Examples of Nomura Group in a sentence
This applies to all clients for whom NAAMD acts as investment adviser; regardless of how or through whom the client relationship originated and regardless of whom within the Nomura Group the client has a direct relationship.
The purpose of the Audit Committee is to promote lawful, proper and efficient business operations of the Nomura Group through performing its functions.
Transactions in Nomura Group securities are subject to a 180 day hold period.
ADRs (“NMR”) and other publicly-traded securities issued by the Nomura Group (collectively, “Nomura Securities”), and must be sensitive to any appearance of impropriety.
However, employees may margin Nomura securities in connection with a cashless exercise of an employee stock option, and may use Nomura Securities to collateralize loans for non-securities purposes or for the acquisition of securities other than those issued by the Nomura Group.
If Nomura People externally publish information relating to Nomura Group business in publications, lectures and interviews, they must follow the guidelines promulgated by the relevant company of Nomura Group.
In addition, Nomura People may not give gifts to or entertain government officials without specified approval by the relevant company of Nomura Group.
If Nomura People buy or sell securities (including the stock of the Company) for their personal accounts, they must comply with all applicable securities laws and follow specified procedures in accordance with the guidelines promulgated by the Company or the relevant company of Nomura Group.
If Nomura People become aware of any conduct, including accounting, and auditing matters, that they believe is illegal or unethical, they must promptly notify an appropriate contact specified in the guidelines promulgated by each of Nomura Group.
Nomura Group must reject all contacts with criminal or unethical organizations involved in activities in violation of applicable laws.