Number of Option Securities definition

Number of Option Securities. N/A Underwriter: Legg Mason Wood Walker Xxxoxxxxxxxx Xnxxxxxxter's counsel Hunton & Williams Additional texxx, xx any:(1) Sections 3(o) and 5(h) of the Underwriting Agreement referred to below are inapplicable to this transaction. (2) Section 5(b)(1) of the Underwriting Agreement referred to below is applicable to this transaction only to the extent of items (i) (with respect to the first and second sentences only), (ii), (ix), (xii), (xiii), (xvi), (xvii), (xviii)(with respect to the Company and the Operating Partnership only), (xx), (xxiii),(xxv) (with respect to the Company and the Operating Partnership only) and (xxviii) (with respect to which counsel shall list certain exceptions thereto). (3) Section 5(b)(2) of the Underwriting Agreement referred to below is applicable to this transaction only to the extent of items 5(b)(1)(ix)(with respect to the first and last sentences only), 5(b)(1)(xiii)(with respect to the first clause only), 5(b)(1)(xxiii) and 5(b)(1)(xxiv). (4) In addition to the provisions of Section 9 of the Underwriting Agreement referred to below, Legg Mason Wood Walker Xxxoxxxxxxxx xax terminate this Terms Agreement, by notice to the Company, at any time prior to the Closing Time if there has occurred any material adverse change in the financial markets in the United States or internationally or any outbreak of hostilities or escalation of existing hostilities or other calamity or crisis the effect of which on the financial markets of the United States or internationally is such as to make it, in the judgment of Legg Mason Wood Walker Incorporated, ixxxxxxicable or inadvisable (i) to commence or continue the offering of the units of Legg Mason REIT Trust, Xxxexxxx 1997 Series (the "Trust") to the public or (ii) to enforce contracts for the sale of the units of the Trust. Closing Time, date and location: December 23, 1997, 8:30 a.m., E.S.T. Hunton & Williams 951 East Byrd Street Xxxxxxxx, Virginia 23219 All the provisions contained in the document attached as Annex A hereto entitled "Duke Realty Investments, Inc. and Duke Realty Limited Partnership -- Common Stock, Preferred Stock, Depositary Shares and Debt Securities -- Underwriting Agreement" are incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. 2 Please accept this offer no later than si...
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Number of Option Securities none Delayed Delivery Contracts: not authorized Closing date and location: November 17, 1998; Xxxxxxx and Xxxxxx, 000 Xxxx Xxxxxx Xxxxxx, Xxxxxxx, XX 00000 All the provisions contained in the document attached as Annex A hereto entitled "Kimco Realty Corporation--Common Stock, Warrants to Purchase Common Stock, Preferred Stock and Depositary Shares--Underwriting Agreement" are hereby incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. Please accept this offer on November 12, 1998, by signing a copy of this Terms Agreement in the space set forth below and returning the signed copy to us. Very truly yours, ING BARING XXXXXX XXXX LLC By /s/ Xxxxx X. Xxxxxxxx --------------------------------- Name: Xxxxx X. Xxxxxxxx ------------------------- Title: Managing Director ------------------------ ACCEPTED: KIMCO REALTY CORPORATION
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Number of Option Securities. N/A Underwriter: Prudential Securities Incorporated Payment: Federal or similar same day funds Closing time, date and location: December 23, 1997, 9:30 a.m. (EST), Xxxxx & Xxxxxxx L.L.P., Columbia Square, 000 Xxxxxxxxxx Xxxxxx, X.X., Xxxxxxxxxx, XX 00000-0000 Additional terms, if any: The Company is advised by Prudential Securities Incorporated that it proposes (i) to deposit the shares directly with the Trustee of National Equity Trust, Equity Portfolio Series 1, a registered unit investment trust under the Investment Company Act of 1940, as amended, as soon after the execution and delivery hereof as in its judgement is advisable and (ii) initially to offer the Shares upon the terms set forth in the Prospectus. The Company further acknowledges that the Underwriter is the sponsor of the Trust and therefore is considered an affiliate of the Trust. All the provisions contained in the document entitled "CarrAmerica Realty Corporation -- Common Stock, Preferred Stock, Common Stock Warrants, Depositary Shares and Debt Securities Underwriting Agreement" to which this Terms Agreement is attached are hereby incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. Please accept this offer by signing a copy of this Terms Agreement in the space set forth below and returning the signed copy to us. Very truly yours,
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Examples of Number of Option Securities in a sentence

  • Mark Roper SCHEDULE 1 SECURITIES OWNED BY SELLERS Name of Seller Number of Securities Number of Option Securities Total -------------- -------------------- --------------------------- ----- Roper Family Properties, Ltd.

  • By: Name: Title: [COMPANY] – Underwriting Agreement SCHEDULE 1 Underwriter Total Number of Firm Securities to be Purchased Number of Option Securities to be Purchased if the Over-Allotment Option is Fully Exercised Aegis Capital Corp.

  • Total 5,000,000 Sch A-1 SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to be Sold FRIENDFINDER NETWORKS INC.

  • SCHEDULE A Name of Underwriter Number of Initial Securities Maximum Number of Option Securities to be Sold Xxxxx Xxxxxxxx & Xxxxx, Inc.

  • By: Name: Exxx Xxxx Title: Head of Investment Banking/Underwritings [ISSUER] – Underwriting Agreement SCHEDULE 1 Underwriter Total Number of Firm Units to be Purchased Number of Option Securities to be Purchased if the Over-Allotment Option is Fully Exercised Jxxxxx Xxxxxx & Co., LLC.

  • Total · SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Sabre Industries, Inc.

  • Title, Purchase Price and Description of Securities: Title: Common Stock, par value $0.0001 per share Number of Underwritten Securities to be sold by the Selling Stockholders: 10,569,106 Number of Option Securities to be sold by the Selling Stockholders: 1,585,365 Price per Share to Public (include accrued dividends, if any): $34.25 Price per Share to the Underwriters – total: $33.05125 Other provisions: None.

  • Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxxxxxx, Sachs & Co. Total — SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold RESTORATION HARDWARE HOLDINGS, INC.

  • Total [ ·] SCHEDULE B Number of Initial Securities to be Sold Maximum Number of Option Securities to Be Sold Hilb, Rxxxx and Hxxxxxxx Company The Phoenix Companies, Inc.

  • SCHEDULE II Selling Stockholders Number of Underwritten Securities to be Sold Maximum Number of Option Securities to be Sold Juno Lower Holdings L.P. 7,829,198 1,174,379 FD Juno Holdings L.P. 97,632 14,645 Viking Global Equities Master Ltd.


More Definitions of Number of Option Securities

Number of Option Securities. Not Applicable Delayed Delivery Contracts: Not authorized Closing date and location: April 29, 1998 Xxxxx & Wood LLP Xxx Xxxxx Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 All of the provisions contained in the Underwriting Agreement attached as Annex A hereto are hereby incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. In addition, Section 9 of such Underwriting Agreement shall be amended to include a new subclause (v) to the following effect: "or (v) there has occurred any material adverse change in the financial markets in the United States or any outbreak or escalation of hostilities or other national or international calamity or crisis, the effect of which is such as to make it, in your judgement, impracticable or inadvisable to (x) commence or continue the offering of the Units (as defined in the applicable Terms Agreement) to the public or (y) enforce contracts for the sale of the Units." Please accept this offer no later than 7:00 P.M. (New York City time) on April 23, 1998 by signing a copy of this Terms Agreement in the space set forth below and returning the signed copy to us. Very truly yours, XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxx X. Xxxxx --------------------------------- Name: Xxxx X. Xxxxx Title: Managing Director Accepted: KIMCO REALTY CORPORATION By: /s/ Xxxxxxx X. Xxxxx ------------------------------- Name: Xxxxxxx X. Xxxxx Title: President and Chief Operating Officer
Sample 1
Number of Option Securities. None Delayed Delivery Contracts: not authorized Kimco Realty Corporation April 16, 1998 Page 2 Closing date and location: April 21, 1998, 9:00 AM; Hunton & Xxxxxxxx, Riverfront Plaza, East Tower, 000 Xxxx Xxxx Xxxxxx, Richmond, Virginia 23219-4074 All the provisions contained in the document attached as Annex A hereto entitled "Kimco Realty Corporation-Common Stock, Warrants to Purchase Common Stock, Preferred Stock and Depositary Shares-U.S. Underwriting Agreement" are hereby incorporated by reference in their entirety herein and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. The Underwriter is deemed to have been an original signatory to the Underwriting Agreement such that the terms and conditions of the Underwriting Agreement shall inure to the benefit of and be legally binding on and enforceable by each of the parties hereto. The case of verbs and pronouns will be appropriately adjusted to reflect a single underwriter. In addition, for purposes of its incorporation herein, the Underwriting Agreement is hereby deemed to be amended as follows: (i) by deleting every reference to "Xxxxxxx Xxxxx & Co., Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated," "Xxxxxxx Xxxxx," "BT Xxxx Xxxxx Incorporate," "Xxxxxx Xxxxxxx & Co. Incorporated" and "Xxxxx Xxxxxx Inc," as the case may be, and by inserting "Xxxx Xxxxx Xxxx Xxxxxx, Incorporated" in lieu thereof; (ii) by deleting the reference in the first sentence of the first paragraph of Section 2(c) to "Xxxxx & Wood LLP, 58th Floor, Xxx Xxxxx Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000-0000" and by inserting "Hunton & Xxxxxxxx, 000 Xxxx Xxxx Xxxxxx, Richmond, Virginia 23219-4074" in lieu thereof: (iii) by deleting the entire provision set forth under Section 3(k) and inserting "Intentionally Left Blank" in lieu thereof, (iv) by deleting every reference to "Xxxxx & Xxxx LLP" and by inserting "Hunton & Xxxxxxxx" in lieu thereof; (v) by deleting the text of Section 5(b)(3) in its entirety and inserting in lieu thereof the following: "At the Closing Time, the Underwriter shall have received from Hunton & Xxxxxxxx, counsel for the Underwriter, such opinion or opinions, dated the Closing Time with respect to the incorporation of the Company, the validity of the Underwritten Securities, the Registration Statement, the Prospectus and other related matters as the Underwriter may reas...
Sample 1
Number of Option Securities. [•] Option Shares, [•] Option Warrants Public Offering Price per Firm Share: $[•] Underwriting Discount per Firm Share: $[•] Public Offering Price per Firm Warrant: $[•] Underwriting Discount per Firm Warrant: $[•] Underwriting Non-Accountable Expense Allowance per Public Security: $[•] Proceeds to Company per Public Security (before expenses): $[•] SCHEDULE 2-B Issuer General Use Free Writing Prospectuses None Sch.2-1 SCHEDULE 3 List of Lock-Up Parties Mxxxxxx X. Xxxxxx Mxxxxxx Xxxxxx Ixx Xxxxxxxx Axxxxx Xxxxxxx Dxxxxx Xxxxx Axxx Xxxxxx Rxxxxx Xxxxxxxxxx BLNK Holdings LLC JMJ Financial EXHIBIT A Form of Lock-Up Agreement [•], 2018 Jxxxxx Xxxxxx & Co., LLC 30 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Ladies and Gentlemen: The undersigned understands that Jxxxxx Xxxxxx & Co., LLC (the “Representative”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Blink Charging Co., a Nevada corporation (the “Company”), providing for the public offering (the “Public Offering”) of shares of common stock, par value $0.001 per share, of the Company (the “Common Stock”) and warrants to purchase Common Stock (collectively, the “Securities”).
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Number of Option Securities. Purchase price per share: $ _____ Closing Date, Time and Location: [ ]
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Related to Number of Option Securities

  • Number of Option Shares means shares of Stock, as adjusted from time to time pursuant to Section 9.

  • Number of Options For each Component, as provided in Annex A to this Confirmation.6 Option Entitlement: One Share Per Option Strike Price: USD [_____] Cap Price: USD [_____]; provided that in no event shall the Cap Price be reduced to an amount less than the Strike Price in connection with any adjustment by the Calculation Agent under this Confirmation.

  • Option Securities shall have the meaning ascribed to such term in Section 2.2(a).

  • Offering Shares means the shares of Common Stock issued to the Purchasers pursuant to the Subscription Agreements, and any shares of Common Stock issued or issuable with respect to such shares upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing.

  • Initial Shares means all of the outstanding shares of Common Stock issued prior to the consummation of the Company’s initial public offering.

  • Option Shares shall have the meaning ascribed to such term in Section 2.2(a).

  • Initial Share Price for a Share means the Closing Price on the Exchange (or where such Exchange does not announce or publish a Closing Price, the last traded price, or, if necessary, the mid-market price) for that Share on the Initial Valuation Date, subject to adjustments that may be made pursuant to “DESCRIPTION OF THE NOTES – Adjustments and Exceptional Circumstances”.

  • Unsubscribed Shares means the Rights Offering Shares that have not been duly purchased by the Rights Offering Participants in accordance with the Rights Offering Procedures and the Plan.

  • Option Warrants shall have the meaning ascribed to such term in Section 2.2(a).

  • Option Stock shall have the meaning set forth in Section 2(a) hereof.

  • Option Units means the Common Units that the Partnership will agree to issue upon an exercise of the Over-Allotment Option.

  • SPAC Warrants means the SPAC Public Warrants and the SPAC Private Placement Warrants.

  • Purchase Option Price means the amount payable by a Lessee upon the exercise of its option to purchase a related 2023-1 Vehicle which amount equals (a) with respect to a Matured Vehicle, the Contract Residual Value plus any fees, taxes and other charges imposed in connection with such purchase and (b) with respect to a related 2023-1 Vehicle for which the related 2023-1 Lease has been terminated early by the Lessee, the sum of (i) any unpaid Monthly Payments due, (ii) any fees, taxes and other charges imposed in connection with the related 2023-1 Lease, (iii) an early termination fee and (iv) the Actuarial Payoff.

  • Firm Securities means the number or amount of Securities that the several Underwriters are initially committed to purchase under the Underwriting Agreement (which may be expressed as a percentage of an aggregate number or amount of Securities to be purchased by the Underwriters, as in the case of a standby Underwriting Agreement). “Additional Securities” means the Securities, if any, that the several Underwriters have an option to purchase under the Underwriting Agreement to cover over-allotments. The number, amount, or percentage of Firm Securities set forth opposite each Underwriter’s name in the Underwriting Agreement plus any additional Firm Securities which such Underwriter has made a commitment to purchase, irrespective of whether such Underwriter actually purchases or sells such number, amount, or percentage of Securities under the Underwriting Agreement or Article XI hereof, is hereinafter referred to as the “Original Underwriting Obligation” of such Underwriter, and the ratio which such Original Underwriting Obligation bears to the total of all Firm Securities set forth in the Underwriting Agreement (or, in the case of a standby Underwriting Agreement, to 100%) is hereinafter referred to as the “Underwriting Percentage” of such Underwriter. For the avoidance of doubt, each Underwriter acknowledges and agrees that, for all purposes under this Agreement and otherwise (including, to the extent applicable, for purposes of Section 11(e) under the U.S. Securities Act of 1933 (the “1933 Act”)), each Underwriter’s Underwriting Percentage of the total number, amount, or percentage of Securities offered and sold in the Offering (including any Additional Securities), and only such number, amount, or percentage, constitutes the securities underwritten by such Underwriter and distributed to investors.1 References herein to laws, statutory and regulatory sections, rules, regulations, forms, and interpretive materials will be deemed to include any successor provisions.

  • Offered Shares has the meaning set forth in Section 3.02(a).

  • Number of Warrants means, for a Warrant Certificate, the “Number of Warrants” specified on the face of such Warrant Certificate (or, in the case of a Global Warrant, on Schedule A to such Warrant Certificate), subject to adjustment pursuant to Article 5.

  • Unit Shares means the Common Shares comprising part of the Units;

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Option Share has the meaning ascribed to it in section "4.7" hereinbelow;

  • Founder Shares shall have the meaning given in the Recitals hereto and shall be deemed to include the shares of Common Stock issuable upon conversion thereof.

  • Placement Warrants shall have the meaning given in the Recitals hereto.

  • Series B Warrants means, collectively, the Series B Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof and the other Series B Warrants contemplated under Section 2.1 to be issued concurrently at the Closing, which Series B Warrants shall be exercisable beginning immediately and have a term of exercise equal to five (5) years, in the form of Exhibit B-2 attached hereto.

  • Option Style “Modified American”, as described under “Procedures for Exercise” below Option Type: Call Buyer: Counterparty Seller: Dealer

  • Closing Shares shall have the meaning ascribed to such term in Section 2.1(a)(i).

  • Number of Shares As of any date, the product of (i) the Number of Options, (ii) the Conversion Rate and (iii) the Applicable Percentage.

  • Rights Offering Shares means, collectively, the shares of New Common Stock issued in the Rights Offering.