Nonissuer definition

Nonissuer means not directly or indirectly for the benefit of the issuer.
Sample 1Sample 2Sample 3
Nonissuer means not directly or indirectly for the benefit of
Sample 1Sample 2Sample 3
Nonissuer means secondary trading not involving the issuer of the securities or any person in a control relationship with the issuer;
Sample 1Sample 2Sample 3

Examples of Nonissuer in a sentence

  • A record filed under this chapter or its predecessor chapter within five years preceding the filing of a registration statement may be incorporated by reference in the registration statement to the extent that the record is currently accurate.5. Nonissuer distribution.

  • Additionally, there are separate audit requirements for some entities that are not primary EDE Entities (e.g., Hybrid Non-issuer Upstream EDE Entities).

  • Nonissuer transactions in securities where guarantor is subject to Securities Exchange Act reporting.

  • Nonissuer" means not directly or indirectly for the benefit of the issuer.

  • Nonissuer transaction" or "nonissuer distribution" means a transaction or distribution not directly or indirectly for the benefit of the issuer.[PL 2005, c.

  • Nonissuer refers to any entity other than an issuer under Federal securities laws, such as privately held companies, not-for-profit entities, and government entities.7 Because GAGAS incorporate the field work and reporting standards of the AICPA for financial auditsperformed in which U.S. auditing standards are to be followed, auditors are not required to cite compliance with the AICPA standards when citing compliance with GAGAS, although both sets of standards may be cited.

  • WSR 92-18-008, § 460-44A-075,filed 8/21/92, effective 9/21/92; WSR 80-04-037 (Order SDO-37-80), § 460- 44A-075, filed 3/19/80.] WAC 460-44A-100 Nonissuer transactions pursuant to RCW 21.20.320(2)—Manual exemption.

  • Non-issuer TPAs based on data derived from the 2016 Benefit Year reinsurance program contributions.

  • Privacy and Security Audit Requirements for Hybrid Non-issuer Upstream EDE Entities‌A prospective hybrid non-issuer upstream EDE Entity must complete an ORR31 that includes a privacy and security audit conducted by an Auditor.

  • Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in Nasdaq [SmallCap] Capital Market.


More Definitions of Nonissuer

Nonissuer means not directly or indirectly for the bene- fit of the issuer.
Sample 1Sample 2Sample 3
Nonissuer means not directly or indirectly for the benefit of the issuer. A sale of securities shall be considered to be indirectly for the benefit of the issuer if all of the following conditions are met:
Sample 1Sample 2Sample 3
Nonissuer means not directly or indirectly forthe benefit of the issuer;
Sample 1Sample 2
Nonissuer means not directly or indirectly for the benefit of the issuer. (11.5) "Online intermediary" means a person:
Sample 1
Nonissuer means not directly or indirectly for the benefit of the issuer. (11.5) “On-line intermediary” means a person:
Sample 1

Related to Nonissuer

  • Liability means any liability (whether known or unknown, whether asserted or unasserted, whether absolute or contingent, whether accrued or unaccrued, whether liquidated or unliquidated, and whether due or to become due), including any liability for Taxes.

  • Issuer has the meaning set forth in the preamble hereto.

  • Exculpated Party means, collectively, and in each case in its capacity as such: (a) the Debtors;

  • Issuer PII means PII furnished by the Issuer, the Servicer or their Affiliates to the Asset Representations Reviewer and PII developed or otherwise collected or acquired by the Asset Representations Reviewer in performing its obligations under this Agreement.

  • Issuers the collective reference to each issuer of any Investment Property.

  • AFFILIATED SUBCUSTODIAN means a Subcustodian that is an Affiliate.