Futures Trading Rules definition

Futures Trading Rules means the Futures Trading Rules of the SGX-DT. “SFA” means the Securities and Futures Act, Chapter 289.
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Futures Trading Rules means the rules, regulations and procedures of any Exchange, as revised, amended or substituted from time to time;
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Futures Trading Rules means the rules, regulations and procedures of SGX-DT, as revised, amended or substituted from time to time;
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Examples of Futures Trading Rules in a sentence

  • This statement is being provided to the Customer pursuant to Rule 3.3.5 (Customer Education) of the Futures Trading Rules of the SGX-DT.

  • Acknowledgements The Customer acknowledges that it has been made aware of Rule 3.3.3 and Rule 3.3.21 of the Futures Trading Rules of the SGX-DT (the "Exchange") (as reproduced below) and undertakes to comply with such requirements as may be imposed by SFP in connection with an omnibus account for the purpose of ensuring SFP’s compliance with Rule 3.3.3 and Rule 3.3.21.

  • You acknowledge that you been made aware of Rule 2.19 (Omnibus Account) of the Clearing Rules of SGX-DC (for the purposes of this Schedule 5, the "Clearing House"), Rule 3.3.3 and Rule 3.3.21 of the Futures Trading Rules of the SGX-DT (the "Exchange") (as reproduced below) and undertakes to comply with such requirements as may be imposed by us in connection with an omnibus account for the purpose of ensuring our compliance with Rule 2.19, Rule 3.3.3 and Rule 3.3.21.

  • Customer cooperation required during Inspection and Audit A member company is required by Rule 3.5.2 of the Futures Trading Rules SGX-DT to procure the full cooperation of the customer during any inspection, audit or investigation that may be carried out by the Exchange or any duly appointed person in connection with the discharge of the Exchange’s regulatory obligations.

  • A member company is required by Rule 12.6 (Contract Notes) and Rule 12.7 (Statement of Account to Customers) of the Rules of the SGX-ST and Rule 3.3.9 (Customer's Statement of Account and Contract Note) of the Futures Trading Rules of the SGX-DT to obtain its client’s revocable and informed consent before issuing contract notes or statements of account in electronic form.

  • Section F3: Customer cooperation required during Inspection and Audit A member company is required by Rule 3.5.2 of the Futures Trading Rules of the SGX-DT to procure the full cooperation of the Customer during any inspection, audit or investigation that may be carried out by the Exchange or any duly appointed person in connection with the discharge of the Exchange’s regulatory obligations.

  • For the purposes of Rule 12.6 and Rule 12.7 of the Rules of the SGX-ST and Rule 3.3.9 of the Futures Trading Rules of the SGX-DT and also for the purposes of all Applicable Laws, the Customer hereby agrees and consents to the provision by UOBBF to it of contract notes, confirmation notes, daily statements, monthly statements and other advices (the “statements”) by electronic means.

  • This statement is being provided to the Customer pursuant to Rule 12.3A (Customer Education) of the Trading Rules of the SGX-ST and Rule 3.3.5 (Customer Education) of the Futures Trading Rules of the SGX-DT.

  • A copy of the SGX-DT Futures Trading Rules may be extracted from the website xxxx://xxxxxxxx.xxx.xxx.

  • The Customer is directed to also refer to the SGX-DT Futures Trading Rules for more information on its obligations in relation to the use of the DMA Services offered by Xxxxxxx Futures.


More Definitions of Futures Trading Rules

Futures Trading Rules means the Futures Trading Rules of the SGX-DT and, “Rule” followed by a numeric identifier refers to a specific rule of the Futures Trading Rules.
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Related to Futures Trading Rules

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • ASX Listing Rules means the official listing rules of ASX.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Clearing Rules means SGX-DC Clearing Rules as amended or supplemented from time to time;

  • CFTC means the Commodity Futures Trading Commission.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Public or private safety agency means a unit of state or local government, a special purpose district, or a private firm, which provides or has the authority to provide firefighting, police, ambulance, emergency medical services or hazardous materials response.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Xxxxxxx Rule means Section 13 of the U.S. Bank Holding Company Act of 1956, as amended, and the applicable rules and regulations thereunder.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;