Investment Firms Act definition

Investment Firms Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Exchange Service Providers, and Rules Concerning the Activities They Are Authorised to Pursue [befektetési vállalkozásokról és az árutőzsdei szolgáltatókról, valamint az általuk végezhető tevékenységek szabályairól szóló 2007. évi CXXXVIII. törvény]
Sample 1Sample 2Sample 3
Investment Firms Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Exchange Service Providers, and Rules Concerning the Activities They Are Authorised to Pursue
Sample 1Sample 2

Examples of Investment Firms Act in a sentence

  • The intermediary shall be subject to the provisions set out in Sections 111–116, 123(1)(e), 123(4)(a) and 159(2)–(4) of the Investment Firms Act.

  • The transmission of the data shall be subject to the provisions of the Banking Act concerning bank secrets, those of the Investment Firms Act and the Capital Market Act concerning securities secrets, and those of the Insurance Act concerning insurance secrets, as applicable.

  • The Bank may pursue the activities specified in Sections I.3.3.1 and I.3.3.2 in respect of any and all financial instruments specified in the Investment Firms Act.

  • Regarding disputes falling under the jurisdiction of administrative courts, the assistance to arbitrations located abroad is rendered by the administrative court with territorial jurisdiction in accordance with paragraph 5 of this article, to be applied with the necessary adjustments to the regime of administrative courts.

  • Poly(ethylene glycol)-containing hydrogels for oral protein delivery applications.

  • The Bank assigns Clients into different client types set up on the basis of the Investment Firms Act (client categories).

  • The T&Cs shall provide a general overview of Global Markets services without making distinctions as to the Business Partner rating of service recipients based on the Customer rating as per the Investment Firms Act.

  • Pursuant to Section 28 (1)k) of the Investment Firms Act, the business plan must be attached to the application.

  • The Registrar may require a deposit taking co-operative to give to a depositor, within such time as the Registrar may determine, a document of a kind referred to in clause 4 (a) of this Regulation.

  • If OTP Bank Plc.’s right of satisfaction in connection with the Securities Deposit accrues, it shall be entitled to access said Securities Deposit in conformity with the Investment Firms Act and the Civil Code, the related legal regulations, this T&Cs and the associated documents.

Related to Investment Firms Act

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • U.S. Investment Company Act means the United States Investment Company Act of 1940, as amended;

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • WHS Act means the Work Health and Safety (National Uniform Legislation) Act 2011 (NT) and includes subordinate legislation made under that Act including regulations and approved codes of practice as well as any amendment, re-enactment or replacement of such Act ; and

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • FAIS Act means the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002);

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Registered Clubs Act means the Registered Clubs Act 1976 and any regulation made under the Registered Clubs Act 1976. Any reference to a provision of the Registered Clubs Act includes a reference to the same or similar provision in any legislation replacing, amending or modifying the Registered Clubs Act however that provision may be amended in that legislation.

  • 1940 Act means the Investment Company Act of 1940, as amended.

  • the 2007 Act means the Local Government and Public Involvement in Health Act 2007;

  • 40 Act means the Investment Company Act of 1940, as amended.

  • Company Act means the Investment Company Act of 1940, as amended.

  • 2012 Act means the Health and Social Care Act 2012;

  • Cannabis Act means An Act respecting cannabis and to amend the Controlled Drugs and Substances Act, the Criminal Code and other Acts, S.C. 2018, c. 16, as amended from time to time.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • POPI Act means the Protection of Personal Information Act 4 of 2013 as may be amended from time to time;

  • PBR Act means the Plant Breeder’s Rights Xxx 0000 (Cth) as amended from time to time.

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.