investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products, whether written, oral or through any other means of communication for the benefit of the client and shall include financial planning:

investment advice means investment advice as defined in Article 4(1)(4) of 2014/65/EU;

Examples of investment advice in a sentence

Not Legal, Tax, or Investment Advice We are not providing specific insurance, tax or investment advice to any individual viewing the content of the Websites.
N ot Legal, Tax, or Investment Advice We are not providing specific insurance, tax or investment advice to any individual viewing the content of the Websites.
Not Legal, Tax, or Investment Advice We are not providing specific insurance, tax or investment advice to any individual viewing the content of the Website.
In case the Company proceeds with any reminder in relation to the Financial Instruments of the Client and/or exercise and/or conversion on behalf of the Client, this shall not constitute an obligation or recommendation or provision of Investment Advice by the Company and the Client shall remain responsible for all the aforementioned without any prejudice to the foregoing.
The Company cannot guarantee that the Financial Instruments and other assets acquired, following the provision of Investment Advice or otherwise, will not depreciate in value or that they will not be negatively affected by adverse tax consequences or for any other reason.

More Definitions of investment advice

investment advice means the provision of personal recommendation to a client, either after his request, or on the initiative of the IF, in relation to one or more transactions related to financial instruments; for the purposes of this definition, a personal recommendation is given the meaning assigned to it in article 2 of the Law.

investment advice means investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU;

investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security;

investment advice means advice with respect to "securities" provided by a "registered representative" which is solely incidental to his/her conduct as a "registered representative" and for which he/she receives no special compensation, all pursuant to the provisions of the Investment Advisors Act of 1940, as amended.

investment advice has the meaning ascribed to such term in the Regulations; “Investment Business Service” has the meaning ascribed to such term in the Regulations; “Law Society” means the Law Society of Ireland;

investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security, whether or not provided by an investment adviser;

investment advice means advice in relation to (among other things) the acquisition, disposal, retention, exchange or other dealing in Futures within the scope Type 5 licence under the Ordinance (but does not relate to advising in respect of corporate finance-related matters).