Investment Laws and Regulations definition

Investment Laws and Regulations shall have the meaning specified in Section 3.17.
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Investment Laws and Regulations has the meaning set forth in Section 5.15(a).
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Investment Laws and Regulations means all applicable United States federal or state securities, commodities or other investment-related laws and governmental rules and regulations, including, without limitation, the Advisers Act, the Commodity Exchange Act, the Exchange Act, the Investment Company Act, and the Securities Act and the regulations promulgated under each of them, and the rules and regulations of self-regulatory organizations including, without limitation, FINRA and each applicable exchange (as defined under the Exchange Act), and all other federal or state securities laws and regulations applicable to the business or affairs or properties or assets of the Company.
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Examples of Investment Laws and Regulations in a sentence

  • Deposits and Investment Laws and Regulations In accordance with O.

  • Knowledge and experience in Business Strategy Formulation- 10 points, Private Sector Investment, Laws and Regulations for Business, Efficient Organizational Structure and Management and Structure.

  • For detailed analyses of these laws, see Bryan Greyson et al, “Foreign Investment Laws and Regulations of the Democratic People’s Republic of Korea”, Fordham Int’l L.

  • Direct obligations of the U.S. Government, its agencies, or instrumentalities, to the payment of which the full faith and credit of the Government of the United States is pledged, or obligations to the payment of which the full faith and credit of this state is pledged; Note 2 - Stewardship, Compliance and Accountability (continued) 2.B. Deposit and Investment Laws and Regulations (continued) 2.

  • Foreign Direct Investment Laws and Regulations The key law for investors is the Investment Law of 2013.20 This sets out the general statutory and regulatory framework for all investors, local or foreign.

  • Each episode in turn is affected by and affects the overall relationship (Ford, 1982).

  • It also included a visit to the Jordan Investment Promotion Corporation to discuss a possible amendment to the Investment Laws and Regulations, so as to make the proposed services offer more transparent and internally consistent with current practice in Jordan.

  • Each Private Fund is and has, since its inception, been in compliance with all foreign, federal and state laws requiring registration, licensing or qualification as an investment company and all Investment Laws and Regulations.

  • How to handle deletion of handover requirements not supported by Release 1999 (SP-000534).

  • The Commercial Societies Law is yet to come fully into effect due to lack of regulations, the Investment Laws and Regulations were only approved this year, too late for this to be reflected in this year's indicators, there are no formal bankruptcy processes or mechanisms for protecting minority investors, and, because of lack of capacity and a focus on criminal cases, the court system is severely backlogged and in practice has been unavailable to deal with commercial contract enforcement since 1999.


More Definitions of Investment Laws and Regulations

Investment Laws and Regulations means the Securities Act, the Securities Exchange Act of 1934, as amended (the “Exchange Act”), state securities laws, the Investment Advisers Act of 1940, as amended (the “Advisers Act”), the Investment Company Act of 1940, as amended (the “Company Act”), the Commodity Exchange Act, as amended (“Commodity Exchange Act”), the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), the Internal Revenue Code of 1986, as amended, the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, and the Office of Foreign Assets Control regulations and all applicable laws relating to anti-money-laundering and similar laws (including “know your customer” rules and regulations), and all rules promulgated under each of such laws.
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Investment Laws and Regulations means all Laws, domestic or foreign, applicable to the Investment Management Services business including, without limitation: (i) the Advisers Act, the Investment Company Act, the Exchange Act, ERISA, the Commodity Exchange Act and the Securities Act and the regulations promulgated under each of them; (ii) the bylaws, rules and regulations of applicable Self-Regulatory Authorities (as hereinafter defined in Section 3.23) and each applicable securities and commodities exchange on which AH or any of its affiliates is a member or on which any transactions for any account is effected for any of them; and (iii) all other foreign, federal or state securities laws and regulations applicable to the Investment Management Services business, affairs, properties or assets of AH and its Subsidiaries or any of the Private Funds.
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Related to Investment Laws and Regulations

  • Applicable Laws and Regulations means all duly promulgated applicable federal, State and local laws, regulations, rules, ordinances, codes, decrees, judgments, directives, or judicial or administrative orders, permits and other duly authorized actions of any Governmental Authority having jurisdiction over the relevant parties, their respective facilities, and/or the respective services they provide.

  • Laws and Regulations means federal, state, local and foreign statutes, laws, ordinances, regulations, rules, codes, orders, constitutions, treaties, principles of common law, judgments, decrees or other requirements;

  • Sanctions Laws and Regulations means any sanctions, prohibitions or requirements imposed by any executive order (an “Executive Order”) or by any sanctions program administered by OFAC.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • Medicare Regulations means, collectively, all Federal statutes (whether set forth in Title XVIII of the Social Security Act or elsewhere) affecting the health insurance program for the aged and disabled established by Title XVIII of the Social Security Act and any statutes succeeding thereto, together with all applicable provisions of all rules, regulations, manuals and orders and administrative, reimbursement and other guidelines having the force of law of all Governmental Authorities (including Health and Human Services (“HHS”), CMS, the Office of the Inspector General for HHS, or any Person succeeding to the functions of any of the foregoing) promulgated pursuant to or in connection with any of the foregoing having the force of law, as each may be amended, supplemented or otherwise modified from time to time.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Medicaid Regulations means, collectively, (i) all federal statutes (whether set forth in Title XIX of the Social Security Act or elsewhere) affecting the medical assistance program established by Title XIX of the Social Security Act and any statutes succeeding thereto; (ii) all applicable provisions of all federal rules, regulations, manuals and orders of all Governmental Authorities promulgated pursuant to or in connection with the statutes described in clause (i) above and all federal administrative, reimbursement and other guidelines of all Governmental Authorities having the force of law promulgated pursuant to or in connection with the statutes described in clause (i) above; (iii) all state statutes and plans for medical assistance enacted in connection with the statutes and provisions described in clauses (i) and (ii) above; and (iv) all applicable provisions of all rules, regulations, manuals and orders of all Governmental Authorities promulgated pursuant to or in connection with the statutes described in clause (iii) above and all state administrative, reimbursement and other guidelines of all Governmental Authorities having the force of law promulgated pursuant to or in connection with the statutes described in clause (ii) above, in each case as may be amended, supplemented or otherwise modified from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Bye-laws means the bye-laws of the Company, as amended from time to time.

  • Governmental Regulations means all laws, ordinances, rules and regulations of the Authorities applicable to Seller or Seller’s use and operation of the Real Property or the Improvements or any portion thereof.

  • FHA Regulations means the regulations promulgated by the Department of Housing and Urban Development under the National Housing Act, as amended from time to time and codified in 24 Code of Federal Regulations, and other Department of Housing and Urban Development issuances relating to FHA Loans, including the related handbooks, circulars, notices and mortgagee letters.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • CSD Regulations means the CSD’s rules and regulations applicable to the Issuer, the Agent and the Notes from time to time.

  • Anti-Corruption Guidelines means the “Guidelines on Preventing and Combating Fraud and Corruption in Projects Financed by IBRD Loans and XXX Credits and Grants”, dated October 15, 2006.

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • Regulations means regulations made under this Act;