Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers;
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers, as may be amended from time to time.
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013
Examples of Investor Money Regulations in a sentence
Accordingly, monies in the Subscriptions/Redemptions Account are deemed assets of the respective Funds and shall not have the protection of the Investor Money Regulations.
Regulation 12 of the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers requires that unidentified monies are either attributed or returned within 5 working days of initial receipt of such monies.
With effect 1 April 2016, the Central Bank introduced the Investor Money Regulations which introduces new regulations and compliance requirements surrounding client assets.
Monies in the Subscriptions/Redemptions Account are deemed assets of the respective Funds and shall not have the protection of the Investor Money Regulations.
These cash accounts are not subject to the protections of the Investor Money Regulations and instead will be subject to the guidance issued by the Central Bank from time to time in relation to umbrella cash accounts.
More Definitions of Investor Money Regulations
Investor Money Regulations means the ‘Central Bank Supervision and Enforcement)
Investor Money Regulations means First Trust Advisors L.P. or any successor investment manager appointed by the Manager in accordance with the requirements of the Central Bank; means the amended and restated agreement dated 25 September 2019 between the Company, the Manager and the Investment Manager as may be amended or supplemented from time to time in accordance with the requirements of the Central Bank, pursuant to which the latter acts as investment manager of the Funds; means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers;
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015.
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers, as may be amended from time to time;"Irish Resident"means any person resident in Ireland (as described in the Taxation section of this Prospectus) or ordinarily resident in Ireland other than an Exempt Irish Shareholder;"KIID"means the key investor information document;"Manager"means KBA Consulting Management Limited or any successor thereto duly appointed in accordance with the Central Bank Rules as the manager to the ICAV;"Management Agreement"means the agreement made between the ICAV and the Manager dated 01 November 2021 as may be amended or supplemented from time to time in accordance with the Central Bank Rules pursuant to which the latter was appointed manager of the ICAV;"MiFID II Delegated Directive"means Commission Delegated Directive (EU) of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits;"Minimum Additional Investment Amount"means such minimum cash amount or minimum number of Shares as the case may be (if any) as the Directors may from time to time require to be invested in any Fund by each Shareholder (after investing the Minimum Initial Investment Amount) and as such is specified in the Supplement for the relevant Fund;"Minimum Fund Size"means such amount (if any) as the Directors may consider for each Fund and as set out in the Supplement for the relevant Fund;"Minimum Initial Investment Amount"means such minimum initial cash amount or minimum number of Shares as the case may be (if any) as the Directors may from time to time require to be invested by each Shareholder as its initial investment for Shares of each Class in a Fund either during the Initial Offer Period or on any subsequent Dealing Day and as such is specified in the Supplement for the relevant Fund;"Minimum Redemption Amount"means such minimum number or minimum value of Shares of any Class as the case may be (if any) which may be redeemed at any time by the ICAV and as such is specified in the Supplement for the relevant Fund;"Minimum Share Class Size"means such amount (if any) as the Directors may consider for each Share Class and as set out in the Supplement for the ...
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013(Section 48(1)) (Investment Firms) Regulations 2017, as may be amended, supplemented, consolidated, substituted in any form or otherwise modified from time to time;
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers, as may be amended from time to time;"Irish Resident"the definition more particularly set out in the section entitled "Taxation of the Company" of this Prospectus;"Liquid Financial Assets"means cash deposits, short term debt securities, certificates of deposit, bankers acceptances and similar instruments which shall be Investment Grade;"Manager"means Guggenheim Partners Fund Management (Europe) Limited or in each case, any successor thereto duly appointed in accordance with the requirements of the Central Bank Rules;"Management Agreement"means the management agreement dated 1 April 2019 between the Company and the Manager as may be amended, supplemented or otherwise modified from time to time in accordance with the requirements of the Central Bank Rules;"Member State"a member state of the EU;"MiFID II"means the Markets in Financial Instruments Directive (recast) (Directive 2014/65/EU)"MiFID II Delegated Directive"means Commission Delegated Directive (EU) of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients product governance obligations and the rules applicable to the provision or reception of fees commissions or any monetary or non- monetary benefits."Minimum Holding"such minimum value of a holding of Shares in any Fund as the Directors may determine and as identified in the Supplement for the relevant Fund;"Moody’s"Moody’s Investor Services, Inc.;"Net Asset Value" or "NAV"the Net Asset Value of the Company, or of a Fund or class, as appropriate, calculated as described herein;"Net Asset Value per Share"in respect of any Shares, the Net Asset Value attributable to the relevant Shares issued in respect of a Fund or class, divided by the number of Shares in issue in respect of the Fund or class;"NOK"means Norwegian Kroner, the lawful currency of Norway;"OECD"the Organisation for Economic Co-Operation and Development;
Investor Money Regulations means the Central Bank (Supervision and Enforcement) Act2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers, as may be amended, supplemented or replaced from time to time;