Holding Securities definition

Holding Securities. The Custodian shall hold and physically segregate for the account of the Trust all non-cash property, including all securities owned by the Trust, other than (a) securities which are maintained pursuant to Section 2.11 in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of the Treasury, collectively referred to herein as "Securities System" and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section 2.11A.
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Holding Securities. The Custodian shall hold and physically segregate in a separate account for each series ("Portfolio") of the Fund all non-cash property allocated to each portfolio, including all securities owned by the Fund and allocated to each Portfolio except that (a) securities which are maintained pursuant to Section II.L. in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of Treasury, collectively referred to herein as "Securities System", shall be identified as belonging to a specified Portfolio and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section II.L.1., shall be identified as belonging to a specified Portfolio".
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Holding Securities means the $20.0 million aggregate principal amount of senior subordinated notes of Holdings, as amended from time to time.
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Examples of Holding Securities in a sentence

  • No amendment requiring consent of the shareholders may be made at any time during which the Up MACRO Tradeable Trust holds less than 50% of the Up MACRO Holding Securities.

  • SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 6 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 8 (h) Futures Contracts 8 (i) Segregated Accounts 9 (j) Depository Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Custodian with Respect to Property of the Fund Held by the Custodian in the United States 1 2.1 Holding Securities...................................

  • SUBCUSTODIAN 3 (a) Safekeeping 4 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 6 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 7 (h) Futures Contracts 8 (i) Segregated Accounts 9 (j) Depositary Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 5 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 7 (h) Futures Contracts 8 (i) Segregated Accounts 8 (j) Depositary Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding Securities 3 (c) Free Delivery of Assets 4 (d) Exchange of Securities 4 (e) Purchases of Assets 4 (f) Sales of Assets 5 (g) Options 5 (h) Futures Contracts 6 (i) Segregated Accounts 6 (j) Depositary Receipts 6 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Warrants Issued To You In Book-Entry Form [_______] PLEASE RETAIN THIS STATEMENT FOR YOUR RECORDS These Warrants are maintained for you under the Direct Registration System, which means they are held for you in an electronic, book-entry account maintained by BNY Mellon Shareowner Services (see enclosed brochure, "What Individual Investors Should Know About Holding Securities").

  • All issued and outstanding shares of Holding Securities and Tejas Securities have been duly authorized, are validly issued, fully paid and non-assessable, and were issued in full compliance with all applicable federal and state securities laws.

  • There are no preemptive rights in existence in connection with the outstanding Holding Securities or Tejas Securities.

  • No actual or purported Transfer of any Holding Securities (or any portion thereof), nor any right thereto, whether voluntary or involuntary, direct or indirect, which is in violation of any provision of this Agreement shall be valid or effective to grant any Person any right, title or interest in or to such Holding Securities (or portion thereof) or any rights as a stockholder of Holding.


More Definitions of Holding Securities

Holding Securities. Unless the context otherwise requires, all capitalized terms that are not otherwise defined in this Agreement, shall have the meanings as defined in POLICY 1.1 - INTERPRETATION or in POLICY 5.4 - ESCROW, VENDOR CONSIDERATION AND RESALE RESTRICTIONS. When this Agreement refers to securities that a Securityholder "holds", it means that the Securityholder has direct or indirect beneficial ownership of or control or direction over the securities.
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Holding Securities. When this Agreement refers to securities that a Securityholder "holds", it means that the Securityholder has direct or indirect beneficial ownership of, or control or direction over, the securities.
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Holding Securities means all shares of Holding Common Stock from time to owned by Gearon or any other Person other than the ATC Holders.
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Holding Securities. The Custodian shall hold and physically segregate in a separate account for the Fund all non-cash property, including all securities owned by the Fund except that (a) securities which are maintained pursuant to Section II.L. in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of Treasury, collectively referred to herein as "Securities System", shall be identified as belonging to the Fund and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section II.L.1., shall be identified as belonging to a specified Fund".
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Holding Securities. The Custodian shall hold and physically segregate for the account of the Fund all non-cash property, including all securities owned by the Fund, other than (a) securities which are maintained pursuant to
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Related to Holding Securities

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Qualifying Securities means securities issued by the Issuer that:

  • Outstanding Securities with respect to any Income PRIDES or Growth PRIDES, means, as of the date of determination, all Income PRIDES or Growth PRIDES evidenced by Certificates theretofore authenticated, executed and delivered under this Agreement, except:

  • Company Voting Securities means the combined voting power of all outstanding voting securities of the Company entitled to vote generally in the election of directors to the Board.

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Outstanding Voting Securities of any Person means the outstanding securities of such Person entitling the holders thereof to vote generally in the election of directors of such Person.

  • Outstanding Company Voting Securities means outstanding voting securities of the Company entitled to vote generally in the election of directors; and any specified percentage or portion of the Outstanding Company Voting Securities (or of other voting stock or voting securities) shall be determined based on the relative combined voting power of such securities;

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism, any Debt Exchangeable for Preferred Equity or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision or for any Debt Exchangeable for Preferred Equity, as applicable):

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • majority of the outstanding voting securities shall have the meaning set forth for such terms in the 1940 Act.

  • Outstanding Shares means those Shares recorded from time to time in the books of the Trust or its transfer agent as then issued and outstanding, but shall not include Shares which have been redeemed or repurchased by the Trust and which are at the time held in the treasury of the Trust.

  • Voting Securities means any securities of the Company that vote generally in the election of directors.

  • voting security means any security presently entitling the owner or holder thereof to vote in the direction or management of the affairs of a person, or any security issued under or pursuant to any trust, agreement or arrangement whereby a trustee or trustees or agent or agents for the owner or holder of such security are presently entitled to vote in the direction or management of the affairs of a person.

  • Existing Secured Notes means the previously issued debt securities of the Issuers outstanding on the date hereof.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • non-voting security means a restricted security that does not carry the right to vote generally, except for a right to vote that is mandated, in special circumstances, by law;

  • restricted voting security means a restricted security that carries a right to vote subject to a restriction on the number or percentage of securities that may be voted or owned by one or more persons or companies, unless the restriction is

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Voting Equity Interests means Equity Interests in a corporation or other Person with voting power under ordinary circumstances entitling the holders thereof to elect the Board of Directors or other governing body of such corporation or Person.

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Voting Interests means shares of capital stock issued by a corporation, or equivalent Equity Interests in any other Person, the holders of which are ordinarily, in the absence of contingencies, entitled to vote for the election of directors (or persons performing similar functions) of such Person, even if the right so to vote has been suspended by the happening of such a contingency.

  • voting equity securities means equity securities having voting power for the election of directors, whether at all times or only so long as no senior class of security has such voting power by reason of any contingency.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Voting Stock of any Person as of any date means the Capital Stock of such Person that is at the time entitled to vote in the election of the Board of Directors of such Person.