Introducing Broker definition

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

Introducing Broker means a third party who introduces prospective Clients to the Company.

Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients to the Company;

Examples of Introducing Broker in a sentence

• Introducing Broker - a Person (including its employees, subsidiaries, sub-agent and affiliates) which is remunerated by the Company for referral of Clients to the Company.

• Within seven days from the date I open this Xxxx XXX I may revoke it without penalty by mailing or delivering a written notice to the Introducing Broker Dealer and/or Axos Clearing Custodian.

• Customer agrees that when following these procedures, Customer shall be liable for any losses arising out of any order that has previously been transmitted by electronic means, as well as the order placed orally through Xxxxxxxxxx or Customer’s Introducing Broker.

• Within seven days from the date I open this SIMPLE IRA I may revoke it without penalty by mailing or delivering a written notice to the Introducing Broker Dealer and/or Axos Clearing Custodian.

More Definitions of Introducing Broker

Introducing Broker means anybrokerage firm which introduces security transactions on behalf of the undersigned, which transactions are cleared through Apex, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligation of any kind of the undersigned to Apex, whether now existing or hereafter arising. “Options” means all types of options, including puts, calls, equity, debt, index or otherwise. “Securities and other property” shall include, but shall not be limited to money, securities, commodities or other property of everykind and nature and all contracts and options relating thereto, whether for present or future delivery. “Apex” refers to Apex Clearing Corporation.

Introducing Broker means a financial institution or advisor which is remunerated by the Bank and/or clients for referral of clients to the Bank and/or for provision of advice to such Clients and/or execution of such Clients’ transactions towards the Bank;

Introducing Broker means persons within the meaning set forth in Section 1a(31) of the CEA and within the definition of ‘foreign broker’ set forth in 17 C.F.R. 1.3(xx).

Introducing Broker means any brokerage firm, which introduces securities transactions on behalf of the Customer, which transactions are cleared through you, whether one or more. “Obligations” means all indebtedness, debit balances, liabilities or other obligations of any kind of the Customer to you, whether now existing or hereafter arising. “Securities and other property” shall include, but shall not be limited to, money, securities, commodities or other property of every kind and nature and all contracts and options relating thereto, whether for present or future delivery. “You”, “your” or “Apex” refers to Apex Clearing Corporation. “Customer” refers to the party or parties signing this agreement.

Introducing Broker means any per- son registered or required to be reg- istered as an introducing broker with the Commission under the Commodity Exchange Act (7 U.S.C. 1 et seq.), except persons who register pursuant to Sec- tion 4f(a)(2) of the Commodity Ex- change Act (7 U.S.C. 6f(a)(2)).

Introducing Broker means a financial institution or advisor which is remunerated by Aglobe Investments Ltd and/or clients for referral of clients to Aglobe Investments Ltd and/or for provision of advice to such Clients and/or execution of such Clients` transactions towards Aglobe Investments Ltd ;

Introducing Broker means a financial institution or advisor which is remunerated by Tickmill Ltd and/or clients for referral of clients to Tickmill Ltd and/or for provision of advice to such Clients and/or execution of such Clients' transactions towards Tickmill Ltd;