IA Subsidiary definition

IA Subsidiary means Aspen Capital Advisors Inc.
IA Subsidiary means Alight Financial Advisors, LLC (f/k/a Aon Xxxxxx Financial Advisors LLC) together with its successors and assigns.
IA Subsidiary means Aon Hewitt Financial Advisors LLC.

Examples of IA Subsidiary in a sentence

  • Each IA Subsidiary is, and at all times required by applicable Law since June 30, 2016 has been, registered as an investment adviser under the Advisers Act and the rules and regulations thereunder.

  • The IA Subsidiary is, and at all times required by applicable Law since January 1, 2017 has been, registered as an investment adviser under the Advisers Act and the rules and regulations thereunder.

  • In order to do this, EBM should be based on biogeographical units that should be defined by the IA Subsidiary Body for Scientific and Technical Advice (see section 3 (b) below).

  • The IA Subsidiary has filed each Form ADV and all amendments thereto required to be filed with the SEC since January 1, 2017 (“IA Filings”).

  • Kambar has served as member of the Akademi executive board for over 10 years and wasvice-president for 2013-18.

  • The Project Implementing Entity’s Representative is the Director General of Ho Chi Minh City Investment Fund for Urban Development.

  • Neither the Company nor any Subsidiary, other than the IA Subsidiary is registered or required to be registered as an investment adviser with the SEC.


More Definitions of IA Subsidiary

IA Subsidiary means, if applicable, Xxxxx Consulting, Inc. and any other Subsidiaries that provide investment management, investment advisory or sub-advisory services to any employer or other person; “IA Subsidiary Advisory Contract” means each contract for such services provided by an IA Subsidiary; “IA Subsidiary Advisory Client” means each party to a IA Subsidiary Contract other than the applicable IA Subsidiary or any other advisory client of the IA Subsidiary for purposes of the Investment Advisers Act, and the rules and regulations promulgated thereunder.
IA Subsidiary means (i) each of National Fund Advisors, LLC, BDCA Adviser, LLC, BDCA Senior Adviser, LLC (formerly known as BDCA Adviser II, LLC) and BDCA Venture Adviser, LLC (each, a “filing adviser”), (ii) any general partner, managing member or other special purpose vehicle formed or established by a filing adviser for the purpose of acting as a general partner, as a managing member or in a similar capacity with respect to any Fund, including those special purpose vehicles who are not required to file a separate Form ADV or registration form in reliance on ABA Subcommittee on Private Investment Entities, SEC Staff No-Action Letter (Dec. 8, 2005), American Bar Association, Business Law Section, SEC Staff No-Action Letter (Jan. 18, 2012) or any other Applicable Law, and (iii) any “relying adviser” of any filing adviser, as such term is defined in American Bar Association, Business Law Section, SEC Staff No-Action Letter (Jan. 18, 2012).
IA Subsidiary means Aon Xxxxxx Financial Advisors LLC.

Related to IA Subsidiary

  • JV Subsidiary any Subsidiary of a Group Member which is not a Wholly Owned Subsidiary and as to which the business and management thereof is jointly controlled by the holders of the Capital Stock therein pursuant to customary joint venture arrangements.

  • ORE Subsidiary means any Subsidiary of the Assuming Bank that engages solely in holding, servicing, managing or liquidating interests of a type described in clause (A) of the definition of “Other Real Estate,” which interests have arisen from the collection or settlement of a Shared-Loss Loan.

  • SPE Subsidiary means any Subsidiary formed solely for the purpose of, and that engages only in, one or more Securitization Transactions and transactions related or incidental thereto.

  • Parent Subsidiary means any Subsidiary of Parent.

  • Subsidiary means a “subsidiary corporation,” whether now or hereafter existing, as defined in Section 424(f) of the Code.

  • UK Subsidiary means a Subsidiary organized under the laws of England and Wales.

  • IDI Subsidiary means any Issuer Subsidiary that is an insured depository institution.

  • Current Subsidiary means any Person in which the Company on the Subscription Date, directly or indirectly, (i) owns any of the outstanding capital stock or holds any equity or similar interest of such Person or (ii) controls or operates all or any part of the business, operations or administration of such Person, and all of the foregoing, collectively, “Current Subsidiaries”.

  • Joint Venture Subsidiary means a Subsidiary of the Company or any of its Subsidiaries that has no assets and conducts no operations other than its ownership of Equity Interests of a Joint Venture.

  • Controlled Subsidiary means any Subsidiary of the Company, 50% or more of the outstanding equity interests of which are owned by the Company and its direct or indirect Subsidiaries and of which the Company possesses, directly or indirectly, the power to direct or cause the direction of the management or policies, whether through the ownership of voting equity interests, by agreement or otherwise.

  • Acquisition Subsidiary shall have the meaning ascribed to it in the preamble hereto.

  • Non-U.S. Subsidiary means a Subsidiary of the Borrower that is not a U.S. Subsidiary.

  • Inactive Subsidiary means any Subsidiary of the Borrower that (a) does not conduct any business operations, (b) has assets with a total book value not in excess of $10,000 and (c) does not have any Indebtedness outstanding.

  • Consolidated Subsidiary means at any date any Subsidiary or other entity the accounts of which would be consolidated with those of the Borrower in its consolidated financial statements if such statements were prepared as of such date.

  • Operating Subsidiary means a majority-owned subsidiary of a financial

  • Material Subsidiary means any Subsidiary that is not an Immaterial Subsidiary.

  • Bank Subsidiary means the subsidiary or subsidiaries or the Bank which may from time to time be specified by the Bank to the Customer;

  • Project Subsidiary means any Subsidiary of the Company held for the purpose of holding, constructing or acquiring power generation facilities or related or ancillary assets or properties and any Subsidiary of the Company whose assets consist primarily of equity interests in one or more other Project Subsidiaries; provided that a Subsidiary will cease to be a Project Subsidiary if it Guarantees any Indebtedness of the Company other than obligations of the Company related to Project Debt of one or more Project Subsidiaries.

  • subsidiary entity means a person that is controlled directly or indirectly by another person and includes a subsidiary of that subsidiary;

  • Material Domestic Subsidiary means any Domestic Subsidiary that is a Material Subsidiary.

  • SBIC Subsidiary means any Subsidiary of the Borrower (or such Subsidiary’s general partner or manager entity) that is (x) either (i) a “small business investment company” licensed by the SBA (or that has applied for such a license and is actively pursuing the granting thereof by appropriate proceedings promptly instituted and diligently conducted) under the Small Business Investment Act of 1958, as amended, or (ii) any wholly-owned, direct or indirect, Subsidiary of an entity referred to in clause (x)(i) of this definition, and (y) designated in writing by the Borrower (as provided below) as an SBIC Subsidiary, so long as:

  • Company Subsidiary means any Subsidiary of the Company.

  • Acquired Subsidiary or “Acquired Subsidiaries” means one or more, as applicable, Subsidiaries of the Failed Bank acquired pursuant to Section 3.1.

  • Principal Subsidiary means at any relevant time a Subsidiary of the Issuer:

  • U.S. Subsidiary means any Subsidiary that is organized under the laws of the United States of America, any State thereof or the District of Columbia.

  • Wholly-Owned Consolidated Subsidiary means any Consolidated Subsidiary all of the shares of capital stock or other ownership interests of which (except directors' qualifying shares) are at the time directly or indirectly owned by the Company.