Execution Specialist definition

Execution Specialist means a SEF employee responsible for assisting Participants and Sponsored Participants (and any of their Supervised Persons) in entering on the SEF Orders and Transactions and receiving reports of Uncleared Block Trades.
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Execution Specialist means an employee of the Company that assists Participants and Sponsored Access Firms with entering Orders in the Order Book, issuing and responding to RFQs, reporting Block Trades, communicating Indications of Interest and effecting Permitted Transactions in accordance with these Rules.
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Examples of Execution Specialist in a sentence

  • Upon receipt by the Execution Specialist of an actionable firm bid or offer in response to a Voice RFQ from a Voice RFQ recipient, the Execution Specialist shall communicate to the Voice RFQ requester any bid or offer pertaining to the same Swap resting on the CLOB together with such response, and shall provide the Voice RFQ requester with the ability to execute against any such Orders.

  • Upon receipt by the Execution Specialist of a response to a Voice RFQ that is not a firm bid or offer from a Voice RFQ recipient, the Execution Specialist shall communicate such response to the Voice RFQ requester.

  • Each Authorized User may, through an Execution Specialist, initiate a Voice RFQ for Required Transactions or Permitted Transactions.

  • The Execution Specialist will transmit the Voice RFQ to at least three unaffiliated Voice RFQ recipients (which transmission the Execution Specialist may initially make to other Execution Specialists acting for such recipients) for one-sided (bid or offer) or two-sided (both bid and offer) quotes for a particular Swap for a specified notional amount.

  • A Voice RFQ requester and/or its Execution Specialist may select one or more Voice RFQ recipients eligible to receive such Voice RFQ.

  • A Participant submitting a Permitted Cross Transaction to an Execution Specialist must provide the information required by Rule 8001.

  • Permitted Cross Transactions may be communicated to an Execution Specialist via telephone and/or via electronic modes of communication such as email and instant message.

  • Any affected Participant or Sponsored Participant shall continue to have access to the SEF by means of an Execution Specialist, unless such access is denied in accordance with the procedures set forth in Rule 3103 or elsewhere in the SEF Rules.

  • The Company shall review each possible violation of this Rule 1002(b) in light of all the facts and circumstances, including whether any errors or delays were caused by the Company or any Execution Specialist.

  • Orders, including Orders for Required Cross Transactions and Permitted Cross Transactions, may be entered into the Order Book for execution either (i) directly by any Participant that has established direct connectivity to the SEF’s Order Management System, or (ii) by an Execution Specialist acting on the instruction of a Participant.

Related to Execution Specialist

  • Professional Engineer or Professional Certificated Engineer means a person holding registration as either a Professional Engineer or Professional Certificated Engineer in terms of the Engineering Profession Act, 2000 (Act No. 46 of 2000);

  • Certified pharmacy technician or “certified technician” means an individual who holds a valid current national certification and who has registered with the board as a certified pharmacy technician.

  • Autism spectrum disorder means a neuro-developmental condition typically appearing in the first three years of life that significantly affects a person's ability to communicate, understand relationships and relate to others, and is frequently associated with unusual or stereotypical rituals or behaviours.

  • Participating Certified Clinical Nurse Specialist means a Certified Clinical Nurse Specialist who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.