Limited Securities definition

Limited Securities. The securities of the Company required to bear the legend set forth in Section 7.2.
Sample 1Sample 2Sample 3
Limited Securities. The securities of the Company required to bear the ------------------ legend set forth in Section 7.1. ------------ Long-form Registration: As defined in Section 5.1(a). ---------------------- --------------- Material Adverse Effect: A material adverse effect on the business, ----------------------- operations, assets, liabilities, condition (financial or otherwise) or prospects of the Company and the Subsidiaries, taken as a whole.
Sample 1
Limited Securities means any Securities that have not been issued and outstanding for a period of more than five years.
Sample 1

Examples of Limited Securities in a sentence

  • Japan Securities Depository Center, Incorporated (JASDEC Inc.) Bank of Japan (BOJ) Jordan HSBC Bank Middle East Limited Securities Depository Center (SDC) Central Bank Kazakhstan HSBC Bank Kazakhstan JSC Central Depository of Securities (CDS) Kenya Barclays Bank of Kenya Ltd.

  • The holder of each certificate representing Limited Securities by acceptance thereof agrees in writing to comply with the provisions of this Section 7.3. Prior to any proposed transfer of any Limited Securities, unless there is in effect a registration statement under the Securities Act covering the proposed transfer, the holder thereof shall give written notice to the Company of such holder's intention to effect such transfer.

  • Each certificate evidencing the Limited Securities transferred as above provided shall bear the appropriate restrictive legend set forth in Section 7.2 above, except that such certificate shall not bear such restrictive legend if in the reasonable opinion of counsel for the Company such legend is not required in order to establish compliance with any provisions of the Securities Act.

  • Securities Trading Policy The trading of securities issued to participants pursuant to the Company’s LTI Plan is subject to, and conditional upon, compliance with the terms of the Company’s policy titled Dealings in Sims Metal Management Limited Securities (a copy of which is available on the Company’s website at www.simsmm.com).

  • If you are uncertain as to the operation of your personal computer, mobile phone and/or other devices when exercising your voting rights, please call the following number: The Sumitomo Mitsui Trust Bank, Limited, Securities Agent Web Support Hotline Tel: 0120 (652) 031 (Monday to Friday 9:00 to 21:00) END For Institutional Investors Only Institutional investors can exercise your voting rights by electromagnetic means using the Voting Rights Electronic Exercise Platform operated by ICJ, Inc.

  • Franklin New York Tax-Free Trust Massachusetts Business Franklin New York Tax-Exempt Money Fund Trust Franklin New York Intermediate-Term Tax-Free Income Fund Franklin New York Insured Tax-Free Income Fund Franklin Tax-Advantaged International California Limited Bond Fund Partnership Franklin Tax-Advantaged U.S. Government California Limited Securities Fund Partnership Franklin Tax-Advantaged High Yield California Limited Securities Fund.

  • The holder of each certificate representing Limited Securities by acceptance thereof agrees in writing to comply with the provisions of this Section 7.3. Prior to any proposed transfer of any Limited Securities, unless ----------- there is in effect a registration statement under the Securities Act covering the proposed transfer, the holder thereof shall give written notice to the Company of such holder's intention to effect such transfer.

  • Ten purported class actions filed in various United States District Courts against the Company, various of its officers and directors, and the managing underwriters of the Company's initial public offering were consolidated in the United States District Court for the District of Nevada under the caption In re Radica Games Limited Securities Litigation, Master File No. CV-S-94-00653-DAE (LRL).

  • Litigation and Environmental Matters In re: Triton Energy Limited Securities Litigation.

  • Securities Trading Policy The trading of securities issued to participants pursuant to the LTI Plan is subject to, and conditional upon, compliance with the terms of the Company’s policy titled Dealings in Sims Metal Management Limited Securities (a copy of which is available on the Company’s website at www.simsmm.com).

Related to Limited Securities

  • Exempted Securities means:

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Permitted Securities means any of the following:

  • Certificated Securities means Securities in the form of physical, certificated Securities in registered form.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Purchaser Securities means the Purchaser Shares, Purchaser Rights, Purchaser Units, Purchaser Warrants, collectively.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Deposited Securities as of any time shall mean Shares at such time deposited or deemed to be deposited under this Deposit Agreement, including without limitation, Shares that have not been successfully delivered upon surrender of American Depositary Shares, and any and all other securities, property and cash received by the Depositary or the Custodian in respect of Deposited Securities and at that time held under this Deposit Agreement.

  • Rated Securities means each Class of Securities that has been rated by one or both Rating Agencies at the request of the Seller.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • uncertificated securities means securities as defined in the Securities Services Act which are by virtue of the Companies Act transferable without a written instrument and are not evidenced by a certificate;

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Released Securities means Shares of Restricted Stock with respect to which all applicable restrictions have expired, lapsed, or been waived.