Number of Securities definition

Number of Securities. [•], subject to reduction pursuant to Section 1. SPONSOR (with respect to Section 5, Section 8, Section 9 and Section 10): SEAPORT GLOBAL SPAC II LLC By: Name: Title:
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Number of Securities means, for any Security in the Reference Basket, the number of shares notionally held in the Reference Basket at the relevant time. The “Number of Securities” will be adjusted to reflect the reinvestment of any net dividends or other distributions received on a Security as of the applicable distribution date. The reinvestment of net dividends within the Reference Basket will increase the “Number of Securities” for that Security by adjusting the number of shares proportionately to the amount of such distribution to the post-distribution Closing Price on the ex-dividend or ex- distribution date. As such, Holders will be credited the value of any net dividends with a record date from (but excluding) the Closing Date to (and including) the Final Valuation Date;
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Number of Securities. Annual Fee Per Fund (paid monthly) Less than 11 Less than 500 $3,500 plus out of pocket charges $6,000 plus out of pocket charges Equity Funds* 501 to 2,000 $8,000 plus out of pocket charges Over 2,000 TBD Less than 500 $7,500 plus out of pocket charges Fixed Income Funds 501 to 1,000 $10,000 plus out of pocket charges Over 1,000 TBD * Equity Fund is defined as any fund that has less than 25% debt exposure (which excludes cash and money market funds) over the previous three-month period. OUT-OF-POCKET EXPENSES: The fees set forth above shall be in addition to the payment of out-of-pocket expenses, as provided for in Section 8 of this Agreement.
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Examples of Number of Securities in a sentence

  • The Holders shall also be entitled to include the Conversion Units and their underlying securities in Piggyback Registrations, which shall be subject to the same provisions as set forth in Section 2.2 of the Registration Rights Agreement; provided, however, that in the event that an underwriter advises Maker that the Maximum Number of Securities has been exceeded with respect to a Piggyback Registration, the Holders shall not have any priority for inclusion in such Piggyback Registration.

  • The Holders shall also be entitled to include the Conversion Warrants and their underlying securities in Piggyback Registrations, which shall be subject to the same provisions as set forth in Section 2.2 of the Registration Rights Agreement; provided, however, that in the event that an underwriter advises Maker that the Maximum Number of Securities has been exceeded with respect to a Piggyback Registration, the Holders shall not have any priority for inclusion in such Piggyback Registration.

  • The Holders shall also be entitled to include the Conversion Warrants (or the Warrant Shares) in Piggyback Registrations, which shall be subject to the same provisions as set forth in Section 2.2 of the Registration Rights Agreement; provided, however, that in the event that an underwriter advises the Maker that the Maximum Number of Securities has been exceeded with respect to a Piggyback Registration, the Holders shall not have any priority for inclusion in such Piggyback Registration.

  • In the event of a Block Trade, and after consultation with the Company, the Demanding Holders and the Requesting Holders (if any) shall determine the Maximum Number of Securities, the underwriter or underwriters and share price of such offering.

  • In the event of a Block Trade, and after consultation with the Company, the Demanding Holders and the Requesting Holders (if any) shall determine the Maximum Number of Securities, the underwriter or underwriters (which shall consist of one or more reputable nationally recognized investment banks) and share price of such offering.

  • By: Name: Xxxxxxx Xxxxxxxxx Title: Director, Investment Banking Annex A Name of Underwriters Number of Securities Being Purchased (1) ViewTrade Securities, Inc.

  • SCHEDULE A Name of Underwriter Number of Securities Citigroup Global Markets Inc.

  • In the event of a Block Trade or Other Coordinated Offering, and after consultation with the Company, the Demanding Holders and the Requesting Holder(s) (if any) shall determine the Maximum Number of Securities, the Underwriter or Underwriters (which shall consist of one or more reputable nationally recognized investment banks) and share price of such offering.

  • The Holders shall also be entitled to include the Conversion Shares in Piggyback Registrations, which shall be subject to the same provisions as set forth in Section 2.2 of the Registration Rights Agreement; provided, however, that in the event that an underwriter advises Maker that the Maximum Number of Securities has been exceeded with respect to a Piggyback Registration, the Holders shall not have any priority for inclusion in such Piggyback Registration.

  • Notwithstanding anything herein to the contrary, if the Maximum Number of Securities is less than 50% of the number of Registrable Securities requested by the Holders to be included in such Underwritten Shelf Takedown, such Underwritten Shelf Takedown shall not count as an Underwritten Shelf Takedown demanded by any Holder for purposes of subsection 3.1.3.


More Definitions of Number of Securities

Number of Securities eight hundred forty five thousand four hundred sixty six shares (to be filled in writing) THE ENTRY MADE IN THE REGISTER IS BASED ON THE FOLLOWING DOCUMENT: name and details of the document: Contract of Pledge of Shares dated June 23, 2000 between the "Bee Line" Non-Profit Fund and Telenor East Invest AS -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- PLEDGOR Personal Account Number Name (full name): "Bee Line" Non-Profit Fund (a non-commercial organization) Certifying document: State Registration Certificate Number of document: 245.662 Series: n/a Date of Issue (registration): July 22, 1997 Body which issued (or registered) the document: Moscow Registration Chamber -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- PLEDGEHOLDER Name (full name): Telenor East Invest AS Certifying document: Certificate of Registration No. of document: 000-000-000 Series: n/a Date of Issue (registration): 1996-08- 05 Body which issued (or registered) the document: The Register of Business Enterprises -------------------------------------------------------------------------------- Certificates are held by: [_] the pledgor [_] the pledgeholder The right to benefit is vested in: [X] the pledgor [_] the pledgeholder The right to use is vested in: [X] the pledgor [_] the pledgeholder Conditions of use: In accordance with Contract of Pledge of Shares dated June 23, 2000 between the "Bee Line" Non-Profit Fund (a non-commercial organization) and Telenor East Invest AS -------------------------------------------------------------------------------- AUTHORISED REPRESENTATIVE Full name: Xxxxxx Xxxxxxxxx Certifying document: Power of Attorney Document No.: n/a Series: n/a Date of Issue (registration): June 13, 2000 Body which issued (or registered ) the document: Telenor East Invest AS -------------------------------------------------------------------------------- Signature of pledgor or its authorised Signature of pledgeholder or its representative authorised representative [seal] [seal]
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Number of Securities. [•], subject to reduction pursuant to Section 1. SPONSOR (with respect to Section 5, Section 7, Section 8, Section 9, Section 10 and Section 12): SOUTHPORT ACQUISITION SPONSOR LLC By: Name: Title:
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Number of Securities means, as at any date, the Aggregate Notional Amount of the outstanding Securities divided by the Notional Amount (in respect of Notes and Certificates) or the Number of Securities specified in the relevant Final Terms (in the case of Warrants) less any Securities redeemed up to and including such date.
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Related to Number of Securities

  • Maximum Number of Securities shall have the meaning given in subsection 2.1.4.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Number of Notes means, as at the Issue Date, 10 and, following any purchase and cancellation of any Notes by the Issuer pursuant to Condition 7.4 (Purchases), such lesser number of Notes outstanding.

  • Series of Secured Debt means each Series of Priority Lien Debt, each Series of Parity Lien Debt and each Series of Junior Lien Debt.

  • Spin-Off Securities means equity share capital of an entity other than the Issuer or options, warrants or other rights to subscribe for or purchase equity share capital of an entity other than the Issuer.

  • Series of Securities means each series of debentures, notes or other debt instruments of the Company created pursuant to Sections 2.1 and 2.2 hereof.

  • Number of Shares As of any date, the product of (i) the Number of Options, (ii) the Conversion Rate and (iii) the Applicable Percentage.

  • Designated Preferred Stock means Preferred Stock of the Company or any direct or indirect parent of the Company (other than Disqualified Stock), that is issued for cash (other than to the Company or any of its Subsidiaries or an employee stock ownership plan or trust established by the Company or any of its Subsidiaries) and is so designated as Designated Preferred Stock, pursuant to an Officers’ Certificate, on the issuance date thereof.

  • 144A Notes means the Class E Notes and any Note retained by the Depositor or an Affiliate thereof on the Closing Date.

  • Hybrid Preferred Securities means any preferred securities issued by a Hybrid Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Warrant Securities means this Warrant and the Warrant Shares, collectively.

  • Programme Maximum Number of ETP Securities means 1,000,000,000.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Investor Securities means the securities eligible for registration pursuant to the Registration Rights Agreement.

  • Regulation S Global Securities Appendix A

  • Number of Warrants For each Component, as provided in Annex A to this Confirmation. Warrant Entitlement: One Share per Warrant

  • 144A Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of, and registered in the name of, the Depositary or its nominee that will be issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 144A.

  • 2019 Notes has the meaning set forth in the definition of “2018 Exchange Offers”.

  • Rule 144A Global Notes has the meaning set forth in Section 2.16.

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Series H Preferred Stock means the Corporation's Series H Convertible Preferred Stock, par value $0.004 per share.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Rule 144A Notes means all Notes offered and sold to QIBs in reliance on Rule 144A.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Number of Option Shares means shares of Stock, as adjusted from time to time pursuant to Section 9.