Limited Access Person(s definition

Limited Access Person(s means any employee of the Firm or any Associated Person of the Firm who is not an Access Person under this Code.
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Examples of Limited Access Person(s in a sentence

  • Limited Access Persons are not required to keep their securities accounts at Neuberger Berman or Fidelity.

  • Limited Access Persons There is an additional category of persons called "Limited Access" persons.

  • Notwithstanding the above, directors of the Adviser who are not employees of the Adviser, even though they may be employees of an Affiliate of the Adviser, as well as Limited Access Persons will not be required to comply with the requirements of Section III.

  • Such directors and Limited Access Persons will be required to comply with all other provisions of this Section III.

  • Personal trades of New York-based Limited Access Persons shall be reviewed on a T+1 or T+2 basis, as appropriate.

  • Limited Access Persons shall be exempt from such of the following provisions of this Code as is determined to be appropriate by the Ethics Committee: (i) Minimum Holding Periods (A.7.); (ii) Blackout Periods (A.8.) and (iii) Preclearance (B.2.).

  • From time to time, the Ethics Committee may designate one or more persons who would otherwise be considered Access Persons as Limited Access Persons on Schedule I of the Code of Ethics Procedures.

  • Limited Access Persons • If an Advisory Person related to a Limited Access Person purchases or sells a Covered Security in the Limited Access Person Account and such Advisory Person purchases or sells the same security during the same day for a Related Client, the Limited Access Person Account may not receive a more favorable price than that received by the Related Client.

  • All Limited Access Persons must submit brokerage statements or a list of transactions to the CCO or designee which reports every Covered Security transaction in which they participated during the calendar quarter no later than 30 days after the end of that quarter.

  • Access Persons or Limited Access Persons may not use knowledge of portfolio transactions made or contemplated for Clients to profit by the market effect of such transactions or otherwise engage in fraudulent conduct in connection with the purchase or sale of a security skill or acquired by a Fund.

Related to Limited Access Person(s

  • Non-Access Person means and include:

  • Access Persons means any employee, officer, or director (provided that directors may rebut the presumption of access established under Rule 17j-1(a)(1) by way of certification) of the Company. Contractors, interns, and other temporary staff are not generally included; however, we seek separate confidentiality representations from such persons.

  • Access Person means:

  • Limited access highway means a highway:

  • Switched Access Detail Usage Data means a category 1101xx record as defined in the EMI iconectiv Practice BR 010-200-010.

  • Access Period has the meaning set forth in Section 8.1(a).

  • Homeless person means the same as defined in section 48A.2.

  • business person means any person who is

  • Switched Access Service means the offering of transmission and switching services to Interexchange Carriers for the purpose of the origination or termination of telephone toll service. Switched Access Services include: Feature Group A, Feature Group B, Feature Group D, 8XX access, and 900 access and their successors or similar Switched Access Services.

  • Customer Personal Data means the personal data contained within the Customer Data.

  • Residential facility means a home or facility that is licensed by the department of developmental disabilities under section 5123.19 of the Revised Code and in which a child with a developmental disability resides.

  • Permitted Assignment means a Permitted Subsidiary Assignment or a Permitted Third-Party Assignment.

  • U.S. Persons means such persons as defined in Regulation S of the United States Securities Act of 1933 and particularly includes residents of the United States as well as American stock corporations and private companies.

  • Common Language Location Identifier (CLLI means the codes that provide a unique eleven (11) character representation of a network interconnection point. The first eight (8) characters identify the city, state and building location, while the last three (3) characters identify the network component.

  • Landlord Access Agreement means a Landlord Access Agreement, substantially in the form of Exhibit G, or such other form as may reasonably be acceptable to the Administrative Agent.