly distributed by electronic means the prices at which those securities have traded;

  • Initial Market Value means, in relation to a Ship, the Market Value of that Ship calculated in accordance with the valuations relative thereto referred to in paragraph 5 of Schedule 4, Part B;

  • London Stock Exchange means London Stock Exchange plc;