Form ADV definition

Form ADV means Uniform Application for Investment Adviser Registration.

Form ADV means the form of uniform application for investment adviser registration pursuant to the Investment Advisory Act.

Form ADV has the meaning set forth in Section 4.15(a).

Examples of Form ADV in a sentence

• Yes No Report Not Yet ReceivedIf you check "Report Not Yet Received," you must promptly file an amendment to your Form ADV to update your response when the report is available.

• Additional Regulatory Contact Person: If a person other than the Chief Compliance Officer is authorized to receive information and respond to questions about this Form ADV, you may provide that information here.

• The investment adviser and I both certify, under penalty of perjury under the laws of the United States of America, that the information and statements made in this ADV, including exhibits and any other information submitted, are true and correct, and that I am signing this Form ADV Execution Page as a free and voluntary act.

• Under state laws, SEC-registered advisers may be required to provide to state securities authorities a copy of the Form ADV and any amendments they file with the SEC.

• Date of Succession: (MM/DD/YYYY) If you have already reported this succession on a previous Form ADV filing, do not report the succession again.

More Definitions of Form ADV

Form ADV has the meaning set forth in Section 3.28(b).

Form ADV means SEC Form ADV under the Investment Advisers Act.

Form ADV means the Investment Manager’s most recent Form ADV submitted to

Form ADV means the uniform form used by investment advisers to register with both the SEC and state securities authorities.

Form ADV means the Uniform Application for Investment Adviser Registration, 17 CFR 279.1, as required by

Form ADV has the meaning assigned in Section 5.03(v).

Form ADV means the current Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers as issued by the SEC.