Examples of Holdings Securities in a sentence
All covenants, agreements, representations and warranties made herein or in any other document referred to herein or delivered to a party pursuant hereto or in connection herewith shall survive the execution and delivery to such party of this Agreement and of Holdings Securities.
Employees of PIMCO Advisors should be aware that there are potential tax consequences for such employees resulting from the ownership of PIMCO Holdings' Securities.
River Park Center 000 X.X. Xxxxxxx Xxxxxx Xxxxxxxx, Xxxxxx 00000 Attn: President If to the Company: Pacific Life Insurance Company 000 Xxxxxxx Xxxxxx Xxxxx Xxxxxxx Xxxxx, Xxxxxxxxxx 00000 Attn: Variable Regulatory Compliance If to the Distributor: M Holdings Securities, Inc River Park Center 000 XX Xxxxxxx Xxxxxx Xxxxxxxx, XX 00000 Attn: President or at such other address as such party may from time to time specify in writing to the other party.
The exercise of options to purchase PIMCO Holdings' Securities for cash are not covered by the procedures outlined above, but the securities so acquired may not be sold except during a trading window and after all other requirements of this policy have been satisfied.
All Covered Persons shall submit to the Compliance Officer a report of every securities transaction in PIMCO Holdings' Securities in which they and any of their Related Persons have participated as soon as practicable following the transaction and in any event not later than the fifth day after the end of the month in which the transaction occurred.