Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each entity that is both (i) an “affiliated person,” as such term is defined in the 1940 Act, of the Adviser and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person”, as such term is defined in the 1940 Act, of the Sub-Adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. Each of the Adviser and the Sub-Adviser shall provide the other party with a list of each entity that is both (i) an “affiliated person”, as such term is defined in the 1940 Act, of the Adviser or the Sub-Adviser, respectively, and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list. In addition, the Sub-Adviser shall provide the Adviser, no less frequently than annually, with a list of each person who is an “affiliated person”, as such term is defined in the 1940 Act, of the Sub-Adviser.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each entity that is both (i) an “affiliated person,” as such term is defined in the 1940 Act, of the Adviser and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” (and any affiliated person of such an affiliated person), as such term is defined in the 1940 Act or as otherwise agreed in writing by the Sub-Adviser and the Adviser, of the Sub-Adviser. Each of the Adviser and the Sub-Adviser agrees to provide such list to the other party prior to the Sub-Adviser commencing actual management of the assets of the Fund with respect to the Allocated Portion and to promptly update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each broker-dealer entity that is both (i) an “affiliated person,” as such term is defined in the 1940 Act, of the Adviser and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” as such term is defined in the 1940 Act, of the Sub-Adviser. Each of the Adviser and the Sub-Adviser agrees, as promptly as reasonably practicable, to update such party’s respective list whenever the Adviser or the Sub-Adviser, as applicable, becomes aware of any changes that should be added to or deleted from its respective list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each broker-dealer entity that is an “affiliated person”, as such term is defined in the 1940 Act, of the Fund. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” (and any affiliated person of such an affiliated person), as such term is defined in the 1940 Act, of the Sub-Adviser. Each of the Adviser and the Sub-Adviser agrees promptly to update such list as necessary.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each entity that is both (i) an “affiliated person,” as such term is defined in the 1940 Act, of the Adviser and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or a registered investment adviser. Upon the request of the Adviser, the Sub-Adviser shall promptly, and in any event within three business days of a request, indicate whether any entity identified by the Adviser in such request is an “affiliated person,” as such term is defined in the 1940 Act, of (i) the Sub-Adviser or (ii) any affiliated person of the Sub-Adviser, subject in each case to any confidentiality requirements applicable to the Sub-Adviser and/or its affiliates. Further, the Sub-Adviser shall provide the Adviser with a list of (x) each broker-dealer entity that is an “affiliated person,” as such term is defined in the 1940 Act, of the Sub-Adviser and (y) each affiliated person of the Sub-Adviser that has outstanding publicly-issued debt or equity. Each of the Adviser and the Sub-Adviser agrees promptly to update such list(s) whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a written list of each entity that is both (i) an “affiliated person,” as such term is defined in the 1940 Act, of the the Fund (other than any entity that is an “affiliated person” of the Fund solely due to its status as a sub-advisor (or as an affiliate of a sub-advisor) of the Fund) and (ii) a broker, dealer, or entity that is engaged in the business of underwriting, or registered investment adviser. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” (and any affiliated person of such an affiliated person), as such term is defined in the 1940 Act, of the Sub-Adviser; provided, however, that the Sub-Adviser may exclude from its list of “affiliated persons” those employees of Sub-Adviser who are not also officers, directors, managers or employees with investment or trading responsibility for client assets. Each of the Adviser and the Sub-Adviser agrees promptly to update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Co-Adviser with a list of each person who is (i) an “affiliated person” as such term is defined in the 1940 Act, of the Adviser and the Trust or (ii) a principal underwriter of the Fund. The Co-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” as such term is defined in the 1940 Act, of the Co-Adviser. Each of the Adviser and the Co-Adviser agrees promptly to update such list whenever the Adviser or the Co-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each broker-dealer entity that is an “affiliated person,” as such term is defined in the 1940 Act, of the Fund. The Sub-Adviser shall provide the Adviser with a list of each person who is an “affiliated person” (and any affiliated person of such an affiliated person), as such term is defined in the 1940 Act or as otherwise agreed in writing by the Sub-Adviser and the Adviser, of the Sub-Adviser. Each of the Adviser and the Sub-Adviser agrees to provide such list to the other party prior to the Sub-Adviser commencing actual management of the assets of the Fund with respect to the Allocated Portion and to promptly update such list whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
Lists of Affiliated Persons. The Adviser shall provide the Sub-Adviser with a list of each broker-dealer entity that is an “affiliated person,” as such term is defined in the 1940 Act, of the Fund. Upon the request of the Adviser, the Sub-Adviser shall promptly, and in any event within three business days of a request, indicate whether any entity identified by the Adviser in such request is an “affiliated person,” as such term is defined in the 1940 Act, of (i) the Sub-Adviser or (ii) any affiliated person of the Sub-Adviser, subject in each case to any confidentiality requirements applicable to the Sub-Adviser and/or its affiliates. Further, the Sub-Adviser shall provide the Adviser with a list of (x) each broker-dealer entity that is an “affiliated person,” as such term is defined in the 1940 Act, of the Sub-Adviser and (y) each affiliated person of the Sub-Adviser that has outstanding publicly-issued debt or equity. Each of the Adviser and the Sub-Adviser agrees promptly to update such list(s) whenever the Adviser or the Sub-Adviser becomes aware of any changes that should be added to or deleted from such list of affiliated persons.
