Examples of member of staff in a sentence
Member of staff must comply with applicable Hong Kong SFC regulatory requirements1, U.S. federal securities laws2 and applicable foreign laws, rules and regulations.
Initial and Annual Holdings Reports a)Within 10 calendar days of commencement of employment, a Member of staff must disclose to the Compliance Department all Securities and investment funds holdings, together with supporting documents e.g. monthly statements from his / her broker account as an evidence of the reported holdings.
No Member of staff shall delay settlement of personal transactions beyond the normal settlement time for the relevant market.
A Member of staff may not buy or sell an investment on a day when NAMHK has a Pending Buy or Sell Order in the same investment until after that order is executed or withdrawn.
No Member of staff shall engage in trades identical to those of a client of NAMHK.