Fund Transactions definition

Fund Transactions means (i) adoption by or on behalf of such Fund of (A) an investment management agreement with the applicable Acquired Subsidiary (which agreement shall be in form and substance substantially identical to such Fund's existing investment management agreement with such Acquired Subsidiary), (B) an underwriting agreement on behalf of such Fund with an appropriately licensed Affiliate of Purchaser, (which agreement shall be in form and substance substantially identical to the existing underwriting agreement with such Fund), provided, however, that this clause (B) shall not apply to any Fund which as of the date hereof does not have an underwriting agreement with an Affiliate of Sellers, and (C) administrative services, transfer agency services and pricing and book-keeping services agreements with the applicable Acquired Subsidiaries with respect to other services provided to the Funds (which agreements shall be in form and substance substantially identical to such Funds' existing agreements with such Acquired Subsidiaries for such services), with each such agreement to be effective upon the Closing and (ii) all required actions under federal or state securities Laws in connection with the foregoing.
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Fund Transactions means the reorganizations of each of the FBR Large Cap Fund, the FBR Small Cap Fund and the FBR Mid Cap Fund into the Hxxxxxxx Cornerstone Large Growth Fund, the Hxxxxxxx Cornerstone Growth Fund and the Hxxxxxxx Focus 30 Fund, respectively; and the reorganizations of each of the FBR Focus Fund, the FBR Gas Utility Index Fund, the FBR Small Cap Financial Fund, the FBR Large Cap Financial Fund, the FBR Technology Fund, the FBR Balanced Fund and the FBR Core Bond Fund into the Hxxxxxxx Select Focus Fund, the Hxxxxxxx Select Gas Utility Index Fund, the Hxxxxxxx Select Small Cap Financial Fund, the Hxxxxxxx Select Large Cap Financial Fund, the Hxxxxxxx Select Technology Fund, the Hxxxxxxx Select Balanced Fund and the Hxxxxxxx Select Core Bond Fund, respectively (“Shell Merger Reorganizations”).
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Fund Transactions means any subscription or redemptions of shares or units in the Underlying on a Trading Day;
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Examples of Fund Transactions in a sentence

  • Connected Person means the persons defined as such in the section entitled Fund Transactions and Conflicts of Interest.

  • In accordance with FASAB’s Interpretation No. 2, Accounting for Treasury Judgment Fund Transactions, costs incurred by the Federal Government are to be reported by the agency responsible for incurring the liability or to which liability has been assigned, regardless of the ultimate source of funding.

  • An interfund transfer may not make the originating fund’s cash balance negative nor may it exceed the unencumbered balance of the transfer out appropriation account in the originating fund unless compliance rule overrides are activated under Entity Setup.Interfund transfers will be reported on the Annual Financial Report-Reconciliation of Inter Fund Transactions.

  • Class Members who were sent a Record of Fund Transactions and wish to challenge the information therein must contest the Claims Administrator’s determinations by the deadline set by the Claims Administrator.

  • Interpretation of Federal Financial Accounting Standards Interpretation No. 2, Accounting for Treasury Judgment Fund Transactions, requires agencies to recognize liabilities and expenses when unfavorable litigation outcomes are probable and the amount can be estimated and will be paid by the Treasury Judgment Fund.

  • A list of those transactions, your Record of Fund Transactions, is enclosed with this Notice.

  • FY21 Final Appropriations G.2. General Fund Transactions Approve the following general fund transactions: a) Transfer $409,321.00 from General Fund (001) to OSFC Maintenance Fund (034).b) Transfer $1,500,00.00 from General Fund (001) to Permanent Improvement Fund (003).c) Advance (if needed) $3,521.00 from General Fund (001) to PELL (022).

  • We are taking this action because we have concluded that the practice of trading brokerage for sales of fund shares may harm investors in mutual funds in at least four ways:• Adverse Impact on Best Executionof Fund Transactions.

  • The Reporting Management M easures for Large and Suspicious Payment Transactions in Renminbi and the Reporting Management Measures for Large and Suspicious Foreign Exchange Fund Transactions contain detailed definitions and penalties for violation of the provisions.

  • The State reports the following major governmental funds: General Fund: Transactions related to resources obtained and used for those services traditionally provided by a state government, which are not accounted for in other governmental funds, are accounted for in the general fund.


More Definitions of Fund Transactions

Fund Transactions with respect to a Fund, means (i) adoption by or on behalf of such Fund of (A) an investment management agreement with the applicable Subsidiary (which agreement shall be in form and substance substantially identical to such Fund's existing investment management agreement with such Subsidiary), (B) an underwriting agreement on behalf of such Fund with Liberty Funds Distributor, Inc., a Massachusetts corporation and a Subsidiary of the Company ("LFDI") (which agreement shall be in form and substance substantially identical to LFDI's existing underwriting agreement with such Fund), provided, however, that this clause (B) shall not apply to any Fund which as of the date hereof does not have an underwriting agreement with LFDI, and (C) administrative services, transfer agency services and pricing and bookkeeping services agreements with the applicable Subsidiaries with respect to other services provided to the Funds (which agreements shall be in form and substance substantially identical to such Funds' existing agreements with such Subsidiaries for such services) and (ii) all required actions under federal or state securities laws in connection with the foregoing.
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Fund Transactions means the transactions described in Section 3.2(d).
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Fund Transactions means the reorganizations of each of the Westport Fund and the Westport Select Cap Fund into the Xxxxxxxx Cornerstone Mid Cap 30 Fund.
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Fund Transactions means any transactions in a relevant Fund;
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Fund Transactions means the reorganization of the Xxxxxxx Funds into Xxxxxxxx Funds as follows: (i) Xxxxxxx Communications Fund reorganized into Xxxxxxxx Cornerstone Growth Fund; (ii) Xxxxxxx Growth & Income Fund reorganized into Xxxxxxxx Cornerstone Value Fund; (iii) Xxxxxxx Large-Cap Growth Fund reorganized into Xxxxxxxx Total Return Fund; (iv) Xxxxxxx Market Neutral Fund reorganized into Xxxxxxxx Balanced Fund; and (v) Xxxxxxx Small-Cap Growth Fund reorganized into Xxxxxxxx Cornerstone Growth Fund.
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Fund Transactions means the reorganization of the TwinLine Energy Fund into the Xxxxxxxx XX Energy Fund and the reorganization of the TwinLine MLP Fund into the Xxxxxxxx XX Midstream Fund.
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Related to Fund Transactions

  • Related Transactions means the initial borrowing under the Revolving Loan on the Closing Date, the Refinancing, the payment of all fees, costs and expenses associated with all of the foregoing and the execution and delivery of all of the Related Transactions Documents.

  • Card Transactions means any payment made for goods or services, cash withdrawals from a bank or financial institution (including ATM withdrawals) or transfer of funds made through the use of the Card or the Card number.

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Formation Transactions means the transactions contemplated by this Agreement and the other Formation Transaction Documentation.

  • Exempt Transactions means the transactions described in the section hereof titled “Exempt Transactions.”

  • Merger Transactions means the Merger and the other transactions relating thereto or contemplated by the Merger Agreement.

  • Excluded Transactions means:

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Roll-Up Transaction means a transaction involving the acquisition, merger, conversion or consolidation either directly or indirectly of the Company and the issuance of securities of a Roll-Up Entity to the Shareholders. Such term does not include:

  • Restructuring Transactions means the transactions described in Article IV.B of the Plan.

  • Financing Transactions means (a) the execution, delivery and performance by each Loan Party of the Loan Documents to which it is to be a party and (b) the initial borrowing of Loans hereunder and the use of the proceeds thereof.

  • Closing Transactions has the meaning set forth in Section 11.8(a)(i) of these Bylaws.

  • Failed Transactions is the set of all requests within Total Transaction Attempts that do not return a Success Code within 30 seconds from Microsoft’s receipt of the request.

  • repurchase transaction means a transaction governed by an agreement by which a counterparty transfers securities or guaranteed rights relating to title to securities where that guarantee is issued by a recognised exchange which holds the rights to the securities and the agreement does not allow a counterparty to transfer or pledge a particular security to more than one counterparty at a time, subject to a commitment to repurchase them, or substituted securities of the same description at a specified price on a future date specified, or to be specified, by the transferor, being a repurchase agreement for the counterparty selling the securities and a reverse repurchase agreement for the counterparty buying them;

  • Reorganization Transactions shall have the meaning set forth in the recitals.

  • Interim Capital Transactions means the following transactions if they occur prior to the Liquidation Date: (a) borrowings, refinancings or refundings of indebtedness (other than Working Capital Borrowings and other than for items purchased on open account or for a deferred purchase price in the ordinary course of business) by any Group Member and sales of debt securities of any Group Member; (b) issuances of equity interests of any Group Member (including the Common Units sold to the IPO Underwriters in the Initial Public Offering) to anyone other than the Partnership Group; (c) sales or other voluntary or involuntary dispositions of any assets of any Group Member other than (i) sales or other dispositions of inventory, accounts receivable and other assets in the ordinary course of business and (ii) sales or other dispositions of assets as part of normal retirements or replacements; and (d) capital contributions received by a Group Member.

  • Related Transactions Documents means the Loan Documents and all other agreements or instruments executed in connection with the Related Transactions.

  • Permitted Transactions has the meaning set forth in Section 13(B).

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;

  • Package Transaction means a transaction involving two or more instruments:

  • Company Acquisition Transaction means any transaction or series of transactions involving:

  • Treasury Transactions means any derivative transaction entered into in connection with protection against or benefit from fluctuation in any rate or price.

  • SPAC Transaction means a transaction or series of related transactions by merger, consolidation, share exchange or otherwise of the Company with a publicly traded “special purpose acquisition company” or its subsidiary (collectively, a “SPAC”), immediately following the consummation of which the common stock or share capital of the SPAC or its successor entity is listed on the Nasdaq Stock Market, the New York Stock Exchange or another exchange or marketplace approved by the Board of Directors, including a majority of the Preferred Directors.

  • Transaction Type means the nature of a fuel-based transaction as defined below: