Initial filing definition

Initial filing means the filing that initiates a Board proceeding and opens a docket. For instance, the initial filing in an enforcement proceeding is the complaint; in a permit appeal it is a petition for review; and in a regulatory proceeding it is the proposal.
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Initial filing has the meaning set forth in SECTION 6.6(b).
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Initial filing means the initial filing for the F1CDx platform in a Regulated Market to obtain Regulatory Approval for such product.
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Examples of Initial filing in a sentence

  • After the com- plaint has been assigned to a judge, subsequent pleadings must be filed with the Board office where the judge is located.(b) Initial filing and service.

  • A Special Counsel stay request must be filed with the Clerk of the Board.(d) Initial filing and service.

  • The payment of the fee shall be in two installments as follows:(a) Initial filing fee.

  • This rule applies to offerings made under 17 CFR Section 227, federal Regulation Crowdfunding, General Rules and Regulations, and Sections 4(a)(6) and 18(b)(4)(C) of the Securities Act of 1933 (referred to collectively as “federal Regulation Crowdfunding”).50.91(1) Initial filing.

  • This portion of the filing fee is not refundable under any circumstances but shall be credited against the total filing fee.(b) Initial filing fee for supplemental awards.

  • Initial filing - An appeal to arbitration must be filed within 30 calendar days of the issuance of the University's Step 3 decision to the union or Step 2 decision in the case of an expedited grievance appealed to arbitration.

  • Prior to enrolling in these courses, mastery of MATH 087/097 Essentials of Pre-College Math III must be demonstrated through examination or completion of MATH 087/097 with a grade of C or better.

  • A Special Counsel complaint seeking disciplinary action under 5 U.S.C. 1215(a)(1) (including a complaint alleging a violation of the Hatch Political Activities Act) must be filed with the Clerk of the Board.(b) Initial filing and service.

  • The following provisions apply to investment companies other than closed-end companies, as those terms are defined by the Investment Company Act of 1940:(1) Initial filing.

  • Initial filing of a cause of action by facsimile is not permitted.


More Definitions of Initial filing

Initial filing means a summary of the proposed cooperative agreement, describing the affected geographic area, and the proposed benefits and disadvantages of the cooperative agreement.
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Initial filing means the initial registration statement on Form F-1 relating to the initial public offering of Ordinary Shares filed after March 10, 2004 with the Securities and Exchange Commission of the United States that contains a range of the initial public offering price per share;”
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Initial filing means a summary of the proposed cooperative agreement, describing the af- fected geographic area, and the proposed benefits and disadvantages of the cooperative agree- ment.
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Initial filing means the filing that initiates a Board proceeding and opens a docket. For
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Initial filing means the filing that initiates a Board proceeding and opens a
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Initial filing shall have the meaning set forth in Section 2.29.
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Related to Initial filing

  • Initial Filing Date means the date on which the Initial Registration Statement is filed with the SEC.

  • Initial Filing Deadline means the date which is thirty (30) calendar days after the Closing Date.

  • Additional Filing Date means the date on which the Additional Registration Statement is filed with the SEC.

  • Additional Filing Deadline means if Cutback Shares are required to be included in the Additional Registration Statement, the later of (i) the date sixty (60) days after the date substantially all of the Registrable Securities registered under the immediately preceding Registration Statement are sold and (ii) the date six (6) months from the Initial Effective Date or the last Additional Effective Date, as applicable.

  • HSR Filing means the filing of the Notification and Report Form pursuant to the HSR Act with respect to the transactions contemplated by this Agreement with the Antitrust Division of the United States Department of Justice and the United States Federal Trade Commission.

  • Registration Filing Date means the date that is 60 days after date of the final closing of the PPO.

  • 10-K Filing Deadline As defined in Section 11.05(a).

  • Shelf Filing Deadline As defined in Section 4(a) hereof.

  • Consent Solicitation Statement means the consent solicitation statement issued on June 15, 2020 by Odebrecht Engenharia e Construção S.A., among others.

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering shares of NYB Common Stock to be offered to holders of Synergy Common Stock in connection with the Merger.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Closing Press Release has the meaning set forth in Section 5.4(b).

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • Initial Registration Statement means the initial Registration Statement filed pursuant to this Agreement.

  • UCC Filing Authorization Letter means a letter duly executed by each Loan Party authorizing the Agent to file appropriate financing statements on Form UCC-1 without the signature of such Loan Party in such office or offices as may be necessary or, in the opinion of the Agent, desirable to perfect the security interests purported to be created by each Security Agreement, each Pledge Agreement and each Mortgage.

  • Termination statement means an amendment of a financing statement which:

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • 8-K Filing has the meaning set forth in Section 4.5.

  • Joint Proxy Statement/Prospectus has the meaning set forth in Section 6.1(a).

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Required Filing Date has the meaning set forth in Section 3.1.

  • Prospectus Supplements The Prospectus Supplement dated August 19, 2003 relating to the Class A Certificates and the Prospectus Supplement dated August 19, 2003 relating to the Class B Certificates.

  • Governmental Filings means all filings, including franchise and similar tax filings, and the payment of all fees, assessments, interests and penalties associated with such filings with all Governmental Authorities.