Existing Regulated Fund definition

Existing Regulated Fund means (a) BDC I, (b) BDC II, (c) BDC III, (d) CTAC, (e) CAPM and (f) CCIF.
Sample 1Sample 2
Existing Regulated Fund means (a) BDC I, (b) BDC II, (c) from and after its election to be regulated as a BDC under the Act, BDC III and
Sample 1
Existing Regulated Fund means (a) BDC I, (b) BDC II, and (c) from and after its election to be regulated as a BDC under the Act, BDC III. “Follow-On Investment” means an additional investment in the same issuer, including, but not limited to, through the exercise of warrants, conversion
Sample 1

Examples of Existing Regulated Fund in a sentence

  • The Existing Regulated Fund is an externally-managed, non-diversified, closed-end management investment company incorporated in Maryland.

  • The Consultant will use the existing studies and their expert judgement and experience to deliver this study.

  • NFA will have general oversight over the investment process on behalf of the Existing Regulated Fund.

  • SSC manages the assets entrusted to it by its clients in accordance with its fiduciary duty to those clients and, in the case of the Existing Regulated Fund, the Act.

  • In addition, because the SSC Proprietary Accounts will be controlled by an Adviser or its affiliates and, therefore, may be under common control with the Existing Regulated Fund, SSC, and any Future Regulated Funds, the SSC Proprietary Accounts could be deemed to be persons related to the Regulated Funds (or a company controlled by the Regulated Funds) in a manner described by Section 17(d) or 57(b) and also prohibited from participating in the Co-Investment Program.

  • Applicants include SSC, which manages the Existing Regulated Fund, will manage the Existing Affiliated Fund and expects to manage additional accounts in the future.

  • The Existing Regulated Fund intends to achieve its investment objective by utilizing the same investment strategies as other commingled direct lending funds managed by the Adviser.

  • Because MassMutual controls Barings, MassMutual is an affiliated person of Barings under Section 2(a)(3)(C), and therefore an affiliated person of an affiliated person of each Existing Regulated Fund.

  • The Existing Regulated Fund has elected to be regulated as a BDC under the Act, intends to qualify and elect to be treated as a regulated investment company (“RIC”) under Subchapter M of the Code, and intends to continue to qualify as a RIC in the future.

  • The Existing Regulated Fund will originate, structure and underwrite senior secured loans and other types of loans for (i) established cannabis industry operators in states that have legalized medicinal and/or adult use cannabis to the extent permitted by applicable laws and the regulations governing such loan parties and (ii) ancillary cannabis businesses with strong fundamentals.


More Definitions of Existing Regulated Fund

Existing Regulated Fund means VCSLC from and after its election to be regulated as a BDC under the Act.
Sample 1

Related to Existing Regulated Fund

  • Regulated Funds means the Existing Regulated Fund, the Future Regulated Funds and the BDC Downstream Funds.

  • Regulated Entity means any entity referred to in Section I of Article L.613-34 of the French Code monétaire et financier as modified by the 20 August 2015 Decree Law, which includes certain credit institutions, investment firms, and certain of their parent or holding companies established in France.

  • Applicable Banking Regulations means at any time the laws, regulations, requirements, guidelines and policies relating to capital adequacy, resolution and/or solvency including, among others, those giving effect to the MREL and the TLAC or any equivalent or successor principles, then applicable to Banco Santander and/or the Group including, without limitation to the generality of the foregoing, the CRD IV, the BRRD, the SRM Regulation and those regulations, requirements, guidelines and policies relating to capital adequacy, resolution and/or solvency of the Regulator and/or the Relevant Resolution Authority then applicable to Banco Santander and/or the Group including, among others, those giving effect to the MREL and the TLAC or any equivalent or successor principles, in each case to the extent then in effect in the Kingdom of Spain (whether or not such regulations, requirements, guidelines or policies have the force of law and whether or not they are applied generally or specifically to Banco Santander and/or the Group).

  • Managed Fund means those Funds, individually and collectively, for which the Portfolio Manager makes buy and sell decisions.

  • Related Fund means, with respect to any Lender that is an investment fund, any other investment fund that invests in commercial loans and that is managed or advised by the same investment advisor as such Lender or by an Affiliate of such investment advisor.

  • Consolidated Fund means the Consolidated Fund established by this Constitution;

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • Regulated air pollutant means the following:

  • Approved Fund means any Fund that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a Lender.

  • Regulated Bank means a commercial bank with a consolidated combined capital surplus of at least $5,000,000,000 that is (i) a U.S. depository institution the deposits of which are insured by the Federal Deposit Insurance Corporation; (ii) a corporation organized under section 25A of the U.S. Federal Reserve Act of 1913; (iii) a branch, agency or commercial lending company of a foreign bank operating pursuant to approval by and under the supervision of the Board of Governors under 12 CFR part 211; (iv) a non-U.S. branch of a foreign bank managed and controlled by a U.S. branch referred to in clause (iii); or (v) any other U.S. or non-U.S. depository institution or any branch, agency or similar office thereof supervised by a bank regulatory authority in any jurisdiction.

  • Regulated NSR pollutant means the following:

  • Listing Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

  • Public Finance Management Act ’ means the Public Finance Management Act, 1999 (Act No. 1 of 1999);

  • Environmental and Social Commitment Plan or “ESCP” means the environmental and social commitment plan for the Project, dated May 14, 2020, as the same may be amended from time to time in accordance with the provisions thereof, which sets out the material measures and actions that the Borrower shall carry out or cause to be carried out to address the potential environmental and social risks and impacts of the Project, including the timeframes of the actions and measures, institutional, staffing, training, monitoring and reporting arrangements, and any environmental and social instruments to be prepared thereunder.

  • Affiliated Fund means, with respect to any specified Person, a private equity investment fund that is an Affiliate of such Person or that is advised by the same investment adviser as such Person or by an Affiliate of such investment adviser.