Marketplace Rules definition

Marketplace Rules means the rules, policies and other similar instruments adopted by an Exchange or a QTRS as approved by the applicable securities regulatory authority but not including any rules, policies or other similar instruments related solely to the listing of securities on an Exchange or to the quoting of securities on a QTRS.
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Marketplace Rules means the rules and regulations of the national securities exchange on which any class of Common Stock are listed or admitted to trading.
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Marketplace Rules means the National Association of Securities Dealers Marketplace Rules.
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Examples of Marketplace Rules in a sentence

  • Neither the U.S. federal securities laws nor the Nasdaq Marketplace Rules have the concept of a “general offer.” Therefore, a party making a tender offer is free to decide how many shares will be subject to the offer.

  • The Company intends that the Plan be reserved for persons to whom the Company may issue securities without stockholder approval as an inducement pursuant to Rule 5635(c)(4) of the Marketplace Rules of the NASDAQ Stock Market, Inc.

  • The Nasdaq Marketplace Rules contain a number of corporate governance requirements for Nasdaq-listed companies, the principal of which are: • Majority Independent Directors.

  • Foreign private issuers may elect to follow their “home country practices” in lieu of complying with applicable shareholder approval requirements under the Nasdaq Marketplace Rules.

  • For the purposes of Rule 7.1, a Participant shall supervise its employees, directors and officers and, if applicable, partners to ensure that trading in securities on a marketplace (an Exchange, QTRS or ATS) is carried out in compliance with the applicable Requirements (which includes provisions of securities legislation, UMIR, the Trading Rules and the Marketplace Rules of any applicable Exchange or QTRS).

  • In particular, Participants are reminded that, in accordance with subsection (2) of Rule 10.1, the entry of orders must comply with the Marketplace Rules on which the order is entered and the Marketplace Rules on which the order is executed.

  • For greater certainty, the entry of an order or the execution of a trade on a marketplace by a person in accordance with the Marketplace Trading Obligations shall not be considered a violation of subsection (1) or (2) provided such order or trade complies with applicable Marketplace Rules or terms of the contract with the marketplace and the order or trade was required to fulfill applicable Marketplace Trading Obligations.

  • Nevertheless, in determining whether a director or nominee for director should be considered "independent" the board utilizes the definition of independence set forth in Rule 4200(a)(15) of the Nasdaq Marketplace Rules.

  • Discretionary Awards to non-employee directors will only be granted and administered by a Committee, all of the members of which are independent as defined by Section 4200(a)(15) of the Nasdaq Marketplace Rules.

  • Director Independence Under the NASDAQ Stock Market Marketplace Rules, a director will only qualify as an independent director if, in the opinion of our Board, that person does not have a relationship that would interfere with the exercise of independent judgment in carrying out the responsibilities of a director.


More Definitions of Marketplace Rules

Marketplace Rules means the rules, policies and other similar instruments adopted by an Exchange or a QTRS as filed in accordance with National Instrument 21-101 or as approved by the applicable securities regulatory authority in accordance with applicable securities legislation.
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Marketplace Rules means the Marketplace Rules of The Nasdaq Stock Market, as amended.
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Marketplace Rules means those rules relevant to the exchange provided at xxxxx://xxx.xxxxx.xxx/market-manipulation-protection/.
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Related to Marketplace Rules

  • Marketplace means an online directory, catalog or marketplace of applications that interoperate with the Subscription Services.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Marketplace seller means a seller that makes one or more retail sales through a marketplace that a marketplace facilitator owns, operates, or controls, regardless of whether the seller is required to be registered to collect and remit the tax under this part.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Designated Stock Exchange Rules means the relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing of any Shares or ADSs on the Designated Stock Exchange;

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • ASX Listing Rules means the official listing rules of the ASX.

  • Electronic Marketplace means a web based application which facilitates electronic trade between one or more buying organisations and many suppliers; "Environmental Information Regulations" means the Environmental Information Regulations 2004 together with any guidance and/or codes of practice issued by the Information Commissioner or relevant Government department in relation to such regulations;

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • NASD means the National Association of Securities Dealers, Inc.

  • AMEX means the American Stock Exchange.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange