Financial Planning Services definition

Financial Planning Services means the provision of financial or investment advice to “individuals” or families or their owned business entities based upon an analysis of their individual needs, financial circumstances and objectives. Generally, it includes preparing a financial plan, comprehensive or modular, which could include: personal financial statements; and advice relating to personal risk management, insurance, savings and investments, estate planning, retirement planning and taxes.

Financial Planning Services. We offer advisory services in the form of financial planning services. Financial planning services do not involve the active management of client accounts, but instead focuses on a client’s overall financial situation. Financial planning can be described as helping individuals determine and set their long-term financial goals, through investments, tax planning, asset allocation, risk management, retirement planning, and other areas. The role of a financial planner is to find ways to help the client understand his/her overall financial situation and help the client set financial objectives. Sub-Advisory Services – We have entered into a sub-advisory agreement for separately managed account(s) with Parametric Portfolio Associates, an independent federally registered investment adviser. This arrangement was established to fulfill specific investment strategies designed to meet certain clients’ goals and objectives. We do not make individual security selection decisions in the sub-advised account. Parametric buys and sells securities over time as they manage the account directly on the client’s behalf. We monitor the investment account, but not to the degree that we would monitor investments in accounts that we directly manage. Where the sub-advisor performs management services for a client of Creative Planning for a fee, clients will receive a copy of the sub-advisor’s ADV 2A brochure.

Financial Planning Services means the financial planning services to be supplied by BOLC to NUVOLA as described in Schedule D hereto.

Examples of Financial Planning Services in a sentence

• For purposes of this Rider, Investment Advisory Services shall not include Personal Financial Planning Services.

• The following table details all other compensation paid to each NEO during fiscal 2020:​​ Financial Planning Services Provided to Executive ($)​​Grants of Plan-Based Awards for Fiscal 2020The following table provides information relating to plan-based awards and opportunities granted to the NEOs during the fiscal year ended January 30, 2021.​​(1) Non-Equity Incentive Plan Awards represent the Threshold, Target and Maximum opportunities under the 2015 ICPP for the 2020 Spring and Fall seasons.

• Access Persons in GPSI should contact their Local Business Unit Compliance Officer for more information regarding which Covered Securities require pre-clearance; and •Access Persons of Pruco Securities LLC ("Pruco") / Prudential Financial Planning Services ("PFPS") are required to: (i) avoid placing their own personal interests ahead of the interests of PFPS clients; (ii) avoid taking inappropriate advantage of their position with the Company; and (iii) avoid any actual or potential conflicts of interest.

• This Investment Code of Ethics (Code) has been adopted by USAA Investment Management Company (IMCO), USAA Shareholder Account Services (SAS), each of the USAA Funds in USAA Mutual Funds Trust, USAA Financial Planning Services Insurance Agency, Inc.

• Political Contributions PolicyUSAA Investment Management CompanyUSAA Asset Management CompanyUSAA Financial Planning Services Insurance Agency, Inc.1 BackgroundThis Political Contributions Policy (the Policy) of USAA Investment Management Company (IMCO), USAA Asset Management Company (AMCO) and USAA Financial Planning Services Insurance Agency, Inc.

More Definitions of Financial Planning Services

Financial Planning Services means products, tools and/or services relating to, or for the purpose of, Financial Planning.

Financial Planning Services means the wealth planning services described in Section D (Financial Planning Services). “Funds For Investment” means cash balances that you hold with us for investment purposes.

Financial Planning Services means the services of Dealing in Financial Products and giving Financial Product Advice as specified in the Authorised Representative's Letter of Authority. Financial Product has the same meaning as in the Corporations Act. Financial Product Advice has the same meaning as in the Corporations Act. Group means the Licensee and its Related Bodies Corporate.

Financial Planning Services means financial or investment advice given to individuals or their owned business organizations as part of a Financial Plan, comprehensive or modular, including advice with respect to personal risk management, investments, estate planning, retirement planning, and taxes; or Investment Management Services provided pursuant to an Investment Management Contract as well as the implementation of the Financial Plan or the Investment Management Contract through the purchase or sale of Securities or life insurance products or other appropriate implementation strategies.

Financial Planning Services means our provision of advice or recommendation(s) in relation to wealth or financial planning (not amounting to financial advisory services within the meaning of the FAA);

Financial Planning Services means financial or investment advice given as part of a Financial Plan, including advice relating to risk management, investments, estate planning, retirement planning, and taxes; or Investment Management Services provided pursuant to an Investment Management Contract.

Financial Planning Services means any services that involve (i) the management of an investment account or fund (or portions thereof or a group of investment accounts or funds), or (ii) the giving of advice with respect to financial planning or the investment and/or reinvestment of assets or funds (or any group of assets or funds).