Execution of Transactions definition

Execution of Transactions the non-advice Investment Service, by means of which Monex shall execute the instructions received from the client, regarding one or more Securities, pursuant to the terms instructed by the Client and without any advice by Monex.
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Examples of Execution of Transactions in a sentence

  • Reception and Execution of Transactions The Company may, in certain circumstances, accept instructions, by telephone via the Company’s Brokerage Department, provided that the Company is satisfied, at its full discretion, of the client’s identity by asking relevant details such as passport and/or ID number and/or verification code(s) and the Company is also satisfied with the clarity of the instructions given.

  • Participant acknowledges and agrees that it will be bound by any actions taken through the use of its Passwords (except through the fault or negligence of ICE), including the Execution of Transactions and the receipt of Platform Services, whether or not such actions were authorized.

  • Execution of Transactions Blooom uses an algorithm to generate your recommendation.

  • For the cases in which the Investment Portfolio of the Client is for any cause found out of the Client Investment Profile determined by Monex, the latter may continue providing the Client with the Execution of Transactions service without any liability whatsoever.

  • Under the Execution of Transactions service, the Client shall be liable to verify that the Securities it acquires are in accordance with its Client Investment Profile and its investment objectives, responsible to evaluate the risks inherent thereto, for which, the instructions provided to Monex, as well as the transactions it may carry out with such Securities, shall of exclusive liability by the Client.

  • The Code is intended to complement the internal principlesthese applicable legal and regulatory requirements, as well as internal policies and practices of Participant, and to guide Participant as it engages in use of the Platform (including for Execution of Transactions and Data Submission in order to receive) and receipt of the Platform Services.

  • The Client hereby agrees to confirm the instructions with respect to the Execution of Transactions, through electronic means, telephone or similar, which Monex shall conserve as evidence and, in such case, the corresponding voice recordings.

  • The Client acknowledges and accepts that the instructions it may provide Monex under the Execution of Transactions service may not be in accordance with the Client Investment Profile and/or exceed the concentration levels established by Monex and/or not be found in the Investment Strategy determined by Monex, for which the Client accepts that Monex shall not be liable for such cases.

  • Execution of Transactions The Parties acknowledge that any transaction entered into through the Metals Platform or the Derivatives Platform based on Enron’s prices as displayed on the Metals Platform or the Derivatives Platform shall be solely between Enron and the relevant Participant, and shall be governed by the terms and conditions printed on the Metals Platform or the Derivatives Platform and this Agreement.

  • Any instruction that the Client may provide with respect to Securities other than those mentioned in the preceding paragraph, shall be deemed made under the Execution of Transactions service.

Related to Execution of Transactions

  • Date of Transfer means the date of registration of transfer of the Property into the name of the Purchaser in the Deeds Registry in Pietermaritzburg;

  • means of transport means rail transport, road freight transport, inland waterway transport, maritime transport, air transport, and intermodal transport;

  • Notice of Transfer With regard to Distressed Mortgage Loans that will become Transferred Mortgage Loans, the notice given by the related Prior Servicer (if such Prior Servicer is Aurora) to the Master Servicer, the applicable Custodian, the Trustee and the Special Servicer or by the Master Servicer (if the related Prior Servicer(s) are not Aurora) to the Prior Servicer(s), the applicable Custodian, the Trustee and the Special Servicer, in each case substantially in the form of Exhibit A hereto.

  • Deed of Transfer means the notarial deed of transfer for the Shares, substantially in the form as attached hereto as Schedule 3;

  • Termination of Trading means that the Common Stock or other securities into which the Securities are convertible is neither listed for trading on a U.S. national securities exchange nor approved for trading on an established automated over-the-counter trading market in the United States.

  • Regulations of the U.S. Department of Transportation means the regulations in 49 CFR Parts 100-189.

  • In the course of transportation means in the course of transportation within the United States, or in the course of transportation outside the United States and any other nation, including handling or temporary storage incidental

  • Spin-Off Transaction means a distribution by the Company to its shareholders of all or any portion of the securities of any Subsidiary of the Company.

  • Tool of Trade means:a Vehicle that has tools, implements, machinery or plant attached to or towed by the Vehicle and is being used by You at Your premises or on any Worksite. Tool of Trade does not include any Vehicle whilst travelling to or from a Worksite or Vehicles that are used to carry goods to or from any premises.

  • Letter of Transmittal means the letter of transmittal to be prepared by the Company and sent to all Holders of the Notes for use by such Holders in connection with the Exchange Offer.

  • Transactional Agreements means: (a) the Agreement; (b) the Assignment and Assumption Agreement; (c) the Voting Agreements; (d) the Credit Agreement; (e) the Patent License Agreement; (f) the Patent Standstill Agreement; and (g) the Stay Orders.

  • Department of Transportation means the United States Department of Transportation and any agency or instrumentality of the United States government succeeding to its functions.

  • DTC Representation Letter means the Blanket Letter of Representation from the Issuer and the Paying Agent to DTC which provides for a book-entry system, or any agreement between the Issuer and Paying Agent and a successor securities depository duly appointed.

  • execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments issued by an investment firm or a credit institution at the moment of their issuance;

  • Permanent foster care placement means the place of residence in which a child resides and in

  • Merger Transactions means the Merger and the other transactions relating thereto or contemplated by the Merger Agreement.

  • Buyer Fundamental Representations has the meaning set forth in Section 8.01.

  • Acquisition Agreement Representations means the representations and warranties with respect to the Companies made by the Seller in the Acquisition Agreement to the extent a breach of such representations and warranties is material to the interests of the Lenders, but only to the extent that the Borrower or its Affiliates have the right to terminate its or their obligations under the Acquisition Agreement (or decline to consummate the Rockwood Acquisition) as a result of a breach of such representations in the Acquisition Agreement.

  • Judicial Branch Entities means any California superior or appellate court, the Judicial Council of California, and the Habeas Corpus Resource Center.

  • Transaction Size means Lot Size multiplied by number of Lots.

  • Purchaser Fundamental Representations means the representations and warranties set forth in Section 4.1 (Organization; Good Standing); Section 4.2 (Corporate Power; Enforceability); Section 4.3(a) (Non-Contravention) and Section 4.8 (Brokers).

  • Letter of Transmittal and Election Form means the letter of transmittal and election form(s) to be delivered by Company to the Company Shareholders and Company RSU Holders and providing for the Company Shareholder’s and Company RSU Holders election with respect to the Consideration;

  • Specified Merger Agreement Representations means such of the representations and warranties made with respect to the Company and its Subsidiaries by the Company in the Merger Agreement to the extent a breach of such representations and warranties is material to the interests of the Lenders.

  • Transaction Agreements means the Securities Purchase Agreement, the Debentures, the Joint Escrow Instructions, the Security Agreement, the Registration Rights Agreement, and the Warrants and includes all ancillary documents referred to in those agreements.

  • Seller Fundamental Representations means the representations and warranties of Seller contained in Section 3.01 (Existence and Power), Section 3.02 (Authorization), Section 3.05 (Group Companies) (other than Section 3.05(e)) and Section 3.21 (Finders’ Fees).