Investment Transaction definition

Investment Transaction means any purchase, acquisition, exchange, sale or disposition, merger or interest exchange that results in the acquisition or disposition of, or other transaction involving, an Investment.

Investment Transaction means a transaction subject to Section 13(d), but not Section 16, of the Securities Exchange Act of 1934, provided that in connection with such a transaction, the Borrower or any applicable Subsidiary (as the case may be) has reported and at all times continues to report to the Securities and Exchange Commission that such transaction is undertaken for investment purposes only and not for any of the purposes specified in clauses 4(a) through (j), inclusive, of the special instructions for complying with Schedule 13D under the Securities Exchange Act of 1934.

Investment Transaction has the meaning set forth in Section 7.04.

Examples of Investment Transaction in a sentence

• No expiry or early termination (as the case may be) shall affect the rights and obligations of either party hereunder in relation to any outstanding Investment Transaction upon which the conditions of this Agreement shall remain applicable until such Investment Transaction is completely settled.

• Alternatively we may enter into some Investment Transactions (e.g. in equities or bonds) and deal as agent on your behalf (which means that we would arrange an Investment Transaction with a counterparty on your behalf, for example in relation to Investment Transactions relating to equities or bonds).

• The Muwakkil shall pay to the Wakil a fee agreed in relation to each Wakalah Investment Transaction which will be specified in the relevant Wakil Offer Notice and payable on the applicable Investment Date or Maturity Date as agreed between the Parties.

• Without prejudice to the rights and obligations of the Parties pursuant to any existing Wakalah Investment Transaction and any other right or remedy of either Party arising as a result of a breach of any term of this Agreement, either Party shall be entitled to terminate this Agreement by giving the other Party written notice, such notice to be effective no sooner than fifteen (15) Business Days from its receipt.

• All payments pursuant to a Wakalah Investment Transaction shall be made in the Specified Currency without any set-off, counterclaim or other deduction whatsoever in cleared, immediately available funds for value on the date on which a payment pursuant to a Wakalah Investment Transaction shall be made.

More Definitions of Investment Transaction

Investment Transaction means a transaction subject to Section 13(d) of the Exchange Act, provided that in connection with such transaction the Borrower or any Subsidiary (as the case may be) has reported and at all times continues to report to the SEC that such transaction is undertaken for investment purposes or strategic business purposes.

Investment Transaction means any transaction for which the principal purpose is to raise additional capital for the Company to further or execute its business plan.

Investment Transaction means a transaction in which the Company acquires control of, or makes a noncontrol investment in, a banking institution (including any savings association or similar financial institution) within the United States, provided that a noncontrol investment will not qualify as a Investment Transaction unless the Company obtains a board seat or other governance rights pursuant to a shareholder rights or similar agreement.

Investment Transaction has the meaning set forth in Section 1(b).

Investment Transaction has the meaning set forth in Paragraph 1B.

Investment Transaction means a transaction whereby a person acquires investment certificates and receives an investment return; 15

Investment Transaction means an individual transaction between the Muwakkil and the Wakil made pursuant to Clause 5.