Know Your Client. Promptly upon the request of the Administrative Agent supply, or procure the supply of, such documentation and other evidence as is reasonably requested by the Administrative Agent in order for the Financing Parties to carry out and be satisfied they have complied with all necessary “know your client” or other similar checks under all applicable Laws pursuant to the transactions contemplated in the Financing Documents;
Know Your Client. Any information and evidence reasonably required by any Finance Party pursuant to its usual “know your client” procedures in order to comply with applicable laws.
Know Your Client information (such as passport details and other identifying documents); • Other information such as billing information and details of paid invoices, signatures, evidential documents supplied by the client in the course the services, tax identifier or VAT number); • Data included in emails sent from and received with corporate email, data included in files (including electronic files); • Information captured through legitimate monitoring of system use; • Technical information (such as username and passwords, IP address, domain, browser type, operating system, click-stream data and system logs).
Examples of Know Your Client in a sentence
They shall comply with the "Know Your Client" policy in accordance with procedures in place to open liability accounts.
They must comply with the "Know Your Client" policy in accordance with procedures in place to open liability accounts.
The Client's Dormant Account will then be reactivated (subject to, if required, up- to-date Know Your Client documentation provided to the Company by Client) and become an Active Account.
As part of the Celbux Merchant Application Process, you are required to provide certain Know Your Client ("KYC") information and upload necessary supporting documentation, to facilitate the opening of your Merchant Account(s).
An Application form is set by the Bank, and includes, without limitation, a questionnaire in compliance with the then-current Know Your Client procedures, a list of documents necessary to support the Application once the potential Client presents it to the Bank, a set of disclaimers and/or statements by the Client, and a signature of the potential Client and/or Additional Cardholder (when necessary).
More Definitions of Know Your Client
Know Your Client process is an IIROC requirement that ensures your advisor is familiar with your financial situation, investment knowledge and objectives, tolerance for risk and the time horizon for your investment objectives, before making investment recommendations. This may take more than one meeting, but please provide the information your advisor requests. This will help ensure that your advisor offers you investment account types, strategies and products that are suitable for your individual financial needs and circumstances. Your Advisor Must Keep You Informed about Your Investments IIROC requires your advisor to share information with you about the products, services and account types you are offered and any associated fees and charges. Most of this information will be included in a Relationship Disclosure Document, which you should read carefully. Your advisor must also keep you updated with regular account statements and periodic reports on the fees and charges you pay and on the performance of your investments. As an investor, you can protect yourself by reading and understanding the information IIROC requires your advisor to provide. Ask your advisor about any information you do not understand. You also Benefit from other Protections All IIROC member firms must maintain an adequate cushion of capital, which reduces the risk of them becoming insolvent. Firms must also keep your investments separate from their own assets. Your account is also eligible for protection by the Canadian Investor Protection Fund, which covers up to $1,000,000 per account if an IIROC-regulated firm becomes insolvent. You can learn more at xxx.xxxx.xx.
Know Your Client compliance means the submission to the Registrar by the fiduciary of prescribed information that may reasonably be determined concerning their donors so that the person’s suitability to be, or to remain, registered may be properly assessed by the Registrar;
Know Your Client. Checks. 107 Section 6.21.Maintenance of Ratings. 108 Section 6.22.SPV Structure Termination. 108 ARTICLE VII NEGATIVE COVENANTS Section 7.01.Annex II 109 Section 0.00.Xxxxxxxxx Covenant 110 ARTICLE VIII EVENTS OF DEFAULT AND REMEDIES Section 0.00.Xxxxxx of Default 110 Section 8.02.Remedies Upon Event of Default 113 Section 8.03.Application of Funds 113 Section 8.04.Borrowers’ Right to Cure 114 ARTICLE IX ADMINISTRATIVE AGENT AND OTHER AGENTS Section 9.01.Appointment and Authority 115 Section 9.02.Rights as a Lender 116
Know Your Client. Confirmations: no Lender shall have advised the Administrative Agent that such Lender has not received from the Borrower all such information and evidence as such Lender requested of the Borrower prior to the Effective Date as contemplated by Section 14.11; and
Know Your Client. Requests. Each Borrower will, and will cause their respective Subsidiaries to, promptly upon request by the Administrative Agent or any Lender, and each Lender shall promptly upon request by the Administrative Agent, supply, or procure the supply of, such documentation and other evidence as is reasonably requested by the Administrative Agent (for itself and on behalf of any Lender) or any Lender (for itself or on behalf of any prospective lender) in order for the Administrative Agent, such Lender or such prospective new lender to carry out and be satisfied with the results of all necessary “know your client” or other checks in relation to the identity of any Person that it is required to carry out in relation to the transactions contemplated in the Loan Documents.
Know Your Client. Call: This is normally a telephone based call where we gather more details on the client’s circumstances and goals etc. We will complete an initial “Attitude to Risk” questionnaire to help us understand your investment experience, appetite for investment risk and capacity for loss, in line with the FCA’s compliance requirements. • Policy analysis: We will assess the facts on these schemes once we received all the information. • Proposal Summary: We will draft an initial report based on our fact finding so far and detailed policy analysis. All fees and costs will be included within this report, as well as outline recommendations. This report may include a proposal to send part of your file to a third party specialist, for example for mortgage or defined benefit pension scheme advice.
Know Your Client. Call: Telecall where we gather more details on your circumstances and goals. We will complete an initial “Attitude to Risk” questionnaire to help us understand your investment experience, appetite for investment risk and capacity for loss, in line with the FCA’s compliance requirements • Policy analysis: Assessment of the information gained from your schemes