New Issue means an offering of securities registered under the Securities Act, the issuer of which, immediately before the registration, was not required to file reports under Sections 13 or 15(d) of the Exchange Act.
New Issue means any initial public offering of an equity security as defined in Section 3(a)(11) of the Exchange Act, made pursuant to a registration statement or offering circular. New issue shall not include:
New Issue. Bloomberg filed with the Commission on January 8, 2018 pursuant to Rule 497(a) (as a Rule 482ad).
Examples of New Issue in a sentence
New Issue Street Directory (NISD/NI) is the dollar amount of advertising revenue sold during the specific sales canvass.
More Definitions of New Issue
New Issue is any equity securities of an initial public offering as described in the NASD Rule, or otherwise as such term may be interpreted from time to time under the then current rules of the NASD.
New Issue. Bloomberg filed with the Commission on June 5, 2019 pursuant to Rule 497(a) (as a Rule 482ad).
New Issue means an equity Security owned by the ICAV that was purchased in a “new issue”, as defined in Financial Industry Regulatory Authority (FINRA) Rule 5130 or any offering regulated by any subsequent similar or successor statute or regulation governing the purchase or sale of Securities by brokers and dealers.
New Issue means, in relation to any Issuer falling within paragraphs (i) and (ii) of the definition of that term in the Rules, the issue or sale of shares in the capital, warrants, Depositary Receipts, Structured Products or Debt Securities of that Issuer and in relation to any Issuer falling within paragraph (iii) of that definition, the first issue or sale of Units on the Unit Trust of which the Issuer is the manager or trustee, in each case in accordance with the terms and conditions of a Prospectus;
New Issue has the meaning assigned to such term in Section 3.5(a) hereof.
New Issue has the meaning given to in Clause 9.2;
New Issue. Bxxxxxxxx filed with the Commission on May 6, 2024 pursuant to Rule 497(a) (as a Rule 482ad).