Independent Financial Advisors definition

Independent Financial Advisors means those representatives registered with the retail broker-dealer Subsidiaries of the Borrower and the Cetera Entities (other than non-revenue generating home office and administrative or supervisory personnel).
Independent Financial Advisors means broker dealers of national reputation that trade in the Common Shares or similar securities;
Independent Financial Advisors means a reputable accounting, appraisal or nationally recognized investment banking or consulting firm that is, in the reasonable judgment of the Board, qualified to perform the task for which such firm has been engaged and disinterested and independent with respect to the Company.

Examples of Independent Financial Advisors in a sentence

  • The Board (other than the independent non-executive Directors who will form their view after considering the advice of the Independent Financial Advisors) considers that the terms of the Restructuring are fair and reasonable and in the interests of the Shareholders as a whole.

  • Beach Independent Financial Advisors (Beach IFA) is a financial planning business, focussed on helping you understand and plan for your financial future.

  • Beach UK Ltd trading as Beach Independent Financial Advisors is authorised and regulated by the Financial Conduct Authority, number 143911 for Investment, Pension, Mortgage and Protection business.

  • Beach Independent Financial Advisors is the trading name of Beach UK Ltd registered in England 2323798.

  • I also give authority to Beach Independent Financial Advisors to process my personal data for the purposes stated in the terms of business (section 5 – Our Obligations) above.

  • Signed: Print Name: Date: Marketing Consent I hereby grant Beach Independent Financial Advisors to process my personal data for the purpose of Marketing.

  • I hereby agree to the above terms of business and to become a client of Beach Independent Financial Advisors.

Related to Independent Financial Advisors

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Adviser means any:

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Independent Financial Consultant means a financial consultant or firm of such consultants generally recognized to be well qualified in the financial consulting field, appointed and paid by the District, who, or each of whom:

  • Independent Financial Expert means a U.S. investment banking firm of national standing in the United States, (i) which does not, and whose directors, officers and employees or affiliates do not have a direct or indirect material financial interest for its proprietary account in the Company or any of its affiliates and (ii) which, in the judgment of the board of directors of the Company, is otherwise independent with respect to the Company and its affiliates and qualified to perform the task for which it is to be engaged.

  • Independent Advisor means an independent, nationally recognized accounting firm approved by the Parties, where such approval shall not be unreasonably withheld by either Party.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Fairness Opinion has the meaning set forth in Section 4.22.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Independent Auditors has the meaning set forth in Section 3.2.

  • Fairness Opinions means, collectively, the opinion of the Financial Advisor and the opinion of the Independent Financial Advisor to the effect that, as of the date of such opinions, and subject to the assumptions, limitations and qualifications set forth therein, the Consideration to be received by the Company Shareholders (other than the Purchaser and/or its affiliates) pursuant to the Arrangement is fair, from a financial point of view, to the Company Shareholders (other than the Purchaser and/or its affiliates).

  • Independent Accounting Firm has the meaning set forth in Section 2.05(c).

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Independent Shareholders means holders of Voting Shares, other than:

  • Independent Firm means a recognized law or accounting firm; provided, however, that such term shall not include any accounting firm that performs or has preformed audit services with respect to Distributing or Controlled.

  • Goldman means Xxxxxxx, Sachs & Co.