Examples of Issuer Agents in a sentence
Broker-Dealers, Broker-Dealer Agents, and Issuer Agents 600 Registration of Broker-Dealers(a) A person applying for a license as a broker-dealer in Delaware shall make application for such license on FormBD (Uniform Application for Broker-Dealer Registration).
This Chapter sets out the qualification criteria, role and responsibilities of Debt Issuer Agents and Designated Persons representing Applicant Issuers with 4AX.
Broker-Dealers, Broker-Dealer Agents, and Issuer Agents 600 Registration of Broker-Dealers(a) A person applying for a license as a broker-dealer in Delaware shall make application for such license on Form BD (Uniform Application for Broker-Dealer Registration).
The Issuer shall deliver to the IPA upon execution of this Agreement an Incumbency Certificate to designate the Issuer Agents and Dealers to the IPA.
CTSE may from time to time issue Schedules relating to the operation and application of these Debt Listing Requirements, the Exchange and the conduct of Issuers, Debt Issuer Agents and Authorised Users.
Updates of the Register of Issuer Agents shall be forwarded to the FSB on a regular basis.
Other meetings could be scheduled if District business warrants and will be announced by the Executive Supervisor.
Resulting Issuer Agent's Options Upon completion of the Proposed Transaction, there will be approximately 124,567 outstanding Agent's Options exercisable for Resulting Issuer Shares.
In determining compliance with any condition hereunder to the making of a Loan, or the issuance of a Letter of Credit, that by its terms must be fulfilled to the satisfaction of a Lender or a L/C Issuer, Agents may presume that such condition is satisfactory to such Lender or such L/C Issuer unless the applicable Agent shall have received notice to the contrary from such Lender or such L/C Issuer prior to the making of such Loan or the issuance of such Letter of Credit.
Broker-Dealers, Broker-Dealer Agents, and Issuer Agents 600 Registration of Broker-Dealers (a) A person applying for a license as a broker-dealer in Delaware shall make application for such license on Form BD (Uniform Application for Broker-Dealer Registration).