Investment Broker definition

Investment Broker or “IB” shall mean Interactive Brokers. By saying Interactive Brokers we refer to Interactive Brokers LLC, a Company incorporated under the laws of SEC and FINRA; as well as all the related entities with the aforementioned entity (as these stated in Interactive Brokers official website available at: xxxxx://xxx.xxxxxxxxxxxxxxxxxx.xx.xx/en/home.php#) and which are incorporated and licensed in different jurisdictions. Interactive Brokers has the necessary authorisation and license for providing their investment services in different jurisdictions among them to the countries of the EEA in accordance with their license.
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Investment Broker means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.
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Investment Broker has the meaning set forth in Section 3.22 hereof.
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Examples of Investment Broker in a sentence

  • Even though you have granted trading authority to your Investment Broker, you should be aware of the activity in your account.


More Definitions of Investment Broker

Investment Broker or “IB” shall mean Interactive Brokers LLC a company incorporated and registered under the laws of the State of Connecticut with offices located at Xxx Xxxxxxxx Xxxxx, Xxxxxxxxx, Xxxxxxxxxxx, 00000 XXX.
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Investment Broker or “IB” shall mean Interactive Brokers Central Europe, a private company limited by shares that is duly organised and existing under the laws of Hungary, with company registration number 00-00-000000 and with a principal place of business located at Xxxxxx Xxxx xx 00-00, 0000, Xxxxxxx, Xxxxxxxx. IBCE is regulated by the Central Bank of Hungary (Magyar Nemzeti Bank) (“MNB”). IBCE is included in the MNB’s register of regulated financial service providers under number H-EN-III-623/2020. The MNB’s address is Xxxxxxxxx xxx 0, 0000, Xxxxxxx, Xxxxxxxx.
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Related to Investment Broker

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • investment dealer means a person or company registered in the category of investment dealer;

  • Data Broker means either of the following:

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Investment Advisory Agreement means an agreement under which Company or a Company Subsidiary acts as an investment adviser or sub-adviser to, or manages any investment or trading account of, any Client.

  • Associate broker means a licensed broker who is employed by

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Financial Adviser means any:

  • Investment means, as to any Person, any direct or indirect acquisition or investment by such Person, whether by means of (a) the purchase or other acquisition of capital stock or other securities of another Person, (b) a loan, advance or capital contribution to, Guarantee or assumption of debt of, or purchase or other acquisition of any other debt or equity participation or interest in, another Person, including any partnership or joint venture interest in such other Person and any arrangement pursuant to which the investor Guarantees Indebtedness of such other Person, or (c) the purchase or other acquisition (in one transaction or a series of transactions) of assets of another Person that constitute a business unit. For purposes of covenant compliance, the amount of any Investment shall be the amount actually invested, without adjustment for subsequent increases or decreases in the value of such Investment.

  • Asset Management Fee shall have the meaning set forth in Section 8.02.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;