Examples of Firm Preferred Shares in a sentence
The Firm Preferred Shares, Preferred Warrant Shares and Dividend Shares to be issued on the Closing Date are duly authorized and, when issued and paid for, to the extent applicable, in accordance with the applicable Transaction Documents, will be duly and validly issued, fully paid and nonassessable, free and clear of all Liens imposed by the Company.
Xxxxxxxxx SCHEDULE I SCHEDULE OF UNDERWRITERS Underwriter Firm Unit Purchase Price Total Amount of Underwriting Discount Total Number of Firm Preferred Shares to be Purchased Total Number of Firm Preferred Warrants to be Purchased Lake Street Capital Markets, LLC Maxim Group LLC TOTAL SCHEDULE II List of Lock-Up Parties Individuals • Xxxx X.
The option granted hereunder is for use by the Underwriter solely in covering any over-allotments in connection with the sale and distribution of the Firm Preferred Shares.
Delivery of the Firm Preferred Shares and the Optional Preferred Shares shall be made through the facilities of The Depositary Trust Company unless the Underwriter shall otherwise instruct.
The Firm Shares, Option Shares, Firm Preferred Shares, Firm Warrants, and Option Warrants are hereinafter referred to together as the “Public Securities.” The offering and sale of the Public Securities is hereinafter referred to as the “Offering.” The Firm Securities shall be issued directly by the Company and shall have the rights and privileges described in the Registration Statement, the Pricing Disclosure Package and the Prospectus referred to below.
The Firm Shares, Firm Preferred Shares and the Firm Warrants will be separated immediately upon issuance.
The obligation of each Underwriter to the Company shall be to purchase from the Company that number of full Firm Preferred Securities which bears the same proportion to the number of Firm Preferred Shares to be sold by the Trust as the number of shares set forth opposite the name of such Underwriter in Schedule I annexed hereto bears to the total number of Firm Preferred Shares to be purchased by all of the Underwriters under this Agreement.
In addition, on the basis of the representations, warranties and agreements herein contained, and upon the terms but subject to the conditions herein set forth, the Company hereby grants an option to the Underwriter to purchase, severally and not jointly, up to an aggregate of 780,000 Optional Preferred Shares from the Company at the purchase price per share to be paid by the Underwriter for the Firm Preferred Shares plus accrued dividends from July 26, 2006.
By: Name: Xxxx Xxxx Title: Head of Investment Banking/Underwritings [ISSUER] – Underwriting Agreement SCHEDULE 1 Underwriter Total Number of Firm Shares to be Purchased Total Number of Firm Preferred Shares to be Purchased Total Number of Firm Warrants to be Purchased Number of Option Shares and Option Warrants to be Purchased if the Over-Allotment Option is Full Exercised Xxxxxx Xxxxxx & Co., LLC ____ Option Shares, ____ Option Warrants Axiom Capital Management, Inc.
Xxxxxxxxxx SCHEDULE I SCHEDULE OF UNDERWRITERS Underwriters Firm Unit Purchase Price to Underwriters Total Amount of Underwriting Discount Total Number of Firm Preferred Shares to be Purchased Total Number of Firm Preferred Warrants to be Purchased Lake Street Capital Markets, LLC $ [●] $ [●] [●] [●] Maxim Group LLC $ [●] $ [●] [●] [●] TOTAL $ [●] $ [●] [●] [●] The price of each Firm Unit to the public is $[●].