Investment Record definition

Investment Record and "Investment Performance" shall have the meanings set forth in Rule 205-1 of the Advisers Act. The average daily net asset value of Large Cap shall be determined in the manner set forth in the Declaration of Trust and registration statement of the Trust, as amended from time to time. AIM MID CAP OPPORTUNITIES FUND ------------------------------ The Trust shall pay the Advisor, out of the assets of AIM Mid Cap Opportunities Fund ("Mid Cap"), as full compensation for all services rendered and all facilities furnished to Mid Cap hereunder, a management fee consisting of the sum of a Base Fee and a Performance Adjustment (whether positive or negative), computed and paid monthly. If the Advisor shall serve for less than the whole of any period specified herein, the compensation payable to the Advisor with respect to Mid Cap shall be prorated. The Base Fee shall be at an annual rate of 1.50% of Mid Cap's average daily net assets. In computing the amount of the Base Fee, the Base Fee shall be applied against Mid Cap's average daily net assets computed over the month for which the Base Fee is paid. The Trust shall pay the Advisor the Base Fee beginning on the Effective Date for Mid Cap, as set forth in Appendix A. The Performance Adjustment shall be calculated by (i) subtracting the Investment Record of the Mid Cap Benchmark Index, as set forth in Appendix C, from the Investment Performance of a Class A share of Mid Cap over the Performance Period, (ii) subtracting 2.00% from the number obtained in (i) if such number is positive, or adding 2.00% if such number is negative, and (iii) multiplying the number obtained in (ii) (whether positive or negative) by 0.20%. In computing the amount of the Performance Adjustment, the Performance Adjustment shall be applied against Mid Cap's average daily net assets computed over the Performance Period. The Performance Adjustment shall not exceed 1.00% per annum. The Trust shall pay the Advisor the Performance Adjustment beginning in the thirteenth month following the Effective Date for Mid Cap, so that for the first twelve months following the Effective Date for Mid Cap the Advisor shall receive only the Base Fee.
Sample 1
Investment Record means the record described in Clause 6.5.
Sample 1
Investment Record and "Investment Performance" shall have the meanings set forth in Rule 205-1 of the Advisers Act. The average daily net asset value of Small Cap shall be determined in the manner set forth in the Declaration of Trust and registration statement of the Trust, as amended from time to time.
Sample 1

Examples of Investment Record in a sentence

  • As in any purchase of securities, the Corporation’s Trustee or other fiscal agent is instructed not to release the funds to the seller until the securities have been delivered according to the Investment Record sent by the Bureau of Debt Management within the Office of Budget and Policy Analysis (“BDM”).

  • After the winning offering/bid is electronically confirmed with the Authorized Investment Banker or Broker, an Investment Record is prepared by an Investment Officer.

  • The Investment Record is transferred to BDM staff who complete the processing of the trade to include notifying the Trustee electronically and receive confirmation from the Trustee when the trade has settled, consistent with the Investment Record.

  • Management Investment Record: 1 Item C.1. Background information.a. Full Name of the Fund b.

  • Investment Record in the amount of $4,571.78 This was deposited in the Permanent Improvement Fund as Investment Earnings during the month of May 2019.

  • Investment Record in the amount of $1,454.42 This was deposited in the Permanent Improvement Fund as Investment Earnings during the month of August 2019.

  • Investment Record in the amount of $746.32 This was deposited in the Permanent Improvement Fund as Investment Earnings during the month of April 2021.

  • Investment Record in the amount of $1,223.87 This was deposited in the Permanent Improvement Fund as Investment Earnings during the month of October 2019.

  • Financial Reports for July 2020 as presented: Investment Balances and Rate of Return, Financial Report by Fund/SCC, Revenue Account Summary, All Checks dated between July 1 and July 31, 2020, and Appropriation Account Summary.d. Investment Record in the amount of $803.66.

  • Investment Record - A complete record of the college's investment activity is maintained.


More Definitions of Investment Record

Investment Record and "Investment Performance" shall have the meanings set forth in Rule 205-1 of the Advisers Act. The average daily net asset value of I Fund shall be determined in the manner set forth in the Declaration of Trust and registration statement of the Trust, as amended from time to time. APPENDIX C BENCHMARK INDICES AIM OPPORTUNITIES III FUND The III Fund Benchmark Index shall be the S&P 500 INDEX. AIM OPPORTUNITIES II FUND The II Fund Benchmark Index shall be the S&P MIDCAP 400 INDEX. AIM OPPORTUNITIES I FUND The I Fund Benchmark Index shall be the RUSSELL 2000(R) INDEX. From time to time, the Board of Trustees, xx xxx affirmative vote of the trustees voting in person, including the affirmative vote of a majority of the trustees who are not parties to this Agreement or "interested persons" (as defined in the 1940 Act) of a party to this Agreement, may determine that another xxxxxxxies index is a more appropriate benchmark than the respective Benchmark Index above for purposes of evaluating the performance of a Fund. In such event, after thirty days' written notice to the Advisor, a successor index (the "Successor Index") may be substituted for a Fund's Benchmark Index in prospectively calculating the Performance Adjustment for that Fund. However, the calculation of that portion of the Performance Adjustment attributable to any portion of the Performance Period prior to the adoption of the Successor Index will still be based upon the Fund's performance compared to its former Benchmark Index."
Sample 1
Investment Record and "Investment Performance" shall have the meanings set forth in Rule 205-1 of the Advisers Act. The average daily net asset value of I Fund shall be determined in the manner set forth in the Declaration of Trust and registration statement of the Trust, as amended from time to time.
Sample 1
Investment Record and "Investment Performance" shall have the meanings set forth in Rule 205-1 of the Advisers Act. The average daily net asset value of Mid Cap shall be determined in the manner set forth in the Declaration of Trust and registration statement of the Trust, as amended from time to time.
Sample 1
Investment Record means any record, regardless of physical form or characteristic, with information about:
Sample 1

Related to Investment Record

  • Investment interest means investment interest as defined in section 163(d)(3) of the Internal Revenue Code.

  • Investment Return means the investment return payable in respect of the Bond in accordance with Clause 5 Returns.

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Investment Date means the date of the Investment Commitment Closing.

  • Investment Account As defined in Section 3.12(a).

  • Investment End Date : means 11 November 2022, or if such day is not a Scheduled Trading Day, the following day which is a Scheduled Trading Day.

  • Investment Related Property means (i) all “investment property” (as such term is defined in Article 9 of the UCC) and (ii) all of the following (regardless of whether classified as investment property under the UCC): all Pledged Equity Interests, Pledged Debt, the Investment Accounts and certificates of deposit.

  • PIPE Investment has the meaning specified in the Recitals hereto.

  • Investment Funds means all monies and financial resources available for investment by the Authority, other than proceeds of bonds issued by the Authority.

  • Principal Accumulation Investment Proceeds means, with respect to each Transfer Date, the investment earnings on funds in the Principal Accumulation Account (net of investment expenses and losses) for the period from and including the immediately preceding Transfer Date to but excluding such Transfer Date.

  • regulated investment companies (as defined in Section 851 of the Code), all as from time to time in effect (collectively, the "Policies"), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the "1940 Act") and the rules and regulations thereunder. Subject to the foregoing, the Sub-Adviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Series, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Series may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Sub-Adviser shall determine.

  • Investment pool means an entity created under the Texas Gov- ernment Code to invest public funds jointly on behalf of the entities that participate in the pool and whose investment objectives in or- der of priority are preservation and safety of principal, liquidity, and yield.

  • Investment Assets means all debentures, notes and other evidences of Indebtedness, stocks, securities (including rights to purchase and securities convertible into or exchangeable for other securities), interests in joint ventures and general and limited partnerships, mortgage loans and other investment or portfolio assets owned of record or beneficially by the Company or any Subsidiary.

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Authorized Investment means any type of instrument, security, participation or other property in which Cash Collateral may be invested or reinvested, as described in Section 5(f) hereof and Appendix 4 hereto (and as such Appendix may be amended from time to time by written agreement of the parties).

  • Approved Investment means any type of security, instrument, participation or interest in property, as set forth on Schedule I hereto (which may be amended from time to time by execution of a revised Schedule I, I-A or I-B) in which Cash Collateral may be invested or reinvested by Bank in accordance with Paragraph 2 of Article IV hereof.

  • Authorized Investments means: any investment which may be authorized by the Commission but does not include restricted investments as specified in the Offering Documents from time to time.

  • Investment Portfolio means invested assets (including cash and cash equivalents, short-term investments, bonds or other fixed income securities and equity investments).

  • Private Investment means a securities offering that is exempt from registration under certain provisions of the U.S. securities laws and/or similar laws of non-U.S. jurisdictions. It includes investments in hedge funds, private equity funds, limited partnerships, real estate, peer to peer lending clubs and private businesses.

  • Permitted Investment means an Investment by the Company or any Restricted Subsidiary in:

  • Certificate Interest Rate With respect to each Class of Certificates and any Distribution Date, the applicable per annum rate set forth or described in the Preliminary Statement hereto.

  • Pledged Investment Property means any investment property of any Grantor, and any distribution of property made on, in respect of or in exchange for the foregoing from time to time, other than any Pledged Stock or Pledged Debt Instruments. “Pledged Investment Property” excludes any Excluded Property.

  • Investment Restrictions means the investment restrictions of the Fund as set forth in the Declaration of Trust including, without limitation, those described in section 2.0 of this Annual Information Form.

  • Nonpurpose Investment means any investment property, as defined in section 148(b) of the Code, in which Gross Proceeds of the Bonds are invested and which is not acquired to carry out the governmental purposes of the Bonds.