Investment Advisers definition

Investment Advisers means the entities whose names appear in Section 2 of this Prospectus, each of which has been appointed to provide non-discretionary investment advisory services to the relevant Investment Manager in respect of the relevant Sub-Fund.

Investment Advisers has the meaning set forth in Section 3.14(1).

Investment Advisers means a party, or parties, furnishing investment advisory services to the Trust pursuant to any contract described in Article IV, Section 20 hereof;

Examples of Investment Advisers in a sentence

• Also, a person registered under the Investment Advisers Act of 1940 who regularly acts as a brokerBarter exchange transactions and patronage dividendsExempt payees 1 through 5Payments over $600 required to be reported and direct sales over $5,000 1Generally, exempt payees21See Form 1099-MISC, Miscellaneous Income, and its instructions.

• Is any such person subject to an order of the Commission entered pursuant to Section 15(b) or 15B(c) of the Exchange Act or Section 203(e) or (f) of the Investment Advisers Act of 1940 that, at the time of the filing of this offering statement:1.

• Payments for client solicitation activities meeting the requirements of Rule 206(4)-3 under the Investment Advisers Act of 1940.

• An investment adviser to an open-end fund is required to be registered under the Investment Advisers Act of 1940 (the “Advisers Act”).

• Don’t fall for the promise of indicative or exorbitant or assured returns by the Investment Advisers.

More Definitions of Investment Advisers

Investment Advisers means any one or more investment advisers in respect of the Cells as more particularly detailed in the relevant Supplement;

Investment Advisers means the person or persons from time to time appointed by theManager or a Money Manager to act as an investment adviser which may include affiliates of the Manager or a Money Manager;

Investment Advisers means professional and qualified firms who are engaged by Mission Australia (and related legal entities) to provide investment advice and services under contractual terms;

Investment Advisers. Representative” shall mean an individual appointed by a corporate investment adviser, and approved by the Authority, to act for or on behalf the corporate investment adviser.

Investment Advisers means, collectively, Mercantile Capital Advisers, Inc., Delaware Management Company, Xxxxxx Xxxxxxx Investment Management Limited, Xxxxxx Xxxx Investment Management, Inc., and Xxxx Xxxxxxxxx Asset Management, LLC.

Investment Advisers means Xxxxxxx Xxxxxx Europe Limited, Xxxxxxx Xxxxxx UK Limited, and Xxxxxxx Xxxxxx España Limited (and each an Investment Adviser);

Investment Advisers means collectively, the Metropolitan Life Insurance Company and the Fund's sub-investment advisers.