Investment Advisor definition
Examples of Investment Advisor in a sentence
During the continuance of a Cash Control Event, no Credit Party shall make any payments or advances of any kind, directly or indirectly, on any debts and liabilities to any other Credit Party, Investor or the Investment Advisor whether now existing or hereafter arising and whether direct, indirect, several, joint and several, or otherwise, and howsoever evidenced or created (collectively, the “Other Claims”).
Pursuant to its Investment Consulting Services, Arete and its Representatives will review Client’s portfolios that are managed by ▇▇▇▇▇ as the Registered Investment Advisor (pursuant to subsection 1.A.) and included as Assets Under Management (“AUM”) as well as any of Client’s investment holdings at institutions other than Arete (“Assets Under Advisement”).
Client appoints Arete as its Investment Advisor to provide these services.
Client desires to participate in the Investment Consulting Services and Financial Planning Services in accordance with the terms and conditions of this Agreement and hereby appoints Arete as its Investment Advisor to provide such services.
All information heretofore furnished by or on behalf of such Credit Party or the Investment Advisor, in connection with this Credit Agreement, the other Loan Documents or any transaction contemplated hereby is, and all such information hereafter furnished will be, true and correct in all material respects on the date as of which such information is stated or deemed stated.